CRD #372 · FINRA BrokerCheck + SEC IAPD

Gruntal & Co., L.L.C.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Gruntal & Co., L.L.C. ranks #39 of 20,055 by disclosure count (most disclosures first). Gruntal & Co., L.L.C. carries 115 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.

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Grade F
Safety grade
0
branch offices
115
disclosures
#39 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 372 Gruntal & Co., L.L.C.

Gruntal & Co., L.L.C. · Grade F · 115 disc · 115.00/office · Single-office firm

  • CRD 372
  • GRADE F
  • DISC 115
  • REG 34
  • ARB 81
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #39 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: Banc of America Investment Services, Inc. (122.00 disc/office)

Banc of America Investm…122.00J.P. Morgan Securities …108.00Banc of America Securit…93.00Gruntal & Co., L.L.C. (this)115.00
Disclosures per office among single-office firm peers (lower is cleaner)

Gruntal & Co., L.L.C. ranks #39 of 20,055 by disclosure count among graded broker-dealers; heavy load at 115.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

115 events

On FINRA BrokerCheck

Regulatory events

34 actions

30% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 34
Arbitrations 81
Civil Events 0
Total 115

Counts for Gruntal & Co., L.L.C. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 34 Arbitration 81 Civil 0

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
03/04/1997
State of Formation
Delaware
CRD Number
372
SEC Number
31022

Heavy disclosure book

Gruntal & Co., L.L.C. in the heavier-disclosure third

Gruntal & Co., L.L.C. carries 115 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#39 of 20,055). Mix is 34 regulatory, 81 arbitration, and 0 civil (30% regulator share).

Gruntal & Co., L.L.C. ranks #39 of 20,055 by BrokerCheck disclosure count among graded firms (115 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Gruntal & Co., L.L.C.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Gruntal & Co., L.L.C. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Gruntal & Co., L.L.C. ranks #39 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Gruntal & Co., L.L.C.?
A grade of F reflects Gruntal & Co., L.L.C.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 115 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Gruntal & Co., L.L.C. have?
Gruntal & Co., L.L.C. has 115 total FINRA disclosures, including 34 regulatory events, 81 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Gruntal & Co., L.L.C.?
Gruntal & Co., L.L.C. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Gruntal & Co., L.L.C.'s disciplinary record?
You can verify Gruntal & Co., L.L.C.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 372. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Gruntal & Co., L.L.C.'s 115 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Gruntal & Co., L.L.C. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Gruntal & Co., L.L.C. carries 115 disclosures across 0 branch offices (about 115.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.