CRD #18718 · FINRA BrokerCheck + SEC IAPD

J.P. Morgan Securities Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, J.P. Morgan Securities Inc. ranks #41 of 20,055 by disclosure count (most disclosures first). J.P. Morgan Securities Inc. carries 108 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.

Verify on FINRA BrokerCheck → Browse all firms
Grade F
Safety grade
0
branch offices
108
disclosures
#41 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 18718 J.P. Morgan Securities Inc.

J.P. Morgan Securities Inc. · Grade F · 108 disc · 108.00/office · Single-office firm

  • CRD 18718
  • GRADE F
  • DISC 108
  • REG 103
  • ARB 2
  • CIV 3
  • BRANCH 0
  • PER-OFF n/a
  • RANK #41 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: Gruntal & Co., L.L.C. (115.00 disc/office)

Gruntal & Co., L.L.C.115.00Banc of America Investm…122.00Banc of America Securit…93.00J.P. Morgan Securit… (this)108.00
Disclosures per office among single-office firm peers (lower is cleaner)

J.P. Morgan Securities Inc. ranks #41 of 20,055 by disclosure count among graded broker-dealers; heavy load at 108.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

108 events

On FINRA BrokerCheck

Regulatory events

103 actions

95% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 103
Arbitrations 2
Civil Events 3
Total 108

Counts for J.P. Morgan Securities Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 103 Arbitration 2 Civil 3

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
09/10/1986
State of Formation
Delaware
CRD Number
18718
SEC Number
36950

Regulator-heavy mix

J.P. Morgan Securities Inc. in the heavier-disclosure third

J.P. Morgan Securities Inc. carries 108 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#41 of 20,055). Regulator-initiated events are 95% of the book (103 regulatory / 2 arbitration / 3 civil).

95% of J.P. Morgan Securities Inc.'s 108 disclosures are regulator-initiated (103 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of J.P. Morgan Securities Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does J.P. Morgan Securities Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, J.P. Morgan Securities Inc. ranks #41 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for J.P. Morgan Securities Inc.?
A grade of F reflects J.P. Morgan Securities Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 108 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does J.P. Morgan Securities Inc. have?
J.P. Morgan Securities Inc. has 108 total FINRA disclosures, including 103 regulatory events, 2 arbitrations, 3 civil events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is J.P. Morgan Securities Inc.?
J.P. Morgan Securities Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify J.P. Morgan Securities Inc.'s disciplinary record?
You can verify J.P. Morgan Securities Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 18718. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). J.P. Morgan Securities Inc.'s 108 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid J.P. Morgan Securities Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. J.P. Morgan Securities Inc. carries 108 disclosures across 0 branch offices (about 108.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.