CRD #46217 · FINRA BrokerCheck + SEC IAPD

Hollencrest Capital Management, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Hollencrest Capital Management, LLC ranks #2,189 of 20,055 by disclosure count (most disclosures first). Hollencrest Capital Management, LLC carries 3 BrokerCheck disclosures across 1 branch office - heavy load for a single-office firm, earning a Grade C.

Verify on FINRA BrokerCheck → Browse all firms
Grade C
Safety grade
1
branch office
3
disclosures
#2,189 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 46217 Hollencrest Capital Management, LLC

Hollencrest Capital Management, LLC · Grade C · 3 disc · 3.00/office · Single-office firm

  • CRD 46217
  • GRADE C
  • DISC 3
  • REG 2
  • ARB 1
  • CIV 0
  • BRANCH 1
  • PER-OFF 3.00
  • RANK #2,189 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: A. B. Culbertson and Company (3.00 disc/office)

A. B. Culbertson and Co…3.00A. Gary Shilling & Co.,…3.00Abner Herrman & Brock, LLC3.00Hollencrest Capital… (this)3.00
Disclosures per office among single-office firm peers (lower is cleaner)

Hollencrest Capital Management, LLC ranks #2,189 of 20,055 by disclosure count among graded broker-dealers; heavy load at 3.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

1 office

FINRA: Small firm

Total disclosures

3 events

On FINRA BrokerCheck

Regulatory events

2 actions

67% of all disclosures

Disclosures per office

3.00 per office

3 ÷ 1 offices

Hollencrest Capital Management, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

3 a cleaner per-office record than 4% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). Below this entry. 1–2: 32 disclosing firms (3%). Below this entry. 2–2: 65 disclosing firms (5%). Below this entry. 2–2: 9 disclosing firms (1%). Below this entry. 2–2: 72 disclosing firms (6%). Below this entry. 2–3: 14 disclosing firms (1%). Below this entry. 3–3: 24 disclosing firms (2%). Below this entry. 3–3: 6 disclosing firms (0%). Below this entry. 3–3: 32 disclosing firms (3%). This entry sits in this band. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 2
Arbitrations 1
Civil Events 0
Total 3

Counts for Hollencrest Capital Management, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 2 Arbitration 1 Civil 0

Firm Details

Firm Size
Small
Scope
INACTIVE
CRD Number
46217

Elevated disclosures per office

Hollencrest Capital Management, LLC in the heavier-disclosure third

Hollencrest Capital Management, LLC carries 3 BrokerCheck disclosures across 1 branch office - a heavier-third raw book among graded firms (#2,189 of 20,055). Regulator-initiated events are 67% of the book (2 regulatory / 1 arbitration / 0 civil).

Hollencrest Capital Management, LLC runs 3.00 disclosures per branch office (cleaner than only 96% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Hollencrest Capital Management, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Hollencrest Capital Management, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Hollencrest Capital Management, LLC ranks #2,189 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for Hollencrest Capital Management, LLC?
A grade of C reflects Hollencrest Capital Management, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 3 total disclosures across 1 branch office. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Hollencrest Capital Management, LLC have?
Hollencrest Capital Management, LLC has 3 total FINRA disclosures, including 2 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Hollencrest Capital Management, LLC?
Hollencrest Capital Management, LLC operates 1 branch office and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Hollencrest Capital Management, LLC's disciplinary record?
You can verify Hollencrest Capital Management, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 46217. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on BrokerCheck. For Hollencrest Capital Management, LLC, the 3.00 per-office intensity is the size-normalized signal behind Grade C.
Should I avoid Hollencrest Capital Management, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Hollencrest Capital Management, LLC carries 3 disclosures across 1 branch office (about 3.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

  • A. B. Culbertson and Company - 3.00 disclosures/office, nearest single-office firm peer to Hollencrest Capital Management, LLC's 3.00
  • A. Gary Shilling & Co., Inc. - 3.00 disclosures/office, nearest single-office firm peer to Hollencrest Capital Management, LLC's 3.00
  • Abner Herrman & Brock, LLC - 3.00 disclosures/office, nearest single-office firm peer to Hollencrest Capital Management, LLC's 3.00
  • Red Flags in Advisor Records - How to read Hollencrest Capital Management, LLC's heavy load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 3 disclosures behind Hollencrest Capital Management, LLC's Grade C.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Hollencrest Capital Management, LLC.
  • Compare firms - put Hollencrest Capital Management, LLC next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.