CRD #3998 · FINRA BrokerCheck + SEC IAPD

Jack V. Butterfield Investment Company

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Jack V. Butterfield Investment Company ranks #2,896 of 20,055 by disclosure count (most disclosures first). Among firms registered in MI, it ranks #14 of 39 on the same disclosure sort used on the state browse page. Jack V. Butterfield Investment Company carries 2 BrokerCheck disclosures across 3 branch offices - moderate load for a small firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
3
branch offices
2
disclosures
#2,896 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 3998 Jack V. Butterfield Investment Company

Jack V. Butterfield Investment Company · Grade B · 2 disc · 0.67/office · Small firm

  • CRD 3998
  • GRADE B
  • DISC 2
  • REG 2
  • ARB 0
  • CIV 0
  • BRANCH 3
  • PER-OFF 0.67
  • RANK #2,896 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: ACP Securities, LLC (0.67 disc/office)

ACP Securities, LLC0.67Akar Capital Management…0.67Alliant Securities, Inc…0.67Jack V. Butterfield… (this)0.67
Disclosures per office among small firm peers (lower is cleaner)

Jack V. Butterfield Investment Company ranks #2,896 of 20,055 by disclosure count among graded broker-dealers; moderate load at 0.67 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

3 offices

FINRA: Small firm

Total disclosures

2 events

On FINRA BrokerCheck

Regulatory events

2 actions

100% of all disclosures

Disclosures per office

0.67 per office

2 ÷ 3 offices

Jack V. Butterfield Investment Company vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

1 a cleaner per-office record than 38% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). This entry sits in this band. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 2
Arbitrations 0
Civil Events 0
Total 2

Counts for Jack V. Butterfield Investment Company reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 2 Arbitration 0 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Jackson, MI
CRD Number
3998

Regulator-heavy mix

Jack V. Butterfield Investment Company in the heavier-disclosure third

Jack V. Butterfield Investment Company carries 2 BrokerCheck disclosures across 3 branch offices - a heavier-third raw book among graded firms (#2,896 of 20,055). Regulator-initiated events are 100% of the book (2 regulatory / 0 arbitration / 0 civil).

100% of Jack V. Butterfield Investment Company's 2 disclosures are regulator-initiated (2 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Jack V. Butterfield Investment Company's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Michigan cohort · 0.72× state average

Jack V. Butterfield Investment Company tracks near the Michigan disclosure average

Jack V. Butterfield Investment Company reports 2 BrokerCheck disclosures, about 0.72× the Michigan average of 2.8 across 39 graded firms.

In Michigan, 21 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Michigan state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Jack V. Butterfield Investment Company sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Jack V. Butterfield Investment Company ranks #2,896 of 20,055 by disclosure count (most disclosures first). Among firms registered in MI, it ranks #14 of 39 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Jack V. Butterfield Investment Company?
A grade of B reflects Jack V. Butterfield Investment Company's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 2 total disclosures across 3 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Jack V. Butterfield Investment Company have?
Jack V. Butterfield Investment Company has 2 total FINRA disclosures, including 2 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Jack V. Butterfield Investment Company?
Jack V. Butterfield Investment Company operates 3 branch offices and is classified by FINRA as a small firm, registered in MI (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Jack V. Butterfield Investment Company's disciplinary record?
You can verify Jack V. Butterfield Investment Company's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 3998. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid Jack V. Butterfield Investment Company because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Jack V. Butterfield Investment Company carries 2 disclosures across 3 branch offices (about 0.67 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

  • ACP Securities, LLC (FL) - 0.67 disclosures/office, nearest small firm peer to Jack V. Butterfield Investment Company's 0.67
  • Akar Capital Management, Inc. (FL) - 0.67 disclosures/office, nearest small firm peer to Jack V. Butterfield Investment Company's 0.67
  • Alliant Securities, Inc. Turner, Nord, Kienbaum (WA) - 0.67 disclosures/office, nearest small firm peer to Jack V. Butterfield Investment Company's 0.67
  • Firms in MI - state roster that includes Jack V. Butterfield Investment Company's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Jack V. Butterfield Investment Company.
  • Reading BrokerCheck Reports - How Jack V. Butterfield Investment Company's 0.67 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Jack V. Butterfield Investment Company.
  • Compare firms - put Jack V. Butterfield Investment Company next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.