Branch offices
3 offices
FINRA: Small firm
CRD #24795 · FINRA BrokerCheck + SEC IAPD
Joseph Gunnar & Co. LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Joseph Gunnar & Co. LLC ranks #355 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #48 of 868 on the same disclosure sort used on the state browse page. Joseph Gunnar & Co. LLC carries 18 BrokerCheck disclosures across 3 branch offices - heavy load for a small firm, earning a Grade C.
- Grade C
- Safety grade
- 3
- branch offices
- 18
- disclosures
- #355 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 24795 Joseph Gunnar & Co. LLC
Joseph Gunnar & Co. LLC · Grade C · 18 disc · 6.00/office · Small firm
- CRD 24795
- GRADE C
- DISC 18
- REG 5
- ARB 13
- CIV 0
- BRANCH 3
- PER-OFF 6.00
- RANK #355 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: CTC, LLC (6.00 disc/office)
Joseph Gunnar & Co. LLC ranks #355 of 20,055 by disclosure count among graded broker-dealers; heavy load at 6.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
18 events
On FINRA BrokerCheck
Regulatory events
5 actions
28% of all disclosures
Disclosures per office
6.00 per office
18 ÷ 3 offices
Disclosure Intensity
Disclosures per branch office, the firm's disclosure load relative to its operating footprint.
Joseph Gunnar & Co. LLC - disclosures per branch office 100.0%
Typical multi-office firm
Most multi-office firms sit below ~0.5 disclosures per branch; values above 1.0 are notably high for the footprint.
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 5 |
| Arbitrations | 13 |
| Civil Events | 0 |
| Total | 18 |
Counts for Joseph Gunnar & Co. LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 5 Arbitration 13 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Uniondale, NY
- CRD Number
- 24795
Heavy disclosure book
Joseph Gunnar & Co. LLC in the heavier-disclosure third
Joseph Gunnar & Co. LLC carries 18 BrokerCheck disclosures across 3 branch offices - a heavier-third raw book among graded firms (#355 of 20,055). Mix is 5 regulatory, 13 arbitration, and 0 civil (28% regulator share).
Joseph Gunnar & Co. LLC ranks #355 of 20,055 by BrokerCheck disclosure count among graded firms (18 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Joseph Gunnar & Co. LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
New York cohort · 2.06× state average
Joseph Gunnar & Co. LLC sits above the New York disclosure average
Joseph Gunnar & Co. LLC reports 18 BrokerCheck disclosures, 2.06× the New York average of 8.7 across 868 graded firms with a principal-office state on file.
In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Joseph Gunnar & Co. LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Joseph Gunnar & Co. LLC ranks #355 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #48 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for Joseph Gunnar & Co. LLC?
A grade of C reflects Joseph Gunnar & Co. LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 18 total disclosures across 3 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Joseph Gunnar & Co. LLC have?
Joseph Gunnar & Co. LLC has 18 total FINRA disclosures, including 5 regulatory events, 13 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Joseph Gunnar & Co. LLC?
Joseph Gunnar & Co. LLC operates 3 branch offices and is classified by FINRA as a small firm, registered in NY (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Joseph Gunnar & Co. LLC's disciplinary record?
You can verify Joseph Gunnar & Co. LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 24795. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Joseph Gunnar & Co. LLC's 18 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Joseph Gunnar & Co. LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Joseph Gunnar & Co. LLC carries 18 disclosures across 3 branch offices (about 6.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Joseph Gunnar & Co. LLC, both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar disclosure totals
Nearest cross-state graded firms by BrokerCheck disclosure count (18 here).
Read with this firm
- CTC, LLC (IL) - 6.00 disclosures/office, nearest small firm peer to Joseph Gunnar & Co. LLC's 6.00
- First Georgetown Securities, Inc. (VA) - 6.00 disclosures/office, nearest small firm peer to Joseph Gunnar & Co. LLC's 6.00
- Hennion & Walsh, Inc. (NJ) - 6.00 disclosures/office, nearest small firm peer to Joseph Gunnar & Co. LLC's 6.00
- Firms in NY - state roster that includes Joseph Gunnar & Co. LLC's registration home.
- Red Flags in Advisor Records - How to read Joseph Gunnar & Co. LLC's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 18 disclosures behind Joseph Gunnar & Co. LLC's Grade C.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Joseph Gunnar & Co. LLC.
- Compare firms - put Joseph Gunnar & Co. LLC next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.