CRD #566 · FINRA BrokerCheck + SEC IAPD

Keybanc Capital Markets Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Keybanc Capital Markets Inc. ranks #86 of 20,055 by disclosure count (most disclosures first). Among firms registered in OH, it ranks #2 of 57 on the same disclosure sort used on the state browse page. Keybanc Capital Markets Inc. carries 55 BrokerCheck disclosures across 43 branch offices - elevated load for a mid-sized firm, earning a Grade D.

Verify on FINRA BrokerCheck → Browse all firms
Grade D
Safety grade
43
branch offices
55
disclosures
#86 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 566 Keybanc Capital Markets Inc.

Keybanc Capital Markets Inc. · Grade D · 55 disc · 1.28/office · Mid-sized firm

  • CRD 566
  • GRADE D
  • DISC 55
  • REG 40
  • ARB 15
  • CIV 0
  • BRANCH 43
  • PER-OFF 1.28
  • RANK #86 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: Sanford C. Bernstein & Co., LLC (1.30 disc/office)

Sanford C. Bernstein & …1.30Newbridge Securities Co…1.09Tradestation Securities…1.50Keybanc Capital Mar… (this)1.28
Disclosures per office among mid-sized firm peers (lower is cleaner)

Keybanc Capital Markets Inc. ranks #86 of 20,055 by disclosure count among graded broker-dealers; elevated load at 1.28 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

43 offices

FINRA: Large firm

Total disclosures

55 events

On FINRA BrokerCheck

Regulatory events

40 actions

73% of all disclosures

Disclosures per office

1.28 per office

55 ÷ 43 offices

Keybanc Capital Markets Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

1 a cleaner per-office record than 23% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). Below this entry. 1–2: 32 disclosing firms (3%). This entry sits in this band. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 40
Arbitrations 15
Civil Events 0
Total 55

Counts for Keybanc Capital Markets Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 40 Arbitration 15 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
Cleveland, OH
CRD Number
566

Elevated disclosures per office

Keybanc Capital Markets Inc. in the heavier-disclosure third

Keybanc Capital Markets Inc. carries 55 BrokerCheck disclosures across 43 branch offices - a heavier-third raw book among graded firms (#86 of 20,055). Regulator-initiated events are 73% of the book (40 regulatory / 15 arbitration / 0 civil).

Keybanc Capital Markets Inc. runs 1.28 disclosures per branch office (cleaner than only 77% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Keybanc Capital Markets Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Ohio cohort · 13× state average

Keybanc Capital Markets Inc. sits above the Ohio disclosure average

Keybanc Capital Markets Inc. reports 55 BrokerCheck disclosures, 13× the Ohio average of 4.1 across 57 graded firms with a principal-office state on file.

In Ohio, 26 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Ohio state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Keybanc Capital Markets Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Keybanc Capital Markets Inc. ranks #86 of 20,055 by disclosure count (most disclosures first). Among firms registered in OH, it ranks #2 of 57 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Keybanc Capital Markets Inc.?
A grade of D reflects Keybanc Capital Markets Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 55 total disclosures across 43 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Keybanc Capital Markets Inc. have?
Keybanc Capital Markets Inc. has 55 total FINRA disclosures, including 40 regulatory events, 15 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Keybanc Capital Markets Inc.?
Keybanc Capital Markets Inc. operates 43 branch offices and is classified by FINRA as a large firm, registered in OH (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Keybanc Capital Markets Inc.'s disciplinary record?
You can verify Keybanc Capital Markets Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 566. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Keybanc Capital Markets Inc.'s 55 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Keybanc Capital Markets Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Keybanc Capital Markets Inc. carries 55 disclosures across 43 branch offices (about 1.28 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Keybanc Capital Markets Inc., both outside OH so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.