Branch offices
1 office
FINRA: Small firm
CRD #33100 · FINRA BrokerCheck + SEC IAPD
Keystone Trading Partners
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Keystone Trading Partners ranks #1,229 of 20,055 by disclosure count (most disclosures first). Among firms registered in PA, it ranks #15 of 81 on the same disclosure sort used on the state browse page. Keystone Trading Partners carries 6 BrokerCheck disclosures across 1 branch office - heavy load for a single-office firm, earning a Grade D.
- Grade D
- Safety grade
- 1
- branch office
- 6
- disclosures
- #1,229 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 33100 Keystone Trading Partners
Keystone Trading Partners · Grade D · 6 disc · 6.00/office · Single-office firm
- CRD 33100
- GRADE D
- DISC 6
- REG 6
- ARB 0
- CIV 0
- BRANCH 1
- PER-OFF 6.00
- RANK #1,229 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: ACN Securities Inc. (6.00 disc/office)
Keystone Trading Partners ranks #1,229 of 20,055 by disclosure count among graded broker-dealers; heavy load at 6.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
6 events
On FINRA BrokerCheck
Regulatory events
6 actions
100% of all disclosures
Disclosures per office
6.00 per office
6 ÷ 1 offices
Disclosure Intensity
Disclosures per branch office, the firm's disclosure load relative to its operating footprint.
Keystone Trading Partners - disclosures per branch office 100.0%
Typical multi-office firm
Most multi-office firms sit below ~0.5 disclosures per branch; values above 1.0 are notably high for the footprint.
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 6 |
| Arbitrations | 0 |
| Civil Events | 0 |
| Total | 6 |
Counts for Keystone Trading Partners reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 6 Arbitration 0 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Wayne, PA
- CRD Number
- 33100
Regulator-heavy mix
Keystone Trading Partners in the heavier-disclosure third
Keystone Trading Partners carries 6 BrokerCheck disclosures across 1 branch office - a heavier-third raw book among graded firms (#1,229 of 20,055). Regulator-initiated events are 100% of the book (6 regulatory / 0 arbitration / 0 civil).
100% of Keystone Trading Partners's 6 disclosures are regulator-initiated (6 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Keystone Trading Partners's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Pennsylvania cohort · 0.94× state average
Keystone Trading Partners tracks near the Pennsylvania disclosure average
Keystone Trading Partners reports 6 BrokerCheck disclosures, about 0.94× the Pennsylvania average of 6.4 across 81 graded firms.
In Pennsylvania, 39 firms carry Grade A and 3 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Pennsylvania state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Keystone Trading Partners sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Keystone Trading Partners ranks #1,229 of 20,055 by disclosure count (most disclosures first). Among firms registered in PA, it ranks #15 of 81 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Keystone Trading Partners?
A grade of D reflects Keystone Trading Partners's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 6 total disclosures across 1 branch office. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Keystone Trading Partners have?
Keystone Trading Partners has 6 total FINRA disclosures, including 6 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Keystone Trading Partners?
Keystone Trading Partners operates 1 branch office and is classified by FINRA as a small firm, registered in PA (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Keystone Trading Partners's disciplinary record?
You can verify Keystone Trading Partners's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 33100. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Keystone Trading Partners's 6 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Keystone Trading Partners because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Keystone Trading Partners carries 6 disclosures across 1 branch office (about 6.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Keystone Trading Partners, both outside PA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar disclosure totals
Nearest cross-state graded firms by BrokerCheck disclosure count (6 here).
Read with this firm
- ACN Securities Inc. - 6.00 disclosures/office, nearest single-office firm peer to Keystone Trading Partners's 6.00
- American Investors Group, Inc. - 6.00 disclosures/office, nearest single-office firm peer to Keystone Trading Partners's 6.00
- Apollo Partners, L.P. - 6.00 disclosures/office, nearest single-office firm peer to Keystone Trading Partners's 6.00
- Firms in PA - state roster that includes Keystone Trading Partners's registration home.
- Red Flags in Advisor Records - How to read Keystone Trading Partners's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 6 disclosures behind Keystone Trading Partners's Grade D.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Keystone Trading Partners.
- Compare firms - put Keystone Trading Partners next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.