CRD #7462 · FINRA BrokerCheck + SEC IAPD

MHA Financial Corp

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, MHA Financial Corp ranks #3,003 of 20,055 by disclosure count (most disclosures first). MHA Financial Corp carries 2 BrokerCheck disclosures across 8 branch offices - moderate load for a small firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
8
branch offices
2
disclosures
#3,003 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 7462 MHA Financial Corp

MHA Financial Corp · Grade B · 2 disc · 0.25/office · Small firm

  • CRD 7462
  • GRADE B
  • DISC 2
  • REG 1
  • ARB 1
  • CIV 0
  • BRANCH 8
  • PER-OFF 0.25
  • RANK #3,003 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: Ariel Distributors, LLC (0.25 disc/office)

Ariel Distributors, LLC0.25Beacons Strategic Capit…0.25Builder Advisor Group, LLC0.25MHA Financial Corp (this)0.25
Disclosures per office among small firm peers (lower is cleaner)

MHA Financial Corp ranks #3,003 of 20,055 by disclosure count among graded broker-dealers; moderate load at 0.25 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

8 offices

FINRA: Medium firm

Total disclosures

2 events

On FINRA BrokerCheck

Regulatory events

1 action

50% of all disclosures

Disclosures per office

0.25 per office

2 ÷ 8 offices

MHA Financial Corp vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 73% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). This entry sits in this band. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 1
Arbitrations 1
Civil Events 0
Total 2

Counts for MHA Financial Corp reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 1 Arbitration 1 Civil 0

Firm Details

Firm Size
Medium
Scope
INACTIVE
Formed
05/13/1977
State of Formation
Massachusetts
CRD Number
7462
SEC Number
21836

Lower disclosures per office

MHA Financial Corp in the heavier-disclosure third

MHA Financial Corp carries 2 BrokerCheck disclosures across 8 branch offices - a heavier-third raw book among graded firms (#3,003 of 20,055). Mix is 1 regulatory, 1 arbitration, and 0 civil (50% regulator share).

MHA Financial Corp runs 0.25 disclosures per branch office (cleaner than 73% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of MHA Financial Corp's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does MHA Financial Corp sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, MHA Financial Corp ranks #3,003 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for MHA Financial Corp?
A grade of B reflects MHA Financial Corp's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 2 total disclosures across 8 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does MHA Financial Corp have?
MHA Financial Corp has 2 total FINRA disclosures, including 1 regulatory event, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is MHA Financial Corp?
MHA Financial Corp operates 8 branch offices and is classified by FINRA as a medium firm (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify MHA Financial Corp's disciplinary record?
You can verify MHA Financial Corp's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 7462. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid MHA Financial Corp because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. MHA Financial Corp carries 2 disclosures across 8 branch offices (about 0.25 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.