Branch offices
8 offices
FINRA: Medium firm
Data sourced from FINRA BrokerCheck public records. Disclosures reflect reported events, not proven violations. Verify at BrokerCheck ↗
FINRA BrokerCheck SEC IAPD verified CRD# 7462 Grade B
MHA Financial Corp — FINRA BrokerCheck Disciplinary Record
Corporation. 8 branch offices, 2 BrokerCheck disclosures.
MHA Financial Corp registration status — INACTIVE
The verdict
MHA Financial Corp carries 2 BrokerCheck disclosures across 8 branch offices - moderate load for a small firm, earning a Grade B.
- Grade B
- Low disclosure intensity relative to firms of a similar size.
- 8
- branch offices (small firm)
- 2
- BrokerCheck disclosures
- 0.25
- disclosures per office
PlainAdvisorCheck rating 4/5 — an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Total disclosures
2 events
On FINRA BrokerCheck
Regulatory events
1 action
50% of all disclosures
Disclosures per office
0.25 per office
2 ÷ 8 offices
MHA Financial Corp vs. every disclosing firm
Disclosures per branch office — the size-normalized signal behind the grade (lower is cleaner)
0 Among the cleanest for its size a cleaner per-office record than 76% of 438 disclosing firms
Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.
Source FINRA BrokerCheck · SEC IAPD · 2026
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 1 |
| Arbitrations | 1 |
| Civil Events | 0 |
| Total | 2 |
Counts reflect events reported on FINRA BrokerCheck. Disclosures are reported events, not proven violations. Verify at BrokerCheck ↗
Disclosure category share
Regulatory 1 Arbitration 1 Civil 0
Disclosure Profile
MHA Financial Corp's disclosure record, broken down by category and footprint.
Disclosures per office
0.25
Moderate load
Regulatory share
50%
of total disclosures
Size class
Small firm
8 branches
Firm Details
- Firm Size
- Medium
- Scope
- INACTIVE
- Formed
- 05/13/1977
- State of Formation
- Massachusetts
- CRD Number
- 7462
- SEC Number
- 21836
Verify at FINRA BrokerCheck
FINRA BrokerCheck provides the full official disciplinary record, including individual registered advisors. Always verify before hiring a financial advisor.
View on FINRA BrokerCheck ↗What the Record Says About MHA Financial Corp
MHA Financial Corp (Corporation, CRD# 7462 · SEC# 21836) operates 8 branch offices — a small firm (FINRA: medium), scope INACTIVE.
BrokerCheck shows 2 disclosures (about 0.25 per branch office): 1 regulatory, 1 arbitration, 0 civil. Letter grade B (4/5 internal scoring). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Every firm registered with FINRA or the SEC must report regulatory actions, customer complaints, arbitrations, and civil judicial events on its public BrokerCheck and Form ADV records. A disclosure is not automatically a finding of wrongdoing — it can range from a settled customer dispute to a formal regulatory sanction — but a heavy disclosure load relative to a firm's size is a signal worth examining before you hire. Because larger firms naturally accumulate more disclosures across more offices, PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Read each disclosure's underlying detail on the official record rather than relying on the headline number alone. Registration itself confirms only that a firm is authorized to do business, not that its compliance history is clean.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
What does a grade of B mean for MHA Financial Corp?
A grade of B reflects MHA Financial Corp's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 2 total disclosures across 8 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does MHA Financial Corp have?
MHA Financial Corp has 2 total FINRA disclosures, including 1 regulatory event, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is MHA Financial Corp?
MHA Financial Corp operates 8 branch offices and is classified by FINRA as a medium firm (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify MHA Financial Corp's disciplinary record?
You can verify MHA Financial Corp's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 7462. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid MHA Financial Corp because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. MHA Financial Corp carries 2 disclosures across 8 branch offices (about 0.25 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
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Read our methodology — how this data is sourced, computed, and verified.
Related
Data sourced from official FINRA BrokerCheck and SEC EDGAR enforcement records. See our methodology for details. Retrieved and formatted by PlainAdvisorCheck Editorial