CRD #37466 · FINRA BrokerCheck + SEC IAPD

MID Atlantic Clearing & Settlement Corporation

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, MID Atlantic Clearing & Settlement Corporation ranks #4,366 of 20,055 by disclosure count (most disclosures first). Among firms registered in PA, it ranks #39 of 81 on the same disclosure sort used on the state browse page. MID Atlantic Clearing & Settlement Corporation carries 1 BrokerCheck disclosure across 1 branch office - elevated load for a single-office firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
1
branch office
1
disclosure
#4,366 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 37466 MID Atlantic Clearing & Settlement Corporation

MID Atlantic Clearing & Settlement Corporation · Grade B · 1 disc · 1.00/office · Single-office firm

  • CRD 37466
  • GRADE B
  • DISC 1
  • REG 1
  • ARB 0
  • CIV 0
  • BRANCH 1
  • PER-OFF 1.00
  • RANK #4,366 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: 1ST BCCW Capital Corp (1.00 disc/office)

1ST BCCW Capital Corp1.0021 Capital Group, Inc.1.003 Bridges Securities1.00MID Atlantic Cleari… (this)1.00
Disclosures per office among single-office firm peers (lower is cleaner)

MID Atlantic Clearing & Settlement Corporation ranks #4,366 of 20,055 by disclosure count among graded broker-dealers; elevated load at 1.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

1 office

FINRA: Small firm

Total disclosures

1 event

On FINRA BrokerCheck

Regulatory events

1 action

100% of all disclosures

Disclosures per office

1.00 per office

1 ÷ 1 offices

MID Atlantic Clearing & Settlement Corporation vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

1 a cleaner per-office record than 24% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). This entry sits in this band. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 1
Arbitrations 0
Civil Events 0
Total 1

Counts for MID Atlantic Clearing & Settlement Corporation reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 1 Arbitration 0 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Pittsburgh, PA
CRD Number
37466

Regulator-heavy mix

MID Atlantic Clearing & Settlement Corporation in the heavier-disclosure third

MID Atlantic Clearing & Settlement Corporation carries 1 BrokerCheck disclosure across 1 branch office - a heavier-third raw book among graded firms (#4,366 of 20,055). Regulator-initiated events are 100% of the book (1 regulatory / 0 arbitration / 0 civil).

100% of MID Atlantic Clearing & Settlement Corporation's 1 disclosures are regulator-initiated (1 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of MID Atlantic Clearing & Settlement Corporation's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Pennsylvania cohort · 0.16× state average

MID Atlantic Clearing & Settlement Corporation sits below the Pennsylvania disclosure average

MID Atlantic Clearing & Settlement Corporation reports 1 BrokerCheck disclosure, 0.16× the Pennsylvania average of 6.4, lighter than most of the 81 graded firms filed there.

In Pennsylvania, 39 firms carry Grade A and 3 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Pennsylvania state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does MID Atlantic Clearing & Settlement Corporation sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, MID Atlantic Clearing & Settlement Corporation ranks #4,366 of 20,055 by disclosure count (most disclosures first). Among firms registered in PA, it ranks #39 of 81 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for MID Atlantic Clearing & Settlement Corporation?
A grade of B reflects MID Atlantic Clearing & Settlement Corporation's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 1 total disclosure across 1 branch office. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does MID Atlantic Clearing & Settlement Corporation have?
MID Atlantic Clearing & Settlement Corporation has 1 total FINRA disclosure, including 1 regulatory event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is MID Atlantic Clearing & Settlement Corporation?
MID Atlantic Clearing & Settlement Corporation operates 1 branch office and is classified by FINRA as a small firm, registered in PA (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify MID Atlantic Clearing & Settlement Corporation's disciplinary record?
You can verify MID Atlantic Clearing & Settlement Corporation's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 37466. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on BrokerCheck. For MID Atlantic Clearing & Settlement Corporation, the 1.00 per-office intensity is the size-normalized signal behind Grade B.
Should I avoid MID Atlantic Clearing & Settlement Corporation because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. MID Atlantic Clearing & Settlement Corporation carries 1 disclosure across 1 branch office (about 1.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

  • 1ST BCCW Capital Corp - 1.00 disclosures/office, nearest single-office firm peer to MID Atlantic Clearing & Settlement Corporation's 1.00
  • 21 Capital Group, Inc. - 1.00 disclosures/office, nearest single-office firm peer to MID Atlantic Clearing & Settlement Corporation's 1.00
  • 3 Bridges Securities - 1.00 disclosures/office, nearest single-office firm peer to MID Atlantic Clearing & Settlement Corporation's 1.00
  • Firms in PA - state roster that includes MID Atlantic Clearing & Settlement Corporation's registration home.
  • Red Flags in Advisor Records - How to read MID Atlantic Clearing & Settlement Corporation's elevated load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 1 disclosure behind MID Atlantic Clearing & Settlement Corporation's Grade B.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as MID Atlantic Clearing & Settlement Corporation.
  • Compare firms - put MID Atlantic Clearing & Settlement Corporation next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.