CRD #14425 · FINRA BrokerCheck + SEC IAPD

Russo Securities Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Russo Securities Inc. ranks #192 of 20,055 by disclosure count (most disclosures first). Russo Securities Inc. carries 30 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.

Verify on FINRA BrokerCheck → Browse all firms
Grade F
Safety grade
0
branch offices
30
disclosures
#192 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 14425 Russo Securities Inc.

Russo Securities Inc. · Grade F · 30 disc · 30.00/office · Single-office firm

  • CRD 14425
  • GRADE F
  • DISC 30
  • REG 20
  • ARB 9
  • CIV 1
  • BRANCH 0
  • PER-OFF n/a
  • RANK #192 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: E*Trade Clearing LLC (30.00 disc/office)

E*Trade Clearing LLC30.00Gunnallen Financial, Inc30.00Knight Capital Americas…30.00Russo Securities Inc. (this)30.00
Disclosures per office among single-office firm peers (lower is cleaner)

Russo Securities Inc. ranks #192 of 20,055 by disclosure count among graded broker-dealers; heavy load at 30.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

30 events

On FINRA BrokerCheck

Regulatory events

20 actions

67% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 20
Arbitrations 9
Civil Events 1
Total 30

Counts for Russo Securities Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 20 Arbitration 9 Civil 1

Firm Details

Firm Size
Small
Scope
INACTIVE
CRD Number
14425

Heavy disclosure book

Russo Securities Inc. in the heavier-disclosure third

Russo Securities Inc. carries 30 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#192 of 20,055). Regulator-initiated events are 67% of the book (20 regulatory / 9 arbitration / 1 civil).

Russo Securities Inc. ranks #192 of 20,055 by BrokerCheck disclosure count among graded firms (30 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Russo Securities Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Russo Securities Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Russo Securities Inc. ranks #192 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Russo Securities Inc.?
A grade of F reflects Russo Securities Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 30 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Russo Securities Inc. have?
Russo Securities Inc. has 30 total FINRA disclosures, including 20 regulatory events, 9 arbitrations, 1 civil event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Russo Securities Inc.?
Russo Securities Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Russo Securities Inc.'s disciplinary record?
You can verify Russo Securities Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 14425. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Russo Securities Inc.'s 30 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Russo Securities Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Russo Securities Inc. carries 30 disclosures across 0 branch offices (about 30.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.