Branch offices
1 office
FINRA: Small firm
CRD #109595 · FINRA BrokerCheck + SEC IAPD
Scott S. Duko, Registered Investment Advisor, Ltd.
Scott S. Duko, Registered Investment Advisor, Ltd. has not yet been reviewed by PlainAdvisorCheck. Check FINRA BrokerCheck directly for its current disclosure record.
- Not yet reviewed
- Safety grade
- 1
- branch office
PlainAdvisorCheck rating n/a - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 1 offices
Firm Details
- Firm Size
- Small
- CRD Number
- 109595
Mid-pack disclosure profile
What the record shows for Scott S. Duko, Registered Investment Advisor, Ltd.
Scott S. Duko, Registered Investment Advisor, Ltd. (broker-dealer, CRD# 109595) operates 1 branch office with 0 disclosures as of July 2026.
Scott S. Duko, Registered Investment Advisor, Ltd. carries 0 disclosures across 1 offices (clean record, Grade N/A). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational data summary for informational purposes - not financial advice. Review Scott S. Duko, Registered Investment Advisor, Ltd.'s underlying FINRA BrokerCheck detail before engaging.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
What does a grade of N/A mean for Scott S. Duko, Registered Investment Advisor, Ltd.?
Scott S. Duko, Registered Investment Advisor, Ltd. has not yet been graded by PlainAdvisorCheck. Grades are size-normalized against FINRA BrokerCheck disclosure records once a firm's detail record has been reviewed -- check back soon, or view the live record on FINRA BrokerCheck.
How many FINRA disclosures does Scott S. Duko, Registered Investment Advisor, Ltd. have?
PlainAdvisorCheck has not yet pulled Scott S. Duko, Registered Investment Advisor, Ltd.'s detailed disclosure record from FINRA BrokerCheck. View the live record directly on FINRA BrokerCheck at brokercheck.finra.org using CRD number 109595.
How big is Scott S. Duko, Registered Investment Advisor, Ltd.?
Scott S. Duko, Registered Investment Advisor, Ltd. operates 1 branch office and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Scott S. Duko, Registered Investment Advisor, Ltd.'s disciplinary record?
You can verify Scott S. Duko, Registered Investment Advisor, Ltd.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 109595. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Read with this firm
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- 1031 Exchange Place, Inc. - 0.00 disclosures/office, nearest single-office firm peer to Scott S. Duko, Registered Investment Advisor, Ltd.'s 0.00
- 10X Securities - 0.00 disclosures/office, nearest single-office firm peer to Scott S. Duko, Registered Investment Advisor, Ltd.'s 0.00
- How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade N/A firm like Scott S. Duko, Registered Investment Advisor, Ltd..
- Reading BrokerCheck Reports - How Scott S. Duko, Registered Investment Advisor, Ltd.'s 0.00 disclosures-per-office figure is derived.
- Most Disclosures - Raw disclosure-volume leaders for context next to Scott S. Duko, Registered Investment Advisor, Ltd..
- Compare firms - put Scott S. Duko, Registered Investment Advisor, Ltd. next to peers on grade and footprint.
Read our methodology - how this data is sourced, computed, and verified.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.