Branch offices
0 offices
FINRA: Small firm
CRD #8206 · FINRA BrokerCheck + SEC IAPD
Scottrade, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Scottrade, Inc. ranks #49 of 20,055 by disclosure count (most disclosures first). Scottrade, Inc. carries 84 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 84
- disclosures
- #49 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 8206 Scottrade, Inc.
Scottrade, Inc. · Grade F · 84 disc · 84.00/office · Single-office firm
- CRD 8206
- GRADE F
- DISC 84
- REG 51
- ARB 33
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #49 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: Securities America, Inc. (85.00 disc/office)
Scottrade, Inc. ranks #49 of 20,055 by disclosure count among graded broker-dealers; heavy load at 84.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
84 events
On FINRA BrokerCheck
Regulatory events
51 actions
61% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 51 |
| Arbitrations | 33 |
| Civil Events | 0 |
| Total | 84 |
Counts for Scottrade, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 51 Arbitration 33 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- Formed
- 05/01/1980
- State of Formation
- Arizona
- CRD Number
- 8206
- SEC Number
- 24760
Heavy disclosure book
Scottrade, Inc. in the heavier-disclosure third
Scottrade, Inc. carries 84 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#49 of 20,055). Regulator-initiated events are 61% of the book (51 regulatory / 33 arbitration / 0 civil).
Scottrade, Inc. ranks #49 of 20,055 by BrokerCheck disclosure count among graded firms (84 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Scottrade, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Scottrade, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Scottrade, Inc. ranks #49 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Scottrade, Inc.?
A grade of F reflects Scottrade, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 84 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Scottrade, Inc. have?
Scottrade, Inc. has 84 total FINRA disclosures, including 51 regulatory events, 33 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Scottrade, Inc.?
Scottrade, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Scottrade, Inc.'s disciplinary record?
You can verify Scottrade, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 8206. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Scottrade, Inc.'s 84 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Scottrade, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Scottrade, Inc. carries 84 disclosures across 0 branch offices (about 84.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Securities America, Inc. - 85.00 disclosures/office, nearest single-office firm peer to Scottrade, Inc.'s 84.00
- National Securities Corporation - 82.00 disclosures/office, nearest single-office firm peer to Scottrade, Inc.'s 84.00
- Wells Fargo Investments, LLC - 86.00 disclosures/office, nearest single-office firm peer to Scottrade, Inc.'s 84.00
- Red Flags in Advisor Records - How to read Scottrade, Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 84 disclosures behind Scottrade, Inc.'s Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Scottrade, Inc..
- Compare firms - put Scottrade, Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.