Branch offices
0 offices
FINRA: Small firm
CRD #7569 · FINRA BrokerCheck + SEC IAPD
National Securities Corporation
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, National Securities Corporation ranks #52 of 20,055 by disclosure count (most disclosures first). National Securities Corporation carries 82 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 82
- disclosures
- #52 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 7569 National Securities Corporation
National Securities Corporation · Grade F · 82 disc · 82.00/office · Single-office firm
- CRD 7569
- GRADE F
- DISC 82
- REG 66
- ARB 16
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #52 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: Chase Investment Services Corp. (81.00 disc/office)
National Securities Corporation ranks #52 of 20,055 by disclosure count among graded broker-dealers; heavy load at 82.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
82 events
On FINRA BrokerCheck
Regulatory events
66 actions
80% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 66 |
| Arbitrations | 16 |
| Civil Events | 0 |
| Total | 82 |
Counts for National Securities Corporation reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 66 Arbitration 16 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 7569
Regulator-heavy mix
National Securities Corporation in the heavier-disclosure third
National Securities Corporation carries 82 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#52 of 20,055). Regulator-initiated events are 80% of the book (66 regulatory / 16 arbitration / 0 civil).
80% of National Securities Corporation's 82 disclosures are regulator-initiated (66 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of National Securities Corporation's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does National Securities Corporation sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, National Securities Corporation ranks #52 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for National Securities Corporation?
A grade of F reflects National Securities Corporation's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 82 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does National Securities Corporation have?
National Securities Corporation has 82 total FINRA disclosures, including 66 regulatory events, 16 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is National Securities Corporation?
National Securities Corporation operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify National Securities Corporation's disciplinary record?
You can verify National Securities Corporation's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 7569. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). National Securities Corporation's 82 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid National Securities Corporation because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. National Securities Corporation carries 82 disclosures across 0 branch offices (about 82.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Chase Investment Services Corp. - 81.00 disclosures/office, nearest single-office firm peer to National Securities Corporation's 82.00
- Financial West Group - 80.00 disclosures/office, nearest single-office firm peer to National Securities Corporation's 82.00
- Scottrade, Inc. - 84.00 disclosures/office, nearest single-office firm peer to National Securities Corporation's 82.00
- Red Flags in Advisor Records - How to read National Securities Corporation's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 82 disclosures behind National Securities Corporation's Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as National Securities Corporation.
- Compare firms - put National Securities Corporation next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.