Branch offices
0 offices
FINRA: Small firm
CRD #25574 · FINRA BrokerCheck + SEC IAPD
Chase Investment Services Corp.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Chase Investment Services Corp. ranks #54 of 20,055 by disclosure count (most disclosures first). Chase Investment Services Corp. carries 81 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 81
- disclosures
- #54 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 25574 Chase Investment Services Corp.
Chase Investment Services Corp. · Grade F · 81 disc · 81.00/office · Single-office firm
- CRD 25574
- GRADE F
- DISC 81
- REG 62
- ARB 19
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #54 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: Financial West Group (80.00 disc/office)
Chase Investment Services Corp. ranks #54 of 20,055 by disclosure count among graded broker-dealers; heavy load at 81.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
81 events
On FINRA BrokerCheck
Regulatory events
62 actions
77% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 62 |
| Arbitrations | 19 |
| Civil Events | 0 |
| Total | 81 |
Counts for Chase Investment Services Corp. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 62 Arbitration 19 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 25574
Regulator-heavy mix
Chase Investment Services Corp. in the heavier-disclosure third
Chase Investment Services Corp. carries 81 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#54 of 20,055). Regulator-initiated events are 77% of the book (62 regulatory / 19 arbitration / 0 civil).
77% of Chase Investment Services Corp.'s 81 disclosures are regulator-initiated (62 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Chase Investment Services Corp.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Chase Investment Services Corp. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Chase Investment Services Corp. ranks #54 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Chase Investment Services Corp.?
A grade of F reflects Chase Investment Services Corp.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 81 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Chase Investment Services Corp. have?
Chase Investment Services Corp. has 81 total FINRA disclosures, including 62 regulatory events, 19 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Chase Investment Services Corp.?
Chase Investment Services Corp. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Chase Investment Services Corp.'s disciplinary record?
You can verify Chase Investment Services Corp.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 25574. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Chase Investment Services Corp.'s 81 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Chase Investment Services Corp. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Chase Investment Services Corp. carries 81 disclosures across 0 branch offices (about 81.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Financial West Group - 80.00 disclosures/office, nearest single-office firm peer to Chase Investment Services Corp.'s 81.00
- National Securities Corporation - 82.00 disclosures/office, nearest single-office firm peer to Chase Investment Services Corp.'s 81.00
- Scottrade, Inc. - 84.00 disclosures/office, nearest single-office firm peer to Chase Investment Services Corp.'s 81.00
- Red Flags in Advisor Records - How to read Chase Investment Services Corp.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 81 disclosures behind Chase Investment Services Corp.'s Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Chase Investment Services Corp..
- Compare firms - put Chase Investment Services Corp. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.