Branch offices
0 offices
FINRA: Small firm
CRD #755 · FINRA BrokerCheck + SEC IAPD
Seaboard Securities, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Seaboard Securities, Inc. ranks #158 of 20,055 by disclosure count (most disclosures first). Seaboard Securities, Inc. carries 34 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 34
- disclosures
- #158 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 755 Seaboard Securities, Inc.
Seaboard Securities, Inc. · Grade F · 34 disc · 34.00/office · Single-office firm
- CRD 755
- GRADE F
- DISC 34
- REG 26
- ARB 8
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #158 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: DB Alex. Brown LLC (34.00 disc/office)
Seaboard Securities, Inc. ranks #158 of 20,055 by disclosure count among graded broker-dealers; heavy load at 34.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
34 events
On FINRA BrokerCheck
Regulatory events
26 actions
76% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 26 |
| Arbitrations | 8 |
| Civil Events | 0 |
| Total | 34 |
Counts for Seaboard Securities, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 26 Arbitration 8 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- Formed
- 08/16/1991
- State of Formation
- New Jersey
- CRD Number
- 755
- SEC Number
- 44373
Regulator-heavy mix
Seaboard Securities, Inc. in the heavier-disclosure third
Seaboard Securities, Inc. carries 34 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#158 of 20,055). Regulator-initiated events are 76% of the book (26 regulatory / 8 arbitration / 0 civil).
76% of Seaboard Securities, Inc.'s 34 disclosures are regulator-initiated (26 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Seaboard Securities, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Seaboard Securities, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Seaboard Securities, Inc. ranks #158 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Seaboard Securities, Inc.?
A grade of F reflects Seaboard Securities, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 34 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Seaboard Securities, Inc. have?
Seaboard Securities, Inc. has 34 total FINRA disclosures, including 26 regulatory events, 8 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Seaboard Securities, Inc.?
Seaboard Securities, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Seaboard Securities, Inc.'s disciplinary record?
You can verify Seaboard Securities, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 755. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Seaboard Securities, Inc.'s 34 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Seaboard Securities, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Seaboard Securities, Inc. carries 34 disclosures across 0 branch offices (about 34.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- DB Alex. Brown LLC - 34.00 disclosures/office, nearest single-office firm peer to Seaboard Securities, Inc.'s 34.00
- Deutsche IXE, LLC - 34.00 disclosures/office, nearest single-office firm peer to Seaboard Securities, Inc.'s 34.00
- Dominick & Dickerman LLC - 34.00 disclosures/office, nearest single-office firm peer to Seaboard Securities, Inc.'s 34.00
- Red Flags in Advisor Records - How to read Seaboard Securities, Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 34 disclosures behind Seaboard Securities, Inc.'s Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Seaboard Securities, Inc..
- Compare firms - put Seaboard Securities, Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.