CRD #125226 · FINRA BrokerCheck + SEC IAPD

Shareholders Service Group, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Shareholders Service Group, LLC ranks #3,172 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #47 of 279 on the same disclosure sort used on the state browse page. Shareholders Service Group, LLC carries 2 BrokerCheck disclosures across 2 branch offices - elevated load for a small firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
2
branch offices
2
disclosures
#3,172 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 125226 Shareholders Service Group, LLC

Shareholders Service Group, LLC · Grade B · 2 disc · 1.00/office · Small firm

  • CRD 125226
  • GRADE B
  • DISC 2
  • REG 1
  • ARB 1
  • CIV 0
  • BRANCH 2
  • PER-OFF 1.00
  • RANK #3,172 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: Access Securities, LLC (1.00 disc/office)

Access Securities, LLC1.00ACE Diversified Capital…1.00Acorns Securities, LLC1.00Shareholders Servic… (this)1.00
Disclosures per office among small firm peers (lower is cleaner)

Shareholders Service Group, LLC ranks #3,172 of 20,055 by disclosure count among graded broker-dealers; elevated load at 1.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

2 offices

FINRA: Small firm

Total disclosures

2 events

On FINRA BrokerCheck

Regulatory events

1 action

50% of all disclosures

Disclosures per office

1.00 per office

2 ÷ 2 offices

Shareholders Service Group, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

1 a cleaner per-office record than 24% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). This entry sits in this band. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 1
Arbitrations 1
Civil Events 0
Total 2

Counts for Shareholders Service Group, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 1 Arbitration 1 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Culver City, CA
CRD Number
125226

Elevated disclosures per office

Shareholders Service Group, LLC in the heavier-disclosure third

Shareholders Service Group, LLC carries 2 BrokerCheck disclosures across 2 branch offices - a heavier-third raw book among graded firms (#3,172 of 20,055). Mix is 1 regulatory, 1 arbitration, and 0 civil (50% regulator share).

Shareholders Service Group, LLC runs 1.00 disclosures per branch office (cleaner than only 76% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Shareholders Service Group, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

California cohort · 0.98× state average

Shareholders Service Group, LLC tracks near the California disclosure average

Shareholders Service Group, LLC reports 2 BrokerCheck disclosures, about 0.98× the California average of 2.1 across 279 graded firms.

In California, 189 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the California state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Shareholders Service Group, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Shareholders Service Group, LLC ranks #3,172 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #47 of 279 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Shareholders Service Group, LLC?
A grade of B reflects Shareholders Service Group, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 2 total disclosures across 2 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Shareholders Service Group, LLC have?
Shareholders Service Group, LLC has 2 total FINRA disclosures, including 1 regulatory event, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Shareholders Service Group, LLC?
Shareholders Service Group, LLC operates 2 branch offices and is classified by FINRA as a small firm, registered in CA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Shareholders Service Group, LLC's disciplinary record?
You can verify Shareholders Service Group, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 125226. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on BrokerCheck. For Shareholders Service Group, LLC, the 1.00 per-office intensity is the size-normalized signal behind Grade B.
Should I avoid Shareholders Service Group, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Shareholders Service Group, LLC carries 2 disclosures across 2 branch offices (about 1.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

  • Access Securities, LLC (CT) - 1.00 disclosures/office, nearest small firm peer to Shareholders Service Group, LLC's 1.00
  • ACE Diversified Capital, Inc. (CA) - 1.00 disclosures/office, nearest small firm peer to Shareholders Service Group, LLC's 1.00
  • Acorns Securities, LLC (CA) - 1.00 disclosures/office, nearest small firm peer to Shareholders Service Group, LLC's 1.00
  • Firms in CA - state roster that includes Shareholders Service Group, LLC's registration home.
  • Red Flags in Advisor Records - How to read Shareholders Service Group, LLC's elevated load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 2 disclosures behind Shareholders Service Group, LLC's Grade B.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Shareholders Service Group, LLC.
  • Compare firms - put Shareholders Service Group, LLC next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.