CRD #37819 · FINRA BrokerCheck + SEC IAPD

Talcott Resolution Distribution Company, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Talcott Resolution Distribution Company, Inc. ranks #3,222 of 20,055 by disclosure count (most disclosures first). Among firms registered in CT, it ranks #25 of 111 on the same disclosure sort used on the state browse page. Talcott Resolution Distribution Company, Inc. carries 2 BrokerCheck disclosures across 4 branch offices - moderate load for a small firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
4
branch offices
2
disclosures
#3,222 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 37819 Talcott Resolution Distribution Company, Inc.

Talcott Resolution Distribution Company, Inc. · Grade B · 2 disc · 0.50/office · Small firm

  • CRD 37819
  • GRADE B
  • DISC 2
  • REG 1
  • ARB 1
  • CIV 0
  • BRANCH 4
  • PER-OFF 0.50
  • RANK #3,222 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: 1964 Global (0.50 disc/office)

1964 Global0.50ABG Sundal Collier Inc.0.50ABN Amro Securities (US…0.50Talcott Resolution … (this)0.50
Disclosures per office among small firm peers (lower is cleaner)

Talcott Resolution Distribution Company, Inc. ranks #3,222 of 20,055 by disclosure count among graded broker-dealers; moderate load at 0.50 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

4 offices

FINRA: Small firm

Total disclosures

2 events

On FINRA BrokerCheck

Regulatory events

1 action

50% of all disclosures

Disclosures per office

0.50 per office

2 ÷ 4 offices

Talcott Resolution Distribution Company, Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

1 a cleaner per-office record than 44% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). This entry sits in this band. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 1
Arbitrations 1
Civil Events 0
Total 2

Counts for Talcott Resolution Distribution Company, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 1 Arbitration 1 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Hartford, CT
CRD Number
37819

Heavy disclosure book

Talcott Resolution Distribution Company, Inc. in the heavier-disclosure third

Talcott Resolution Distribution Company, Inc. carries 2 BrokerCheck disclosures across 4 branch offices - a heavier-third raw book among graded firms (#3,222 of 20,055). Mix is 1 regulatory, 1 arbitration, and 0 civil (50% regulator share).

Talcott Resolution Distribution Company, Inc. ranks #3,222 of 20,055 by BrokerCheck disclosure count among graded firms (2 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Talcott Resolution Distribution Company, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Connecticut cohort · 0.57× state average

Talcott Resolution Distribution Company, Inc. tracks near the Connecticut disclosure average

Talcott Resolution Distribution Company, Inc. reports 2 BrokerCheck disclosures, about 0.57× the Connecticut average of 3.5 across 111 graded firms.

In Connecticut, 76 firms carry Grade A and 2 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Connecticut state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Talcott Resolution Distribution Company, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Talcott Resolution Distribution Company, Inc. ranks #3,222 of 20,055 by disclosure count (most disclosures first). Among firms registered in CT, it ranks #25 of 111 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Talcott Resolution Distribution Company, Inc.?
A grade of B reflects Talcott Resolution Distribution Company, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 2 total disclosures across 4 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Talcott Resolution Distribution Company, Inc. have?
Talcott Resolution Distribution Company, Inc. has 2 total FINRA disclosures, including 1 regulatory event, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Talcott Resolution Distribution Company, Inc.?
Talcott Resolution Distribution Company, Inc. operates 4 branch offices and is classified by FINRA as a small firm, registered in CT (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Talcott Resolution Distribution Company, Inc.'s disciplinary record?
You can verify Talcott Resolution Distribution Company, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 37819. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid Talcott Resolution Distribution Company, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Talcott Resolution Distribution Company, Inc. carries 2 disclosures across 4 branch offices (about 0.50 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

  • 1964 Global (NY) - 0.50 disclosures/office, nearest small firm peer to Talcott Resolution Distribution Company, Inc.'s 0.50
  • ABG Sundal Collier Inc. (NY) - 0.50 disclosures/office, nearest small firm peer to Talcott Resolution Distribution Company, Inc.'s 0.50
  • ABN Amro Securities (USA) LLC (NJ) - 0.50 disclosures/office, nearest small firm peer to Talcott Resolution Distribution Company, Inc.'s 0.50
  • Firms in CT - state roster that includes Talcott Resolution Distribution Company, Inc.'s registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Talcott Resolution Distribution Company, Inc..
  • Reading BrokerCheck Reports - How Talcott Resolution Distribution Company, Inc.'s 0.50 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Talcott Resolution Distribution Company, Inc..
  • Compare firms - put Talcott Resolution Distribution Company, Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.