CRD #41282 · FINRA BrokerCheck + SEC IAPD

THE Jeffrey Matthews Financial Group, L.L.C.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, THE Jeffrey Matthews Financial Group, L.L.C. ranks #929 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #18 of 114 on the same disclosure sort used on the state browse page. THE Jeffrey Matthews Financial Group, L.L.C. carries 8 BrokerCheck disclosures across 9 branch offices - moderate load for a small firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
9
branch offices
8
disclosures
#929 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 41282 THE Jeffrey Matthews Financial Group, L.L.C.

THE Jeffrey Matthews Financial Group, L.L.C. · Grade B · 8 disc · 0.89/office · Small firm

  • CRD 41282
  • GRADE B
  • DISC 8
  • REG 6
  • ARB 2
  • CIV 0
  • BRANCH 9
  • PER-OFF 0.89
  • RANK #929 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: Invesco Capital Markets, Inc. (0.86 disc/office)

Invesco Capital Markets…0.86PHX Financial, Inc.0.86Alliancebernstein Inves…0.83THE Jeffrey Matthew… (this)0.89
Disclosures per office among small firm peers (lower is cleaner)

THE Jeffrey Matthews Financial Group, L.L.C. ranks #929 of 20,055 by disclosure count among graded broker-dealers; moderate load at 0.89 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

9 offices

FINRA: Small firm

Total disclosures

8 events

On FINRA BrokerCheck

Regulatory events

6 actions

75% of all disclosures

Disclosures per office

0.89 per office

8 ÷ 9 offices

THE Jeffrey Matthews Financial Group, L.L.C. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

1 a cleaner per-office record than 35% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). This entry sits in this band. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 6
Arbitrations 2
Civil Events 0
Total 8

Counts for THE Jeffrey Matthews Financial Group, L.L.C. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 6 Arbitration 2 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Florham Park, NJ
CRD Number
41282

Regulator-heavy mix

THE Jeffrey Matthews Financial Group, L.L.C. in the heavier-disclosure third

THE Jeffrey Matthews Financial Group, L.L.C. carries 8 BrokerCheck disclosures across 9 branch offices - a heavier-third raw book among graded firms (#929 of 20,055). Regulator-initiated events are 75% of the book (6 regulatory / 2 arbitration / 0 civil).

75% of THE Jeffrey Matthews Financial Group, L.L.C.'s 8 disclosures are regulator-initiated (6 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of THE Jeffrey Matthews Financial Group, L.L.C.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

New Jersey cohort · 0.62× state average

THE Jeffrey Matthews Financial Group, L.L.C. tracks near the New Jersey disclosure average

THE Jeffrey Matthews Financial Group, L.L.C. reports 8 BrokerCheck disclosures, about 0.62× the New Jersey average of 12.9 across 114 graded firms.

In New Jersey, 50 firms carry Grade A and 2 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New Jersey state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does THE Jeffrey Matthews Financial Group, L.L.C. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, THE Jeffrey Matthews Financial Group, L.L.C. ranks #929 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #18 of 114 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for THE Jeffrey Matthews Financial Group, L.L.C.?
A grade of B reflects THE Jeffrey Matthews Financial Group, L.L.C.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 8 total disclosures across 9 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does THE Jeffrey Matthews Financial Group, L.L.C. have?
THE Jeffrey Matthews Financial Group, L.L.C. has 8 total FINRA disclosures, including 6 regulatory events, 2 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is THE Jeffrey Matthews Financial Group, L.L.C.?
THE Jeffrey Matthews Financial Group, L.L.C. operates 9 branch offices and is classified by FINRA as a small firm, registered in NJ (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify THE Jeffrey Matthews Financial Group, L.L.C.'s disciplinary record?
You can verify THE Jeffrey Matthews Financial Group, L.L.C.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 41282. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). THE Jeffrey Matthews Financial Group, L.L.C.'s 8 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid THE Jeffrey Matthews Financial Group, L.L.C. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. THE Jeffrey Matthews Financial Group, L.L.C. carries 8 disclosures across 9 branch offices (about 0.89 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for THE Jeffrey Matthews Financial Group, L.L.C., both outside NJ so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Invesco Capital Markets, Inc. (TX) - 0.86 disclosures/office, nearest small firm peer to THE Jeffrey Matthews Financial Group, L.L.C.'s 0.89
  • PHX Financial, Inc. (NY) - 0.86 disclosures/office, nearest small firm peer to THE Jeffrey Matthews Financial Group, L.L.C.'s 0.89
  • Alliancebernstein Investments, Inc. (TN) - 0.83 disclosures/office, nearest small firm peer to THE Jeffrey Matthews Financial Group, L.L.C.'s 0.89
  • Firms in NJ - state roster that includes THE Jeffrey Matthews Financial Group, L.L.C.'s registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like THE Jeffrey Matthews Financial Group, L.L.C..
  • Reading BrokerCheck Reports - How THE Jeffrey Matthews Financial Group, L.L.C.'s 0.89 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to THE Jeffrey Matthews Financial Group, L.L.C..
  • Compare firms - put THE Jeffrey Matthews Financial Group, L.L.C. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.