Branch offices
0 offices
FINRA: Small firm
CRD #723 · FINRA BrokerCheck + SEC IAPD
THE Robinson-Humphrey Company, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, THE Robinson-Humphrey Company, LLC ranks #246 of 20,055 by disclosure count (most disclosures first). THE Robinson-Humphrey Company, LLC carries 25 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 25
- disclosures
- #246 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 723 THE Robinson-Humphrey Company, LLC
THE Robinson-Humphrey Company, LLC · Grade F · 25 disc · 25.00/office · Single-office firm
- CRD 723
- GRADE F
- DISC 25
- REG 14
- ARB 11
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #246 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: Aragon Financial Services, Inc. (25.00 disc/office)
THE Robinson-Humphrey Company, LLC ranks #246 of 20,055 by disclosure count among graded broker-dealers; heavy load at 25.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
25 events
On FINRA BrokerCheck
Regulatory events
14 actions
56% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 14 |
| Arbitrations | 11 |
| Civil Events | 0 |
| Total | 25 |
Counts for THE Robinson-Humphrey Company, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 14 Arbitration 11 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 723
Heavy disclosure book
THE Robinson-Humphrey Company, LLC in the heavier-disclosure third
THE Robinson-Humphrey Company, LLC carries 25 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#246 of 20,055). Mix is 14 regulatory, 11 arbitration, and 0 civil (56% regulator share).
THE Robinson-Humphrey Company, LLC ranks #246 of 20,055 by BrokerCheck disclosure count among graded firms (25 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of THE Robinson-Humphrey Company, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does THE Robinson-Humphrey Company, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, THE Robinson-Humphrey Company, LLC ranks #246 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for THE Robinson-Humphrey Company, LLC?
A grade of F reflects THE Robinson-Humphrey Company, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 25 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does THE Robinson-Humphrey Company, LLC have?
THE Robinson-Humphrey Company, LLC has 25 total FINRA disclosures, including 14 regulatory events, 11 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is THE Robinson-Humphrey Company, LLC?
THE Robinson-Humphrey Company, LLC operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify THE Robinson-Humphrey Company, LLC's disciplinary record?
You can verify THE Robinson-Humphrey Company, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 723. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). THE Robinson-Humphrey Company, LLC's 25 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid THE Robinson-Humphrey Company, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. THE Robinson-Humphrey Company, LLC carries 25 disclosures across 0 branch offices (about 25.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Aragon Financial Services, Inc. - 25.00 disclosures/office, nearest single-office firm peer to THE Robinson-Humphrey Company, LLC's 25.00
- Essex Radez LLC - 25.00 disclosures/office, nearest single-office firm peer to THE Robinson-Humphrey Company, LLC's 25.00
- First Liberty Investment Group, Inc. - 25.00 disclosures/office, nearest single-office firm peer to THE Robinson-Humphrey Company, LLC's 25.00
- Red Flags in Advisor Records - How to read THE Robinson-Humphrey Company, LLC's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 25 disclosures behind THE Robinson-Humphrey Company, LLC's Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as THE Robinson-Humphrey Company, LLC.
- Compare firms - put THE Robinson-Humphrey Company, LLC next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.