CRD #2762 · FINRA BrokerCheck + SEC IAPD

TP Icap Global Markets Americas LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, TP Icap Global Markets Americas LLC ranks #169 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #31 of 868 on the same disclosure sort used on the state browse page. TP Icap Global Markets Americas LLC carries 33 BrokerCheck disclosures across 7 branch offices - heavy load for a small firm, earning a Grade D.

Verify on FINRA BrokerCheck → Browse all firms
Grade D
Safety grade
7
branch offices
33
disclosures
#169 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 2762 TP Icap Global Markets Americas LLC

TP Icap Global Markets Americas LLC · Grade D · 33 disc · 4.71/office · Small firm

  • CRD 2762
  • GRADE D
  • DISC 33
  • REG 33
  • ARB 0
  • CIV 0
  • BRANCH 7
  • PER-OFF 4.71
  • RANK #169 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: Clearpool Execution Services, LLC (4.75 disc/office)

Clearpool Execution Ser…4.75David Lerner Associates…4.67Vision Financial Market…4.86TP Icap Global Mark… (this)4.71
Disclosures per office among small firm peers (lower is cleaner)

TP Icap Global Markets Americas LLC ranks #169 of 20,055 by disclosure count among graded broker-dealers; heavy load at 4.71 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

7 offices

FINRA: Large firm

Total disclosures

33 events

On FINRA BrokerCheck

Regulatory events

33 actions

100% of all disclosures

Disclosures per office

4.71 per office

33 ÷ 7 offices

TP Icap Global Markets Americas LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

5 a cleaner per-office record than 0% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). Below this entry. 1–2: 32 disclosing firms (3%). Below this entry. 2–2: 65 disclosing firms (5%). Below this entry. 2–2: 9 disclosing firms (1%). Below this entry. 2–2: 72 disclosing firms (6%). Below this entry. 2–3: 14 disclosing firms (1%). Below this entry. 3–3: 24 disclosing firms (2%). Below this entry. 3–3: 6 disclosing firms (0%). Below this entry. 3–3: 32 disclosing firms (3%). Below this entry. 3–4: 5 disclosing firms (0%). Below this entry. 4–4: 10 disclosing firms (1%). Below this entry. 4–4: 3 disclosing firms (0%). Below this entry. 4–4: 9 disclosing firms (1%). Below this entry. 4–5: 3 disclosing firms (0%). Below this entry. 5–5: 11 disclosing firms (1%). This entry sits in this band. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 33
Arbitrations 0
Civil Events 0
Total 33

Counts for TP Icap Global Markets Americas LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 33 Arbitration 0 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
New York, NY
CRD Number
2762

Elevated disclosures per office

TP Icap Global Markets Americas LLC in the heavier-disclosure third

TP Icap Global Markets Americas LLC carries 33 BrokerCheck disclosures across 7 branch offices - a heavier-third raw book among graded firms (#169 of 20,055). Regulator-initiated events are 100% of the book (33 regulatory / 0 arbitration / 0 civil).

TP Icap Global Markets Americas LLC runs 4.71 disclosures per branch office (cleaner than only 100% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of TP Icap Global Markets Americas LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

New York cohort · 3.77× state average

TP Icap Global Markets Americas LLC sits above the New York disclosure average

TP Icap Global Markets Americas LLC reports 33 BrokerCheck disclosures, 3.77× the New York average of 8.7 across 868 graded firms with a principal-office state on file.

In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does TP Icap Global Markets Americas LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, TP Icap Global Markets Americas LLC ranks #169 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #31 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for TP Icap Global Markets Americas LLC?
A grade of D reflects TP Icap Global Markets Americas LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 33 total disclosures across 7 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does TP Icap Global Markets Americas LLC have?
TP Icap Global Markets Americas LLC has 33 total FINRA disclosures, including 33 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is TP Icap Global Markets Americas LLC?
TP Icap Global Markets Americas LLC operates 7 branch offices and is classified by FINRA as a large firm, registered in NY (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify TP Icap Global Markets Americas LLC's disciplinary record?
You can verify TP Icap Global Markets Americas LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 2762. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). TP Icap Global Markets Americas LLC's 33 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid TP Icap Global Markets Americas LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. TP Icap Global Markets Americas LLC carries 33 disclosures across 7 branch offices (about 4.71 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for TP Icap Global Markets Americas LLC, both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Clearpool Execution Services, LLC (NY) - 4.75 disclosures/office, nearest small firm peer to TP Icap Global Markets Americas LLC's 4.71
  • David Lerner Associates, Inc. (NY) - 4.67 disclosures/office, nearest small firm peer to TP Icap Global Markets Americas LLC's 4.71
  • Vision Financial Markets LLC (CT) - 4.86 disclosures/office, nearest small firm peer to TP Icap Global Markets Americas LLC's 4.71
  • Firms in NY - state roster that includes TP Icap Global Markets Americas LLC's registration home.
  • Red Flags in Advisor Records - How to read TP Icap Global Markets Americas LLC's heavy load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 33 disclosures behind TP Icap Global Markets Americas LLC's Grade D.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as TP Icap Global Markets Americas LLC.
  • Compare firms - put TP Icap Global Markets Americas LLC next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.