CRD #5251 · FINRA BrokerCheck + SEC IAPD

U. S. Boston Capital Corporation

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, U. S. Boston Capital Corporation ranks #2,457 of 20,055 by disclosure count (most disclosures first). Among firms registered in MA, it ranks #16 of 98 on the same disclosure sort used on the state browse page. U. S. Boston Capital Corporation carries 3 BrokerCheck disclosures across 4 branch offices - moderate load for a small firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
4
branch offices
3
disclosures
#2,457 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 5251 U. S. Boston Capital Corporation

U. S. Boston Capital Corporation · Grade B · 3 disc · 0.75/office · Small firm

  • CRD 5251
  • GRADE B
  • DISC 3
  • REG 2
  • ARB 1
  • CIV 0
  • BRANCH 4
  • PER-OFF 0.75
  • RANK #2,457 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: Carl M. Hennig, Inc. (0.75 disc/office)

Carl M. Hennig, Inc.0.75Cohen & Company Securit…0.75Dorn & Co., Inc.0.75U. S. Boston Capita… (this)0.75
Disclosures per office among small firm peers (lower is cleaner)

U. S. Boston Capital Corporation ranks #2,457 of 20,055 by disclosure count among graded broker-dealers; moderate load at 0.75 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

4 offices

FINRA: Small firm

Total disclosures

3 events

On FINRA BrokerCheck

Regulatory events

2 actions

67% of all disclosures

Disclosures per office

0.75 per office

3 ÷ 4 offices

U. S. Boston Capital Corporation vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

1 a cleaner per-office record than 37% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). This entry sits in this band. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 2
Arbitrations 1
Civil Events 0
Total 3

Counts for U. S. Boston Capital Corporation reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 2 Arbitration 1 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Lincoln, MA
CRD Number
5251

Heavy disclosure book

U. S. Boston Capital Corporation in the heavier-disclosure third

U. S. Boston Capital Corporation carries 3 BrokerCheck disclosures across 4 branch offices - a heavier-third raw book among graded firms (#2,457 of 20,055). Regulator-initiated events are 67% of the book (2 regulatory / 1 arbitration / 0 civil).

U. S. Boston Capital Corporation ranks #2,457 of 20,055 by BrokerCheck disclosure count among graded firms (3 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of U. S. Boston Capital Corporation's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Massachusetts cohort · 1.05× state average

U. S. Boston Capital Corporation tracks near the Massachusetts disclosure average

U. S. Boston Capital Corporation reports 3 BrokerCheck disclosures, about 1.05× the Massachusetts average of 2.9 across 98 graded firms.

In Massachusetts, 64 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Massachusetts state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does U. S. Boston Capital Corporation sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, U. S. Boston Capital Corporation ranks #2,457 of 20,055 by disclosure count (most disclosures first). Among firms registered in MA, it ranks #16 of 98 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for U. S. Boston Capital Corporation?
A grade of B reflects U. S. Boston Capital Corporation's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 3 total disclosures across 4 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does U. S. Boston Capital Corporation have?
U. S. Boston Capital Corporation has 3 total FINRA disclosures, including 2 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is U. S. Boston Capital Corporation?
U. S. Boston Capital Corporation operates 4 branch offices and is classified by FINRA as a small firm, registered in MA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify U. S. Boston Capital Corporation's disciplinary record?
You can verify U. S. Boston Capital Corporation's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 5251. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid U. S. Boston Capital Corporation because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. U. S. Boston Capital Corporation carries 3 disclosures across 4 branch offices (about 0.75 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

  • Carl M. Hennig, Inc. (WI) - 0.75 disclosures/office, nearest small firm peer to U. S. Boston Capital Corporation's 0.75
  • Cohen & Company Securities, LLC (NY) - 0.75 disclosures/office, nearest small firm peer to U. S. Boston Capital Corporation's 0.75
  • Dorn & Co., Inc. (MN) - 0.75 disclosures/office, nearest small firm peer to U. S. Boston Capital Corporation's 0.75
  • Firms in MA - state roster that includes U. S. Boston Capital Corporation's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like U. S. Boston Capital Corporation.
  • Reading BrokerCheck Reports - How U. S. Boston Capital Corporation's 0.75 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to U. S. Boston Capital Corporation.
  • Compare firms - put U. S. Boston Capital Corporation next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.