Branch offices
1 office
FINRA: Small firm
CRD #337661 · FINRA BrokerCheck + SEC IAPD
Upraise Wealth Advisory, LLC
Upraise Wealth Advisory, LLC has not yet been reviewed by PlainAdvisorCheck. Check FINRA BrokerCheck directly for its current disclosure record.
- Not yet reviewed
- Safety grade
- 1
- branch office
PlainAdvisorCheck rating n/a - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 1 offices
Firm Details
- Firm Size
- Small
- CRD Number
- 337661
Mid-pack disclosure profile
What the record shows for Upraise Wealth Advisory, LLC
Upraise Wealth Advisory, LLC (, CRD# 337661) operates 1 branch office with 0 disclosures as of July 2026.
Upraise Wealth Advisory, LLC carries 0 disclosures across 1 offices (clean record, Grade N/A). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational data summary for informational purposes - not financial advice. Review Upraise Wealth Advisory, LLC's underlying FINRA BrokerCheck detail before engaging.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
What does a grade of N/A mean for Upraise Wealth Advisory, LLC?
Upraise Wealth Advisory, LLC has not yet been graded by PlainAdvisorCheck. Grades are size-normalized against FINRA BrokerCheck disclosure records once a firm's detail record has been reviewed -- check back soon, or view the live record on FINRA BrokerCheck.
How many FINRA disclosures does Upraise Wealth Advisory, LLC have?
PlainAdvisorCheck has not yet pulled Upraise Wealth Advisory, LLC's detailed disclosure record from FINRA BrokerCheck. View the live record directly on FINRA BrokerCheck at brokercheck.finra.org using CRD number 337661.
How big is Upraise Wealth Advisory, LLC?
Upraise Wealth Advisory, LLC operates 1 branch office and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Upraise Wealth Advisory, LLC's disciplinary record?
You can verify Upraise Wealth Advisory, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 337661. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Read with this firm
- 1-800 NO Loads, Inc. - 0.00 disclosures/office, nearest single-office firm peer to Upraise Wealth Advisory, LLC's 0.00
- 1031 Exchange Place, Inc. - 0.00 disclosures/office, nearest single-office firm peer to Upraise Wealth Advisory, LLC's 0.00
- 10X Securities - 0.00 disclosures/office, nearest single-office firm peer to Upraise Wealth Advisory, LLC's 0.00
- How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade N/A firm like Upraise Wealth Advisory, LLC.
- Reading BrokerCheck Reports - How Upraise Wealth Advisory, LLC's 0.00 disclosures-per-office figure is derived.
- Most Disclosures - Raw disclosure-volume leaders for context next to Upraise Wealth Advisory, LLC.
- Compare firms - put Upraise Wealth Advisory, LLC next to peers on grade and footprint.
Read our methodology - how this data is sourced, computed, and verified.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.