CRD #312482 · FINRA BrokerCheck + SEC IAPD

Utah Investment Advisors LLC

Utah Investment Advisors LLC has not yet been reviewed by PlainAdvisorCheck. Check FINRA BrokerCheck directly for its current disclosure record.

Not yet reviewed
Safety grade
0
branch offices

PlainAdvisorCheck rating n/a - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

- per office

footprint not reported

Firm Details

Firm Size
Small
CRD Number
312482

Mid-pack disclosure profile

What the record shows for Utah Investment Advisors LLC

Utah Investment Advisors LLC (broker-dealer, CRD# 312482) operates 0 branch offices with 0 disclosures as of July 2026.

Utah Investment Advisors LLC carries 0 disclosures across 0 offices (clean record, Grade N/A). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational data summary for informational purposes - not financial advice. Review Utah Investment Advisors LLC's underlying FINRA BrokerCheck detail before engaging.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

What does a grade of N/A mean for Utah Investment Advisors LLC?
Utah Investment Advisors LLC has not yet been graded by PlainAdvisorCheck. Grades are size-normalized against FINRA BrokerCheck disclosure records once a firm's detail record has been reviewed -- check back soon, or view the live record on FINRA BrokerCheck.
How many FINRA disclosures does Utah Investment Advisors LLC have?
PlainAdvisorCheck has not yet pulled Utah Investment Advisors LLC's detailed disclosure record from FINRA BrokerCheck. View the live record directly on FINRA BrokerCheck at brokercheck.finra.org using CRD number 312482.
How big is Utah Investment Advisors LLC?
Utah Investment Advisors LLC operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Utah Investment Advisors LLC's disciplinary record?
You can verify Utah Investment Advisors LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 312482. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.

Read with this firm

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  • 10X Securities - 0.00 disclosures/office, nearest single-office firm peer to Utah Investment Advisors LLC's 0.00
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade N/A firm like Utah Investment Advisors LLC.
  • Reading BrokerCheck Reports - How Utah Investment Advisors LLC's 0.00 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Utah Investment Advisors LLC.
  • Compare firms - put Utah Investment Advisors LLC next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.