CRD #6914 · FINRA BrokerCheck + SEC IAPD

VAN Clemens & Co. Incorporated

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, VAN Clemens & Co. Incorporated ranks #934 of 20,055 by disclosure count (most disclosures first). Among firms registered in MN, it ranks #11 of 42 on the same disclosure sort used on the state browse page. VAN Clemens & Co. Incorporated carries 8 BrokerCheck disclosures across 10 branch offices - moderate load for a regional firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
10
branch offices
8
disclosures
#934 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 6914 VAN Clemens & Co. Incorporated

VAN Clemens & Co. Incorporated · Grade B · 8 disc · 0.80/office · Regional firm

  • CRD 6914
  • GRADE B
  • DISC 8
  • REG 7
  • ARB 1
  • CIV 0
  • BRANCH 10
  • PER-OFF 0.80
  • RANK #934 of 20,055
  • BOOK Regional firm

Intensity peers

Nearest same-size peer: Brighton Securities Corp. (0.80 disc/office)

Brighton Securities Corp.0.80Scotia Capital (USA) Inc.0.82Herbert J. Sims & Co, Inc.0.77VAN Clemens & Co. I… (this)0.80
Disclosures per office among regional firm peers (lower is cleaner)

VAN Clemens & Co. Incorporated ranks #934 of 20,055 by disclosure count among graded broker-dealers; moderate load at 0.80 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

10 offices

FINRA: Small firm

Total disclosures

8 events

On FINRA BrokerCheck

Regulatory events

7 actions

88% of all disclosures

Disclosures per office

0.80 per office

8 ÷ 10 offices

VAN Clemens & Co. Incorporated vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

1 a cleaner per-office record than 36% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). This entry sits in this band. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 7
Arbitrations 1
Civil Events 0
Total 8

Counts for VAN Clemens & Co. Incorporated reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 7 Arbitration 1 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Minneapolis, MN
CRD Number
6914

Regulator-heavy mix

VAN Clemens & Co. Incorporated in the heavier-disclosure third

VAN Clemens & Co. Incorporated carries 8 BrokerCheck disclosures across 10 branch offices - a heavier-third raw book among graded firms (#934 of 20,055). Regulator-initiated events are 88% of the book (7 regulatory / 1 arbitration / 0 civil).

88% of VAN Clemens & Co. Incorporated's 8 disclosures are regulator-initiated (7 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of VAN Clemens & Co. Incorporated's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Minnesota cohort · 0.61× state average

VAN Clemens & Co. Incorporated tracks near the Minnesota disclosure average

VAN Clemens & Co. Incorporated reports 8 BrokerCheck disclosures, about 0.61× the Minnesota average of 13.1 across 42 graded firms.

In Minnesota, 18 firms carry Grade A and 1 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Minnesota state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does VAN Clemens & Co. Incorporated sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, VAN Clemens & Co. Incorporated ranks #934 of 20,055 by disclosure count (most disclosures first). Among firms registered in MN, it ranks #11 of 42 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for VAN Clemens & Co. Incorporated?
A grade of B reflects VAN Clemens & Co. Incorporated's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (regional firm). It carries 8 total disclosures across 10 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does VAN Clemens & Co. Incorporated have?
VAN Clemens & Co. Incorporated has 8 total FINRA disclosures, including 7 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is VAN Clemens & Co. Incorporated?
VAN Clemens & Co. Incorporated operates 10 branch offices and is classified by FINRA as a small firm, registered in MN (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify VAN Clemens & Co. Incorporated's disciplinary record?
You can verify VAN Clemens & Co. Incorporated's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 6914. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). VAN Clemens & Co. Incorporated's 8 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid VAN Clemens & Co. Incorporated because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. VAN Clemens & Co. Incorporated carries 8 disclosures across 10 branch offices (about 0.80 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for VAN Clemens & Co. Incorporated, both outside MN so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Brighton Securities Corp. (NY) - 0.80 disclosures/office, nearest regional firm peer to VAN Clemens & Co. Incorporated's 0.80
  • Scotia Capital (USA) Inc. (NY) - 0.82 disclosures/office, nearest regional firm peer to VAN Clemens & Co. Incorporated's 0.80
  • Herbert J. Sims & Co, Inc. (CT) - 0.77 disclosures/office, nearest regional firm peer to VAN Clemens & Co. Incorporated's 0.80
  • Firms in MN - state roster that includes VAN Clemens & Co. Incorporated's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like VAN Clemens & Co. Incorporated.
  • Reading BrokerCheck Reports - How VAN Clemens & Co. Incorporated's 0.80 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to VAN Clemens & Co. Incorporated.
  • Compare firms - put VAN Clemens & Co. Incorporated next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.