CRD #6914 · FINRA BrokerCheck + SEC IAPD

VAN Clemens & Co. Incorporated

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, VAN Clemens & Co. Incorporated ranks #934 of 20,055 by disclosure count (most disclosures first). Among firms registered in MN, it ranks #11 of 42 on the same disclosure sort used on the state browse page. VAN Clemens & Co. Incorporated carries 8 BrokerCheck disclosures across 10 branch offices - moderate load for a regional firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
10
branch offices
8
disclosures
#934 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 6914 VAN Clemens & Co. Incorporated

VAN Clemens & Co. Incorporated · Grade B · 8 disc · 0.80/office · Regional firm

  • CRD 6914
  • GRADE B
  • DISC 8
  • REG 7
  • ARB 1
  • CIV 0
  • BRANCH 10
  • PER-OFF 0.80
  • RANK #934 of 20,055
  • BOOK Regional firm

Intensity peers

Nearest same-size peer: Brighton Securities Corp. (0.80 disc/office)

Brighton Securities Corp.0.80Scotia Capital (USA) Inc.0.82Herbert J. Sims & Co, Inc.0.77VAN Clemens & Co. I… (this)0.80
Disclosures per office among regional firm peers (lower is cleaner)

VAN Clemens & Co. Incorporated ranks #934 of 20,055 by disclosure count among graded broker-dealers; moderate load at 0.80 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

10 offices

FINRA: Small firm

Total disclosures

8 events

On FINRA BrokerCheck

Regulatory events

7 actions

88% of all disclosures

Disclosures per office

0.80 per office

8 ÷ 10 offices

VAN Clemens & Co. Incorporated vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

1 a cleaner per-office record than 36% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). This entry sits in this band. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 7
Arbitrations 1
Civil Events 0
Total 8

Counts for VAN Clemens & Co. Incorporated reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 7 Arbitration 1 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Minneapolis, MN
CRD Number
6914

Regulator-heavy mix

VAN Clemens & Co. Incorporated in the heavier-disclosure third

VAN Clemens & Co. Incorporated carries 8 BrokerCheck disclosures across 10 branch offices - a heavier-third raw book among graded firms (#934 of 20,055). Regulator-initiated events are 88% of the book (7 regulatory / 1 arbitration / 0 civil).

88% of VAN Clemens & Co. Incorporated's 8 disclosures are regulator-initiated (7 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of VAN Clemens & Co. Incorporated's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Minnesota cohort · 0.61× state average

VAN Clemens & Co. Incorporated tracks near the Minnesota disclosure average

VAN Clemens & Co. Incorporated reports 8 BrokerCheck disclosures, about 0.61× the Minnesota average of 13.1 across 42 graded firms.

In Minnesota, 18 firms carry Grade A and 1 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Minnesota state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does VAN Clemens & Co. Incorporated sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, VAN Clemens & Co. Incorporated ranks #934 of 20,055 by disclosure count (most disclosures first). Among firms registered in MN, it ranks #11 of 42 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for VAN Clemens & Co. Incorporated?
A grade of B reflects VAN Clemens & Co. Incorporated's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (regional firm). It carries 8 total disclosures across 10 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does VAN Clemens & Co. Incorporated have?
VAN Clemens & Co. Incorporated has 8 total FINRA disclosures, including 7 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is VAN Clemens & Co. Incorporated?
VAN Clemens & Co. Incorporated operates 10 branch offices and is classified by FINRA as a small firm, registered in MN (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify VAN Clemens & Co. Incorporated's disciplinary record?
You can verify VAN Clemens & Co. Incorporated's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 6914. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). VAN Clemens & Co. Incorporated's 8 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid VAN Clemens & Co. Incorporated because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. VAN Clemens & Co. Incorporated carries 8 disclosures across 10 branch offices (about 0.80 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for VAN Clemens & Co. Incorporated, both outside MN so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Brighton Securities Corp. (NY) - 0.80 disclosures/office, nearest regional firm peer to VAN Clemens & Co. Incorporated's 0.80
  • Scotia Capital (USA) Inc. (NY) - 0.82 disclosures/office, nearest regional firm peer to VAN Clemens & Co. Incorporated's 0.80
  • Herbert J. Sims & Co, Inc. (CT) - 0.77 disclosures/office, nearest regional firm peer to VAN Clemens & Co. Incorporated's 0.80
  • Firms in MN - state roster that includes VAN Clemens & Co. Incorporated's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like VAN Clemens & Co. Incorporated.
  • Reading BrokerCheck Reports - How VAN Clemens & Co. Incorporated's 0.80 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to VAN Clemens & Co. Incorporated.
  • Compare firms - put VAN Clemens & Co. Incorporated next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.