CRD #2882 · FINRA BrokerCheck + SEC IAPD

Voya Financial Advisors, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Voya Financial Advisors, Inc. ranks #113 of 20,055 by disclosure count (most disclosures first). Among firms registered in CT, it ranks #3 of 111 on the same disclosure sort used on the state browse page. Voya Financial Advisors, Inc. carries 45 BrokerCheck disclosures across 449 branch offices - light load for a large firm, earning a Grade C.

Verify on FINRA BrokerCheck → Browse all firms
Grade C
Safety grade
449
branch offices
45
disclosures
#113 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 2882 Voya Financial Advisors, Inc.

Voya Financial Advisors, Inc. · Grade C · 45 disc · 0.10/office · Large firm

  • CRD 2882
  • GRADE C
  • DISC 45
  • REG 36
  • ARB 9
  • CIV 0
  • BRANCH 449
  • PER-OFF 0.10
  • RANK #113 of 20,055
  • BOOK Large firm

Intensity peers

Nearest same-size peer: Momentum Independent Network Inc. (0.10 disc/office)

Momentum Independent Ne…0.10William Blair0.10Calton & Associates, Inc.0.09Voya Financial Advi… (this)0.10
Disclosures per office among large firm peers (lower is cleaner)

Voya Financial Advisors, Inc. ranks #113 of 20,055 by disclosure count among graded broker-dealers; light load at 0.10 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

449 offices

FINRA: Large firm

Total disclosures

45 events

On FINRA BrokerCheck

Regulatory events

36 actions

80% of all disclosures

Disclosures per office

0.10 per office

45 ÷ 449 offices

Voya Financial Advisors, Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 87% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 36
Arbitrations 9
Civil Events 0
Total 45

Counts for Voya Financial Advisors, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 36 Arbitration 9 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
Windsor, CT
CRD Number
2882

Lower disclosures per office

Voya Financial Advisors, Inc. in the heavier-disclosure third

Voya Financial Advisors, Inc. carries 45 BrokerCheck disclosures across 449 branch offices - a heavier-third raw book among graded firms (#113 of 20,055). Regulator-initiated events are 80% of the book (36 regulatory / 9 arbitration / 0 civil).

Voya Financial Advisors, Inc. runs 0.10 disclosures per branch office (cleaner than 87% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Voya Financial Advisors, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Connecticut cohort · 13× state average

Voya Financial Advisors, Inc. sits above the Connecticut disclosure average

Voya Financial Advisors, Inc. reports 45 BrokerCheck disclosures, 13× the Connecticut average of 3.5 across 111 graded firms with a principal-office state on file.

In Connecticut, 76 firms carry Grade A and 2 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Connecticut state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Voya Financial Advisors, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Voya Financial Advisors, Inc. ranks #113 of 20,055 by disclosure count (most disclosures first). Among firms registered in CT, it ranks #3 of 111 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for Voya Financial Advisors, Inc.?
A grade of C reflects Voya Financial Advisors, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (large firm). It carries 45 total disclosures across 449 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Voya Financial Advisors, Inc. have?
Voya Financial Advisors, Inc. has 45 total FINRA disclosures, including 36 regulatory events, 9 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Voya Financial Advisors, Inc.?
Voya Financial Advisors, Inc. operates 449 branch offices and is classified by FINRA as a large firm, registered in CT (Large firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Voya Financial Advisors, Inc.'s disciplinary record?
You can verify Voya Financial Advisors, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 2882. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Voya Financial Advisors, Inc.'s 45 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Voya Financial Advisors, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Voya Financial Advisors, Inc. carries 45 disclosures across 449 branch offices (about 0.10 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Voya Financial Advisors, Inc., both outside CT so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Momentum Independent Network Inc. (TX) - 0.10 disclosures/office, nearest large firm peer to Voya Financial Advisors, Inc.'s 0.10
  • William Blair (IL) - 0.10 disclosures/office, nearest large firm peer to Voya Financial Advisors, Inc.'s 0.10
  • Calton & Associates, Inc. (FL) - 0.09 disclosures/office, nearest large firm peer to Voya Financial Advisors, Inc.'s 0.10
  • Firms in CT - state roster that includes Voya Financial Advisors, Inc.'s registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade C firm like Voya Financial Advisors, Inc..
  • Reading BrokerCheck Reports - How Voya Financial Advisors, Inc.'s 0.10 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Voya Financial Advisors, Inc..
  • Compare firms - put Voya Financial Advisors, Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.