CRD #37886 · FINRA BrokerCheck + SEC IAPD

Voya Investments Distributor, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Voya Investments Distributor, LLC ranks #4,991 of 20,055 by disclosure count (most disclosures first). Among firms registered in CT, it ranks #32 of 111 on the same disclosure sort used on the state browse page. Voya Investments Distributor, LLC carries 1 BrokerCheck disclosure across 11 branch offices - light load for a regional firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
11
branch offices
1
disclosure
#4,991 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 37886 Voya Investments Distributor, LLC

Voya Investments Distributor, LLC · Grade B · 1 disc · 0.09/office · Regional firm

  • CRD 37886
  • GRADE B
  • DISC 1
  • REG 1
  • ARB 0
  • CIV 0
  • BRANCH 11
  • PER-OFF 0.09
  • RANK #4,991 of 20,055
  • BOOK Regional firm

Intensity peers

Nearest same-size peer: AAG Capital, Inc (0.09 disc/office)

AAG Capital, Inc0.09Altruist Financial LLC0.09TCFG Wealth Management,…0.09Voya Investments Di… (this)0.09
Disclosures per office among regional firm peers (lower is cleaner)

Voya Investments Distributor, LLC ranks #4,991 of 20,055 by disclosure count among graded broker-dealers; light load at 0.09 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

11 offices

FINRA: Medium firm

Total disclosures

1 event

On FINRA BrokerCheck

Regulatory events

1 action

100% of all disclosures

Disclosures per office

0.09 per office

1 ÷ 11 offices

Voya Investments Distributor, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 88% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 1
Arbitrations 0
Civil Events 0
Total 1

Counts for Voya Investments Distributor, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 1 Arbitration 0 Civil 0

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
Windsor, CT
CRD Number
37886

Regulator-heavy mix

Voya Investments Distributor, LLC in the heavier-disclosure third

Voya Investments Distributor, LLC carries 1 BrokerCheck disclosure across 11 branch offices - a heavier-third raw book among graded firms (#4,991 of 20,055). Regulator-initiated events are 100% of the book (1 regulatory / 0 arbitration / 0 civil).

100% of Voya Investments Distributor, LLC's 1 disclosures are regulator-initiated (1 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Voya Investments Distributor, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Connecticut cohort · 0.28× state average

Voya Investments Distributor, LLC sits below the Connecticut disclosure average

Voya Investments Distributor, LLC reports 1 BrokerCheck disclosure, 0.28× the Connecticut average of 3.5, lighter than most of the 111 graded firms filed there.

In Connecticut, 76 firms carry Grade A and 2 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Connecticut state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Voya Investments Distributor, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Voya Investments Distributor, LLC ranks #4,991 of 20,055 by disclosure count (most disclosures first). Among firms registered in CT, it ranks #32 of 111 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Voya Investments Distributor, LLC?
A grade of B reflects Voya Investments Distributor, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (regional firm). It carries 1 total disclosure across 11 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Voya Investments Distributor, LLC have?
Voya Investments Distributor, LLC has 1 total FINRA disclosure, including 1 regulatory event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Voya Investments Distributor, LLC?
Voya Investments Distributor, LLC operates 11 branch offices and is classified by FINRA as a medium firm, registered in CT (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Voya Investments Distributor, LLC's disciplinary record?
You can verify Voya Investments Distributor, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 37886. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid Voya Investments Distributor, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Voya Investments Distributor, LLC carries 1 disclosure across 11 branch offices (about 0.09 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Voya Investments Distributor, LLC, both outside CT so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • AAG Capital, Inc (FL) - 0.09 disclosures/office, nearest regional firm peer to Voya Investments Distributor, LLC's 0.09
  • Altruist Financial LLC (TX) - 0.09 disclosures/office, nearest regional firm peer to Voya Investments Distributor, LLC's 0.09
  • TCFG Wealth Management, LLC (CA) - 0.09 disclosures/office, nearest regional firm peer to Voya Investments Distributor, LLC's 0.09
  • Firms in CT - state roster that includes Voya Investments Distributor, LLC's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Voya Investments Distributor, LLC.
  • Reading BrokerCheck Reports - How Voya Investments Distributor, LLC's 0.09 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Voya Investments Distributor, LLC.
  • Compare firms - put Voya Investments Distributor, LLC next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.