Branch offices
0 offices
FINRA: Small firm
CRD #39262 · FINRA BrokerCheck + SEC IAPD
Western International Securities, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Western International Securities, Inc. ranks #279 of 20,055 by disclosure count (most disclosures first). Western International Securities, Inc. carries 22 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 22
- disclosures
- #279 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 39262 Western International Securities, Inc.
Western International Securities, Inc. · Grade F · 22 disc · 22.00/office · Single-office firm
- CRD 39262
- GRADE F
- DISC 22
- REG 15
- ARB 6
- CIV 1
- BRANCH 0
- PER-OFF n/a
- RANK #279 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: Ameritrade Northwest, Inc. (22.00 disc/office)
Western International Securities, Inc. ranks #279 of 20,055 by disclosure count among graded broker-dealers; heavy load at 22.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
22 events
On FINRA BrokerCheck
Regulatory events
15 actions
68% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 15 |
| Arbitrations | 6 |
| Civil Events | 1 |
| Total | 22 |
Counts for Western International Securities, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 15 Arbitration 6 Civil 1
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 39262
Heavy disclosure book
Western International Securities, Inc. in the heavier-disclosure third
Western International Securities, Inc. carries 22 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#279 of 20,055). Regulator-initiated events are 68% of the book (15 regulatory / 6 arbitration / 1 civil).
Western International Securities, Inc. ranks #279 of 20,055 by BrokerCheck disclosure count among graded firms (22 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Western International Securities, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Western International Securities, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Western International Securities, Inc. ranks #279 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Western International Securities, Inc.?
A grade of F reflects Western International Securities, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 22 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Western International Securities, Inc. have?
Western International Securities, Inc. has 22 total FINRA disclosures, including 15 regulatory events, 6 arbitrations, 1 civil event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Western International Securities, Inc.?
Western International Securities, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Western International Securities, Inc.'s disciplinary record?
You can verify Western International Securities, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 39262. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Western International Securities, Inc.'s 22 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Western International Securities, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Western International Securities, Inc. carries 22 disclosures across 0 branch offices (about 22.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Ameritrade Northwest, Inc. - 22.00 disclosures/office, nearest single-office firm peer to Western International Securities, Inc.'s 22.00
- Canaccord Genuity Securities LLC - 22.00 disclosures/office, nearest single-office firm peer to Western International Securities, Inc.'s 22.00
- Consolidated Trading LLC (IL) - 22.00 disclosures/office, nearest single-office firm peer to Western International Securities, Inc.'s 22.00
- Red Flags in Advisor Records - How to read Western International Securities, Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 22 disclosures behind Western International Securities, Inc.'s Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Western International Securities, Inc..
- Compare firms - put Western International Securities, Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.