CRD #39914 · FINRA BrokerCheck + SEC IAPD

Westpark Capital, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Westpark Capital, Inc. ranks #433 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #7 of 279 on the same disclosure sort used on the state browse page. Westpark Capital, Inc. carries 16 BrokerCheck disclosures across 8 branch offices - elevated load for a small firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
8
branch offices
16
disclosures
#433 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 39914 Westpark Capital, Inc.

Westpark Capital, Inc. · Grade B · 16 disc · 2.00/office · Small firm

  • CRD 39914
  • GRADE B
  • DISC 16
  • REG 14
  • ARB 2
  • CIV 0
  • BRANCH 8
  • PER-OFF 2.00
  • RANK #433 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: A. R. Schmeidler & Co., Inc. (2.00 disc/office)

A. R. Schmeidler & Co.,…2.00AEI Securities, Inc.2.00Aldwych Securities LLC2.00Westpark Capital, Inc. (this)2.00
Disclosures per office among small firm peers (lower is cleaner)

Westpark Capital, Inc. ranks #433 of 20,055 by disclosure count among graded broker-dealers; elevated load at 2.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

8 offices

FINRA: Small firm

Total disclosures

16 events

On FINRA BrokerCheck

Regulatory events

14 actions

88% of all disclosures

Disclosures per office

2.00 per office

16 ÷ 8 offices

Westpark Capital, Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

2 a cleaner per-office record than 10% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). Below this entry. 1–2: 32 disclosing firms (3%). Below this entry. 2–2: 65 disclosing firms (5%). Below this entry. 2–2: 9 disclosing firms (1%). Below this entry. 2–2: 72 disclosing firms (6%). This entry sits in this band. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 14
Arbitrations 2
Civil Events 0
Total 16

Counts for Westpark Capital, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 14 Arbitration 2 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Los Angeles, CA, 90067
Formed
09/05/2025
State of Formation
Michigan
CRD Number
39914
SEC Number
48898

Elevated disclosures per office

Westpark Capital, Inc. in the heavier-disclosure third

Westpark Capital, Inc. carries 16 BrokerCheck disclosures across 8 branch offices - a heavier-third raw book among graded firms (#433 of 20,055). Regulator-initiated events are 88% of the book (14 regulatory / 2 arbitration / 0 civil).

Westpark Capital, Inc. runs 2.00 disclosures per branch office (cleaner than only 90% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Westpark Capital, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

California cohort · 7.80× state average

Westpark Capital, Inc. sits above the California disclosure average

Westpark Capital, Inc. reports 16 BrokerCheck disclosures, 7.80× the California average of 2.1 across 279 graded firms with a principal-office state on file.

In California, 189 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the California state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Westpark Capital, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Westpark Capital, Inc. ranks #433 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #7 of 279 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Westpark Capital, Inc.?
A grade of B reflects Westpark Capital, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 16 total disclosures across 8 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Westpark Capital, Inc. have?
Westpark Capital, Inc. has 16 total FINRA disclosures, including 14 regulatory events, 2 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Westpark Capital, Inc.?
Westpark Capital, Inc. operates 8 branch offices and is classified by FINRA as a small firm, registered in CA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Westpark Capital, Inc.'s disciplinary record?
You can verify Westpark Capital, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 39914. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Westpark Capital, Inc.'s 16 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Westpark Capital, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Westpark Capital, Inc. carries 16 disclosures across 8 branch offices (about 2.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Westpark Capital, Inc., both outside CA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.