Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Newmark Capital Management, LLC CRD: 153960 | - | 0 | 0 | - | Unknown |
| Newmark Investment Management LLC CRD: 167071 | - | 0 | 0 | - | Unknown |
| Newmark Securities, LLC CRD: 309193 | NY | 0 | 3 | A | Active |
| Newmarket Advisors, Inc. CRD: 122744 | - | 0 | 0 | - | Unknown |
| Newmarket Investment Management, LP CRD: 308098 | - | 0 | 1 | - | Unknown |
| Newmarkets Securities Corporation CRD: 16251 | - | 0 | 0 | A | INACTIVE |
| Newmile Capital LLC CRD: 333726 | - | 0 | 1 | - | Unknown |
| Newmont Management Co, LLC CRD: 342206 | - | 0 | 1 | - | Unknown |
| Newmyer Wealth Management CRD: 135896 | - | 0 | 2 | - | Unknown |
| Newoak Asset Management LLC CRD: 172956 | - | 0 | 1 | - | Unknown |
| Newoak Capital Markets LLC CRD: 104063 | NY | 0 | 2 | A | Active |
| Newpark Wealth Management CRD: 286059 | - | 0 | 1 | - | Unknown |
| Newpath Management, L.P. CRD: 300064 | - | 0 | 1 | - | Unknown |
| Newpoint Real Estate Capital Securities LLC CRD: 321842 | - | 0 | 0 | A | INACTIVE |
| Newpoint Real Estate Investment Management LLC CRD: 321208 | - | 0 | 1 | - | Unknown |
| Newpoint Securities, LLC CRD: 101920 | - | 4 | 0 | C | INACTIVE |
| Newport Asia LLC CRD: 118682 | - | 0 | 1 | - | Unknown |
| Newport Asset Management CRD: 165599 | - | 0 | 0 | - | Unknown |
| Newport Beach Securities, Inc. CRD: 10487 | - | 0 | 0 | A | INACTIVE |
| Newport Capital CRD: 335768 | - | 0 | 0 | - | Unknown |
| Newport Capital Advisers LLC CRD: 106241 | - | 0 | 0 | - | Unknown |
| Newport Capital B.V. CRD: 331796 | - | 0 | 0 | - | Unknown |
| Newport Capital Corporation CRD: 17787 | - | 0 | 0 | A | INACTIVE |
| Newport Capital Group, LLC CRD: 144442 | - | 0 | 1 | - | Unknown |
| Newport Capital, Inc CRD: 103990 | - | 0 | 0 | A | INACTIVE |
| Newport Coast Securities, Inc. CRD: 16944 | - | 19 | 0 | F | INACTIVE |
| Newport Global Advisors L.P. CRD: 139368 | - | 0 | 1 | - | Unknown |
| Newport Group Consulting, LLC CRD: 140944 | - | 0 | 15 | - | Unknown |
| Newport Group Securities, Inc. CRD: 29722 | - | 0 | 0 | A | INACTIVE |
| Newport Investment Advisors Inc CRD: 113175 | - | 0 | 1 | - | Unknown |
| Newport Investment Advisors, Inc. CRD: 123948 | - | 0 | 2 | - | Unknown |
| Newport Investment Management, LLC CRD: 153918 | - | 0 | 1 | - | Unknown |
| Newport Pacific Capital Securities, Inc. CRD: 17555 | - | 0 | 0 | A | INACTIVE |
| Newport Research Services,Inc. CRD: 10975 | - | 0 | 0 | A | INACTIVE |
| Newport Securities Corporation CRD: 8250 | - | 6 | 1 | D | INACTIVE |
| Newport Trading L.L.C. CRD: 45156 | - | 0 | 0 | A | INACTIVE |
| Newport Wealth Advisors, Inc. CRD: 137159 | - | 0 | 1 | - | Unknown |
| Newport Wealth Management, LLC CRD: 166375 | - | 0 | 1 | - | Unknown |
| Newport Wealth Strategies, Inc. CRD: 159376 | - | 0 | 0 | - | Unknown |
| Newportfolios Securities Corporation CRD: 19349 | - | 0 | 0 | A | INACTIVE |
| NEWPORTX.COM CRD: 104033 | - | 0 | 0 | A | INACTIVE |
| Newquest Capital Partners CRD: 298786 | - | 0 | 0 | - | Unknown |
| Newquest Capital Partners CRD: 160527 | - | 0 | 0 | - | Unknown |
| Newriver WEB Services, Inc. CRD: 104481 | - | 0 | 0 | A | INACTIVE |
| Newroad Capital Partners, LLC CRD: 281487 | - | 0 | 1 | - | Unknown |
| Newsholme Financial Group, Inc. CRD: 126165 | - | 0 | 0 | - | Unknown |
| Newsong Capital Management, Inc. CRD: 296877 | - | 0 | 3 | - | Unknown |
| Newsource Advisory, LLC CRD: 135912 | - | 0 | 0 | - | Unknown |
| Newsource Securities, Inc. CRD: 36009 | - | 0 | 0 | A | INACTIVE |
| Newsouth Capital Management Inc CRD: 110676 | - | 0 | 5 | - | Unknown |