Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Newe Wealth Management LLC CRD: 282048 | - | 0 | 0 | - | Unknown |
| Newedge Advisors CRD: 171351 | - | 0 | 604 | - | Unknown |
| Newedge Financial Inc. CRD: 27322 | - | 28 | 0 | F | INACTIVE |
| Newedge Securities, LLC CRD: 10674 | PA | 14 | 127 | B | Active |
| Newedge USA, LLC CRD: 36118 | - | 61 | 0 | F | INACTIVE |
| Newell Financial Services CRD: 339826 | - | 0 | 2 | - | Unknown |
| Newell Wealth Management, LLC CRD: 317576 | - | 0 | 1 | - | Unknown |
| Newell, Donald a CRD: 104179 | - | 0 | 0 | A | INACTIVE |
| Newera Wealth CRD: 331612 | - | 0 | 0 | - | Unknown |
| Newfield Capital Inc. CRD: 36330 | - | 0 | 0 | A | INACTIVE |
| Newfield Securities, Inc. CRD: 22162 | - | 0 | 0 | A | INACTIVE |
| Newfleet Asset Management, LLC CRD: 104532 | - | 0 | 0 | - | Unknown |
| Newflow Partners, LLC CRD: 318670 | - | 0 | 1 | - | Unknown |
| Newfocus Financial Group, LLC CRD: 132578 | - | 0 | 0 | - | Unknown |
| Newforth Partners, LLC CRD: 131142 | - | 0 | 0 | A | INACTIVE |
| Newfound Research LLC CRD: 159064 | - | 0 | 1 | - | Unknown |
| Newfoundland Capital Management US, LLC CRD: 168646 | - | 0 | 1 | - | Unknown |
| Newfund CRD: 287894 | - | 0 | 0 | - | Unknown |
| Newfund CRD: 287662 | - | 0 | 1 | - | Unknown |
| Newgate Capital Management LLC CRD: 105728 | - | 0 | 0 | - | Unknown |
| Newgate Financial Services, LLC CRD: 126929 | - | 0 | 0 | - | Unknown |
| Newgen Asset Management Limited CRD: 163822 | - | 0 | 0 | - | Unknown |
| Newgen Wealth Creation LLC CRD: 322840 | - | 0 | 1 | - | Unknown |
| Newgrange Asset Management LLC CRD: 168484 | - | 0 | 1 | - | Unknown |
| Newgrange Securities, Inc. CRD: 27411 | - | 0 | 0 | A | INACTIVE |
| Newground Social Investment CRD: 117060 | - | 0 | 2 | - | Unknown |
| Newhard, Cook & Co. Incorporated CRD: 619 | - | 0 | 0 | A | INACTIVE |
| Newhaven Asset Management Inc. CRD: 135238 | - | 0 | 0 | - | Unknown |
| Newhaven Capital Advisors CRD: 157994 | - | 0 | 0 | - | Unknown |
| Newhouse Integrated Financial Advisors LLC CRD: 332939 | - | 0 | 1 | - | Unknown |
| Newin Ventures Advisors, LLC CRD: 305538 | - | 0 | 1 | - | Unknown |
| Newkirk & Company CRD: 117974 | - | 0 | 0 | - | Unknown |
| Newlands Investment Management PTE Ltd. CRD: 305252 | - | 0 | 0 | - | Unknown |
| Newleaf Financial Guidance CRD: 282469 | - | 0 | 0 | - | Unknown |
| Newleaf Wealth Management, LLC CRD: 169136 | - | 0 | 2 | - | Unknown |
| Newlight Partners LP CRD: 296190 | - | 0 | 1 | - | Unknown |
| Newlin Capital LLC CRD: 168822 | - | 0 | 0 | - | Unknown |
| Newlin Capital Partners, LLC CRD: 161311 | - | 0 | 0 | - | Unknown |
| Newlin Fund I Management, LLC CRD: 323094 | - | 0 | 1 | - | Unknown |
| Newly Wealth LLC CRD: 288753 | - | 0 | 0 | - | Unknown |
| Newman Advisors, LLC CRD: 152024 | - | 0 | 0 | - | Unknown |
| Newman Dignan & Sheerar, Inc CRD: 107565 | - | 0 | 3 | - | Unknown |
| Newman Financial Planning CRD: 151017 | - | 0 | 0 | - | Unknown |
| Newman Investment Securities, Inc. CRD: 14180 | - | 0 | 0 | A | INACTIVE |
| Newman Ladd Capital Advisors, LLC. CRD: 129860 | - | 0 | 1 | - | Unknown |
| Newman Schimel CRD: 142255 | - | 0 | 0 | - | Unknown |
| Newman's Financial Planning CRD: 282548 | - | 0 | 1 | - | Unknown |
| Newman, Ladd Capital, Inc. CRD: 38841 | - | 0 | 0 | A | INACTIVE |
| Newman, Nicholas Drake CRD: 163333 | - | 0 | 1 | - | Unknown |
| Newmark Capital LLC CRD: 269902 | - | 0 | 0 | - | Unknown |