CRD #36118 · FINRA BrokerCheck + SEC IAPD

Newedge USA, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Newedge USA, LLC ranks #75 of 20,055 by disclosure count (most disclosures first). Newedge USA, LLC carries 61 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.

Verify on FINRA BrokerCheck → Browse all firms
Grade F
Safety grade
0
branch offices
61
disclosures
#75 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 36118 Newedge USA, LLC

Newedge USA, LLC · Grade F · 61 disc · 61.00/office · Single-office firm

  • CRD 36118
  • GRADE F
  • DISC 61
  • REG 60
  • ARB 1
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #75 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: Electronic Transaction Clearing, Inc. (61.00 disc/office)

Electronic Transaction …61.00National Clearing Corp.57.00Merrill LYNCH Professio…56.00Newedge USA, LLC (this)61.00
Disclosures per office among single-office firm peers (lower is cleaner)

Newedge USA, LLC ranks #75 of 20,055 by disclosure count among graded broker-dealers; heavy load at 61.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

61 events

On FINRA BrokerCheck

Regulatory events

60 actions

98% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 60
Arbitrations 1
Civil Events 0
Total 61

Counts for Newedge USA, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 60 Arbitration 1 Civil 0

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
01/01/2005
State of Formation
Delaware
CRD Number
36118
SEC Number
47023

Regulator-heavy mix

Newedge USA, LLC in the heavier-disclosure third

Newedge USA, LLC carries 61 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#75 of 20,055). Regulator-initiated events are 98% of the book (60 regulatory / 1 arbitration / 0 civil).

98% of Newedge USA, LLC's 61 disclosures are regulator-initiated (60 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Newedge USA, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Newedge USA, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Newedge USA, LLC ranks #75 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Newedge USA, LLC?
A grade of F reflects Newedge USA, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 61 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Newedge USA, LLC have?
Newedge USA, LLC has 61 total FINRA disclosures, including 60 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Newedge USA, LLC?
Newedge USA, LLC operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Newedge USA, LLC's disciplinary record?
You can verify Newedge USA, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 36118. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Newedge USA, LLC's 61 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Newedge USA, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Newedge USA, LLC carries 61 disclosures across 0 branch offices (about 61.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.