Branch offices
0 offices
FINRA: Small firm
CRD #146122 · FINRA BrokerCheck + SEC IAPD
Electronic Transaction Clearing, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Electronic Transaction Clearing, Inc. ranks #74 of 20,055 by disclosure count (most disclosures first). Electronic Transaction Clearing, Inc. carries 61 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 61
- disclosures
- #74 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 146122 Electronic Transaction Clearing, Inc.
Electronic Transaction Clearing, Inc. · Grade F · 61 disc · 61.00/office · Single-office firm
- CRD 146122
- GRADE F
- DISC 61
- REG 61
- ARB 0
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #74 of 20,055
- BOOK Single-office firm
Nearest same-size peer: Newedge USA, LLC (61.00 disc/office)
Electronic Transaction Clearing, Inc. ranks #74 of 20,055 by disclosure count among graded broker-dealers; heavy load at 61.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
61 events
On FINRA BrokerCheck
Regulatory events
61 actions
100% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 61 |
| Arbitrations | 0 |
| Civil Events | 0 |
| Total | 61 |
Counts for Electronic Transaction Clearing, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 61 Arbitration 0 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 146122
Regulator-heavy mix
Electronic Transaction Clearing, Inc. in the heavier-disclosure third
Electronic Transaction Clearing, Inc. carries 61 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#74 of 20,055). Regulator-initiated events are 100% of the book (61 regulatory / 0 arbitration / 0 civil).
100% of Electronic Transaction Clearing, Inc.'s 61 disclosures are regulator-initiated (61 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Electronic Transaction Clearing, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Electronic Transaction Clearing, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Electronic Transaction Clearing, Inc. ranks #74 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Electronic Transaction Clearing, Inc.?
A grade of F reflects Electronic Transaction Clearing, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 61 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Electronic Transaction Clearing, Inc. have?
Electronic Transaction Clearing, Inc. has 61 total FINRA disclosures, including 61 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Electronic Transaction Clearing, Inc.?
Electronic Transaction Clearing, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Electronic Transaction Clearing, Inc.'s disciplinary record?
You can verify Electronic Transaction Clearing, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 146122. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Electronic Transaction Clearing, Inc.'s 61 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Electronic Transaction Clearing, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Electronic Transaction Clearing, Inc. carries 61 disclosures across 0 branch offices (about 61.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Newedge USA, LLC - 61.00 disclosures/office, nearest single-office firm peer to Electronic Transaction Clearing, Inc.'s 61.00
- National Clearing Corp. - 57.00 disclosures/office, nearest single-office firm peer to Electronic Transaction Clearing, Inc.'s 61.00
- Merrill LYNCH Professional Clearing Corp. - 56.00 disclosures/office, nearest single-office firm peer to Electronic Transaction Clearing, Inc.'s 61.00
- Red Flags in Advisor Records - How to read Electronic Transaction Clearing, Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 61 disclosures behind Electronic Transaction Clearing, Inc.'s Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Electronic Transaction Clearing, Inc..
- Compare firms - put Electronic Transaction Clearing, Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.