CRD #10674 · FINRA BrokerCheck + SEC IAPD

Newedge Securities, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Newedge Securities, LLC ranks #490 of 20,055 by disclosure count (most disclosures first). Among firms registered in PA, it ranks #11 of 81 on the same disclosure sort used on the state browse page. Newedge Securities, LLC carries 14 BrokerCheck disclosures across 127 branch offices - light load for a large firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
127
branch offices
14
disclosures
#490 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 10674 Newedge Securities, LLC

Newedge Securities, LLC · Grade B · 14 disc · 0.11/office · Large firm

  • CRD 10674
  • GRADE B
  • DISC 14
  • REG 9
  • ARB 3
  • CIV 2
  • BRANCH 127
  • PER-OFF 0.11
  • RANK #490 of 20,055
  • BOOK Large firm

Intensity peers

Nearest same-size peer: BOK Financial Securities, Inc. (0.11 disc/office)

BOK Financial Securitie…0.11Synovus Securities, Inc.0.12William Blair0.10Newedge Securities,… (this)0.11
Disclosures per office among large firm peers (lower is cleaner)

Newedge Securities, LLC ranks #490 of 20,055 by disclosure count among graded broker-dealers; light load at 0.11 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

127 offices

FINRA: Medium firm

Total disclosures

14 events

On FINRA BrokerCheck

Regulatory events

9 actions

64% of all disclosures

Disclosures per office

0.11 per office

14 ÷ 127 offices

Newedge Securities, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 86% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 9
Arbitrations 3
Civil Events 2
Total 14

Counts for Newedge Securities, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 9 Arbitration 3 Civil 2

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
Pittsburgh, PA
CRD Number
10674

Lower disclosures per office

Newedge Securities, LLC in the heavier-disclosure third

Newedge Securities, LLC carries 14 BrokerCheck disclosures across 127 branch offices - a heavier-third raw book among graded firms (#490 of 20,055). Regulator-initiated events are 64% of the book (9 regulatory / 3 arbitration / 2 civil).

Newedge Securities, LLC runs 0.11 disclosures per branch office (cleaner than 86% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Newedge Securities, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Pennsylvania cohort · 2.19× state average

Newedge Securities, LLC sits above the Pennsylvania disclosure average

Newedge Securities, LLC reports 14 BrokerCheck disclosures, 2.19× the Pennsylvania average of 6.4 across 81 graded firms with a principal-office state on file.

In Pennsylvania, 39 firms carry Grade A and 3 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Pennsylvania state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Newedge Securities, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Newedge Securities, LLC ranks #490 of 20,055 by disclosure count (most disclosures first). Among firms registered in PA, it ranks #11 of 81 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Newedge Securities, LLC?
A grade of B reflects Newedge Securities, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (large firm). It carries 14 total disclosures across 127 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Newedge Securities, LLC have?
Newedge Securities, LLC has 14 total FINRA disclosures, including 9 regulatory events, 3 arbitrations, 2 civil events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Newedge Securities, LLC?
Newedge Securities, LLC operates 127 branch offices and is classified by FINRA as a medium firm, registered in PA (Large firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Newedge Securities, LLC's disciplinary record?
You can verify Newedge Securities, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 10674. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Newedge Securities, LLC's 14 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Newedge Securities, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Newedge Securities, LLC carries 14 disclosures across 127 branch offices (about 0.11 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Newedge Securities, LLC, both outside PA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • BOK Financial Securities, Inc. (OK) - 0.11 disclosures/office, nearest large firm peer to Newedge Securities, LLC's 0.11
  • Synovus Securities, Inc. (GA) - 0.12 disclosures/office, nearest large firm peer to Newedge Securities, LLC's 0.11
  • William Blair (IL) - 0.10 disclosures/office, nearest large firm peer to Newedge Securities, LLC's 0.11
  • Firms in PA - state roster that includes Newedge Securities, LLC's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Newedge Securities, LLC.
  • Reading BrokerCheck Reports - How Newedge Securities, LLC's 0.11 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Newedge Securities, LLC.
  • Compare firms - put Newedge Securities, LLC next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.