Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Next Chapter Financial Planning CRD: 308337 | - | 0 | 0 | - | Unknown |
| Next Chapter Financial, LLC CRD: 330230 | - | 0 | 1 | - | Unknown |
| Next Coast Legacy CRD: 337335 | - | 0 | 1 | - | Unknown |
| Next Coast Ventures, LLC CRD: 283699 | - | 0 | 0 | - | Unknown |
| Next Code Wealth Advisors CRD: 301812 | - | 0 | 0 | - | Unknown |
| Next Cycle Management LLC CRD: 339785 | - | 0 | 1 | - | Unknown |
| Next Financial Advisors LLC CRD: 316665 | - | 0 | 0 | - | Unknown |
| Next Financial Group, Inc. CRD: 46214 | - | 30 | 0 | F | INACTIVE |
| Next Frontier Capital MC, LLC CRD: 221524 | - | 0 | 0 | - | Unknown |
| Next GEN Advisors, LLC CRD: 326144 | - | 0 | 1 | - | Unknown |
| Next GEN Financial Planning CRD: 337683 | - | 0 | 1 | - | Unknown |
| Next GEN Financial Planning CRD: 283233 | - | 0 | 2 | - | Unknown |
| Next Generation Advisors LLC CRD: 297492 | - | 0 | 0 | - | Unknown |
| Next Generation Equity Research LLC CRD: 130754 | - | 1 | 0 | B | INACTIVE |
| Next Generation Investing, LLC CRD: 149017 | - | 0 | 1 | - | Unknown |
| Next Generation Wealth Management, Inc. CRD: 134057 | - | 0 | 0 | - | Unknown |
| Next Generation Wealth Planning, LLC CRD: 141615 | - | 0 | 1 | - | Unknown |
| Next Horizon Advisors LLC CRD: 169844 | - | 0 | 0 | - | Unknown |
| Next Horizon Capital CRD: 321649 | - | 0 | 1 | - | Unknown |
| Next Investments LLC CRD: 164650 | - | 0 | 0 | - | Unknown |
| Next Legacy Management, LLC CRD: 156640 | - | 0 | 1 | - | Unknown |
| Next Level Accounting, LLC CRD: 322125 | - | 0 | 1 | - | Unknown |
| Next Level Financial CRD: 299477 | - | 0 | 0 | - | Unknown |
| Next Level Private LLC CRD: 313247 | - | 0 | 2 | - | Unknown |
| Next Level Ventures, LLC CRD: 305666 | - | 0 | 1 | - | Unknown |
| Next Level Wealth Management, LLC CRD: 296982 | - | 0 | 2 | - | Unknown |
| Next Level Wealth Planning, LLC CRD: 327644 | - | 0 | 2 | - | Unknown |
| Next Management Advisors, LLC CRD: 324644 | - | 0 | 1 | - | Unknown |
| Next Mission Financial Planning CRD: 316353 | - | 0 | 0 | - | Unknown |
| Next Phase Advisors CRD: 331622 | - | 0 | 2 | - | Unknown |
| Next Phase Financial Planning CRD: 322738 | - | 0 | 0 | - | Unknown |
| Next Play Capital, LLC CRD: 173787 | - | 0 | 0 | - | Unknown |
| Next Play Financial CRD: 297112 | - | 0 | 1 | - | Unknown |
| Next Play Wealth CRD: 339239 | - | 0 | 2 | - | Unknown |
| Next Station Capital, LLC CRD: 130304 | - | 0 | 0 | - | Unknown |
| Next Step Financial Planning, LLC CRD: 330276 | - | 0 | 0 | - | Unknown |
| Next Step Financial Transitions CRD: 311472 | - | 0 | 1 | - | Unknown |
| Next Steps Advisors, Inc. CRD: 301389 | - | 0 | 2 | - | Unknown |
| Next Steps Financial Planning, LLC CRD: 289260 | - | 0 | 0 | - | Unknown |
| Next Steps Financial Planning, LLC CRD: 321895 | - | 0 | 0 | - | Unknown |
| Next UP Wealth Advisors, LLC CRD: 342136 | - | 0 | 1 | - | Unknown |
| Next Ventures CRD: 309808 | - | 0 | 1 | - | Unknown |
| Next View Partners LLC CRD: 162403 | - | 0 | 0 | - | Unknown |
| Next Wave Capital Management, LLC CRD: 338808 | - | 0 | 1 | - | Unknown |
| Next Wave Impact, LLC CRD: 289215 | - | 0 | 1 | - | Unknown |
| Next Wave LLC CRD: 174955 | - | 0 | 0 | - | Unknown |
| Next World Assets LLC CRD: 328070 | - | 0 | 1 | - | Unknown |
| Next World Capital LLC CRD: 172044 | - | 0 | 1 | - | Unknown |
| Nextbio Capital Management LP CRD: 332920 | - | 0 | 0 | - | Unknown |
| Nextcapital Advisers CRD: 173996 | - | 0 | 0 | - | Unknown |