Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Nextech Invest Ltd. CRD: 322629 | - | 0 | 0 | - | Unknown |
| Nextech Ventures (US) LLC CRD: 316683 | - | 0 | 1 | - | Unknown |
| Nextedge, LLC CRD: 269961 | - | 0 | 0 | - | Unknown |
| Nexten FP CRD: 338919 | - | 0 | 1 | - | Unknown |
| Nexten Management Company LLC CRD: 324836 | - | 0 | 1 | - | Unknown |
| Nextenergy Capital IM Limited CRD: 301640 | - | 0 | 0 | - | Unknown |
| Nextenergy Capital Limited CRD: 301638 | - | 0 | 0 | - | Unknown |
| Nextequity Partners CRD: 282347 | - | 0 | 1 | - | Unknown |
| Nextgen Capital Markets, LLC CRD: 170421 | GA | 0 | 2 | A | Active |
| Nextgen EMP CRD: 333721 | - | 0 | 3 | - | Unknown |
| Nextgen Etfs, LLC CRD: 316474 | - | 0 | 0 | - | Unknown |
| Nextgen Financial Advice LLC CRD: 292468 | - | 0 | 1 | - | Unknown |
| Nextgen Financial Life Planning CRD: 282162 | - | 0 | 0 | - | Unknown |
| Nextgen Growth Partners, LLC CRD: 285024 | - | 0 | 1 | - | Unknown |
| Nextgen Healthcare Advisors LLC CRD: 328362 | - | 0 | 0 | - | Unknown |
| Nextgen Private Wealth CRD: 301984 | - | 0 | 0 | - | Unknown |
| Nextgen Venture Partners, LLC CRD: 283709 | - | 0 | 0 | - | Unknown |
| Nextgen Wealth CRD: 172128 | - | 0 | 1 | - | Unknown |
| Nextgen Wealth Counselors Limited Liability Compan… CRD: 226706 | - | 0 | 1 | - | Unknown |
| Nextgen Wealth Defense LLC CRD: 334545 | - | 0 | 1 | - | Unknown |
| Nexthera Capital LP CRD: 226660 | - | 0 | 0 | - | Unknown |
| Nextier Investing Solutions CRD: 284848 | - | 0 | 0 | - | Unknown |
| Nextmove Capital Inc. CRD: 338359 | - | 0 | 0 | - | Unknown |
| Nextrade CRD: 41087 | - | 5 | 0 | C | INACTIVE |
| Nextrend Securities, Inc. CRD: 43710 | TX | 1 | 2 | B | Active |
| Nextstep Portfolios LLC CRD: 318648 | - | 0 | 1 | - | Unknown |
| Nextstep Ventures Management, LLC CRD: 319769 | - | 0 | 0 | - | Unknown |
| Nextvest Capital GP, L.P. CRD: 297595 | - | 0 | 1 | - | Unknown |
| Nextvesting Capital GP, LLC CRD: 197524 | - | 0 | 1 | - | Unknown |
| Nextview Ventures CRD: 161199 | - | 0 | 1 | - | Unknown |
| Nextwave Advisors CRD: 308432 | - | 0 | 1 | - | Unknown |
| Nexus CRD: 317450 | - | 0 | 0 | - | Unknown |
| Nexus Advisor Solutions, Inc. CRD: 172427 | - | 0 | 0 | - | Unknown |
| Nexus Advisors CRD: 334636 | - | 0 | 1 | - | Unknown |
| Nexus BAY Capital, LLC CRD: 329436 | - | 0 | 0 | - | Unknown |
| Nexus Capital Inc CRD: 291866 | - | 0 | 2 | - | Unknown |
| Nexus Capital Management LP CRD: 168618 | - | 0 | 1 | - | Unknown |
| Nexus Capital, LLC CRD: 288758 | - | 0 | 1 | - | Unknown |
| Nexus Commodities Capital Management PTE. Ltd. CRD: 338311 | - | 0 | 0 | - | Unknown |
| Nexus Energy Partners CRD: 329387 | - | 0 | 1 | - | Unknown |
| Nexus Financial Programs, Inc. CRD: 106893 | - | 0 | 0 | - | Unknown |
| Nexus Financial Strategies, LLC CRD: 327098 | - | 0 | 0 | - | Unknown |
| Nexus Financial, Inc. CRD: 38528 | - | 1 | 0 | B | INACTIVE |
| Nexus Genesis Capital Ltd. CRD: 340473 | - | 0 | 1 | - | Unknown |
| Nexus India Advisory Services CRD: 162763 | - | 0 | 0 | - | Unknown |
| Nexus Investment Company, LLC CRD: 163802 | - | 0 | 0 | - | Unknown |
| Nexus Neurotech, LLC CRD: 328851 | - | 0 | 1 | - | Unknown |
| Nexus ONE Financial Advisors LLC CRD: 336809 | - | 0 | 1 | - | Unknown |
| Nexus Point Advisors (HK) Limited CRD: 321612 | - | 0 | 0 | - | Unknown |
| Nexus Risk Management, LP CRD: 164449 | - | 0 | 0 | - | Unknown |