Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Nexus Securities, Inc. CRD: 15855 | - | 0 | 0 | A | INACTIVE |
| Nexus Strategic Alpha LLC CRD: 343308 | - | 0 | 1 | - | Unknown |
| Nexus Strategic Wealth CRD: 336847 | - | 0 | 1 | - | Unknown |
| Nexus Ventures Advisors Private Limited CRD: 323592 | - | 0 | 0 | - | Unknown |
| Nexus Ventures Management, LLC CRD: 314346 | - | 0 | 1 | - | Unknown |
| Nexus Wealth Advisors CRD: 307230 | - | 0 | 0 | - | Unknown |
| Nexus Wealth Advisors, LLC CRD: 168775 | - | 0 | 0 | - | Unknown |
| Nexus Wealth Management, LLC CRD: 173883 | - | 0 | 1 | - | Unknown |
| Nexus338 CRD: 315250 | - | 0 | 2 | - | Unknown |
| Nexusmind LLC CRD: 288135 | - | 0 | 0 | - | Unknown |
| Nexwealth LLC CRD: 311424 | - | 0 | 3 | - | Unknown |
| Nexxus Capital Administrador VI, S.C. CRD: 288051 | - | 0 | 0 | - | Unknown |
| Nexxus Capital Management III, S.C. CRD: 164221 | - | 0 | 0 | - | Unknown |
| Nexxus Capital V, S.C. CRD: 288049 | - | 0 | 0 | - | Unknown |
| Nexxus Holdings Advisors LLC CRD: 166884 | - | 0 | 1 | - | Unknown |
| NEY Wealth Management, Inc. CRD: 317773 | - | 0 | 0 | - | Unknown |
| Neya Capital CRD: 325185 | - | 0 | 1 | - | Unknown |
| Neyrey, Rene' J. CRD: 126578 | - | 0 | 1 | - | Unknown |
| Neythri Futures Fund Management, LLC CRD: 312999 | - | 0 | 1 | - | Unknown |
| Nezu Asia Capital Management (Singapore) PTE. Ltd. CRD: 162310 | - | 0 | 0 | - | Unknown |
| Nezu Asia Capital Management Limited CRD: 161462 | - | 0 | 0 | - | Unknown |
| Nezu Asia Capital Management, LLC CRD: 161506 | - | 0 | 0 | - | Unknown |
| NF Clearing, Inc. CRD: 14285 | - | 18 | 0 | F | INACTIVE |
| NF Investments, Inc. CRD: 16154 | - | 0 | 0 | A | INACTIVE |
| NF Wealth Management, Inc CRD: 173951 | - | 0 | 0 | - | Unknown |
| NFA Brokerage Services, Inc. CRD: 37671 | - | 0 | 0 | A | INACTIVE |
| NFC Investments, LLC CRD: 132844 | - | 0 | 2 | - | Unknown |
| NFC Securities Corporation CRD: 15203 | - | 0 | 0 | A | INACTIVE |
| NFDG CRD: 310514 | - | 0 | 1 | - | Unknown |
| NFG Investment Management LLC CRD: 172560 | - | 0 | 0 | - | Unknown |
| NFG Wealth Advisors LLC CRD: 287454 | - | 0 | 0 | - | Unknown |
| NFI Advisors, Inc CRD: 130717 | - | 0 | 3 | - | Unknown |
| NFI Network, LLC CRD: 104447 | - | 3 | 0 | B | INACTIVE |
| NFI, LLC CRD: 136742 | - | 0 | 1 | - | Unknown |
| NFJ Investment Group LLC CRD: 106281 | - | 0 | 0 | - | Unknown |
| NFJ Investment Group, LLC CRD: 310902 | - | 0 | 1 | - | Unknown |
| NFO Financial Advisory LLC CRD: 310417 | - | 0 | 2 | - | Unknown |
| NFP Corporate Services (MN), Inc. CRD: 116548 | - | 0 | 0 | - | Unknown |
| NFSG Corporation CRD: 130814 | - | 0 | 62 | - | Unknown |
| NFSTX, LLC CRD: 172583 | NY | 0 | 2 | A | Active |
| NFWM CRD: 317406 | - | 0 | 2 | - | Unknown |
| NFX Capital Management, LLC CRD: 301829 | - | 0 | 1 | - | Unknown |
| NG Management S.A. CRD: 162755 | - | 0 | 0 | - | Unknown |
| NG Securities, Corp. CRD: 15220 | - | 0 | 0 | A | INACTIVE |
| NGC Capital Management LLC CRD: 167163 | - | 0 | 0 | - | Unknown |
| NGC Financial, LLC CRD: 104057 | - | 0 | 0 | A | INACTIVE |
| NGC Financial, LLC CRD: 139992 | - | 0 | 1 | - | Unknown |
| NGC Financial, LLC CRD: 145082 | NY | 0 | 3 | A | Active |
| Ngcre Partners 10, LLC CRD: 299305 | - | 0 | 0 | - | Unknown |
| Ngcre Partners 11, LLC CRD: 304026 | - | 0 | 0 | - | Unknown |