Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| COWEN AND COMPANY CRD: 7616 | — | 54 | 0 | F | INACTIVE |
| COWEN SECURITIES, LP CRD: 46834 | — | 0 | 0 | A | INACTIVE |
| COX & READEY, LTD. CRD: 8601 | — | 0 | 0 | A | INACTIVE |
| COX CAPITAL GENERAL PARTNER, L.L.C. CRD: 316237 | — | 0 | 0 | A | Unknown |
| COX CAPITAL, LLC CRD: 282105 | — | 0 | 0 | A | Unknown |
| COX PLANNING SERVICES PLLC CRD: 145358 | — | 0 | 0 | A | Unknown |
| COX SECURITIES, INC. CRD: 8355 | — | 0 | 0 | A | INACTIVE |
| COYLE CRD: 110593 | — | 0 | 0 | A | Unknown |
| COYLE CAPITAL, LLC CRD: 173822 | — | 0 | 0 | A | Unknown |
| COYLE SECURITIES, L.L.C. CRD: 43804 | — | 0 | 0 | A | INACTIVE |
| CP ADVISORS, INC. CRD: 111701 | — | 0 | 0 | A | Unknown |
| CP CAPITAL (US) PARTNERS LP CRD: 158979 | — | 0 | 0 | A | Unknown |
| CP CAPITAL GROUP LLC CRD: 331147 | — | 0 | 0 | A | Unknown |
| CP INVESTMENTS, LLC CRD: 24029 | CA | 1 | 1 | F | Active |
| CPA ADVISORY SERVICES, P.C. CRD: 114170 | — | 0 | 0 | A | Unknown |
| CPA SERVICE CORPORATION CRD: 24331 | — | 0 | 0 | A | INACTIVE |
| CPAPLACE FINANCIAL CRD: 152889 | — | 0 | 0 | A | Unknown |
| CPC MANAGEMENT, LLC CRD: 313413 | — | 0 | 0 | A | Unknown |
| CPE CAPITAL CRD: 162126 | — | 0 | 0 | A | Unknown |
| CPF TEXAS CRD: 122484 | — | 0 | 0 | A | Unknown |
| CPFG SECURITIES, INC CRD: 146003 | — | 1 | 0 | F | INACTIVE |
| CPFG SECURITIES, INC. CRD: 46676 | — | 0 | 0 | A | INACTIVE |
| CPG MANAGEMENT CO LLC CRD: 316995 | — | 0 | 0 | A | Unknown |
| CPG SECURITIES INC. CRD: 10771 | — | 0 | 0 | A | INACTIVE |
| CPI CAPITAL CRD: 44575 | — | 1 | 0 | F | INACTIVE |
| CPIBD LLC CRD: 46049 | — | 5 | 0 | F | INACTIVE |
| CPIM SECURITIES LLC CRD: 141295 | — | 0 | 0 | A | INACTIVE |
| CPM MANAGEMENT CRD: 10772 | — | 0 | 0 | A | INACTIVE |
| CPMG, INC. CRD: 131417 | — | 0 | 0 | A | Unknown |
| CPP SECURITIES L.L.C. CRD: 39490 | — | 0 | 0 | A | INACTIVE |
| CPR INVESTMENTS INC CRD: 139067 | — | 0 | 0 | A | Unknown |
| CPS CRD: 165319 | — | 0 | 0 | A | Unknown |
| CQ CAPITAL CRD: 162612 | — | 0 | 0 | A | Unknown |
| CQS (UK) LLP CRD: 282124 | — | 0 | 0 | A | Unknown |
| CQS (US), LLC CRD: 147329 | — | 0 | 0 | A | Unknown |
| CR FINANCIAL INC. CRD: 40787 | — | 0 | 0 | A | INACTIVE |
| CR3 CAPITAL, LLC CRD: 289884 | — | 0 | 0 | A | Unknown |
| CRABBE HUSON SECURITIES, INC. CRD: 13389 | — | 0 | 0 | A | INACTIVE |
| CRAFT & SAGE WEALTH CRD: 323565 | — | 0 | 0 | A | Unknown |
| CRAIG B. JOHNSON, CFP CRD: 117416 | — | 0 | 0 | A | Unknown |
| CRAIG BURDO LLC CRD: 332858 | — | 0 | 0 | A | Unknown |
| CRAIG CAPITAL CORPORATION CRD: 16626 | — | 0 | 0 | A | INACTIVE |
| CRAIG DRILL CAPITAL CORPORATION CRD: 163355 | — | 0 | 0 | A | Unknown |
| CRAIG DUVARNEY, CFP CRD: 126911 | — | 0 | 0 | A | Unknown |
| CRAIG FAMILY OFFICE CRD: 323358 | — | 0 | 0 | A | Unknown |
| CRAIG R TESCH, CPA CFP MBA LLC CRD: 147836 | — | 0 | 0 | A | Unknown |
| CRAIG V. CASTANOS CPA CRD: 136533 | — | 0 | 0 | A | Unknown |
| CRAIG-HALLUM, INC. CRD: 1546 | — | 0 | 0 | A | INACTIVE |
| CRALIN & CO., INC. CRD: 7605 | — | 0 | 0 | A | INACTIVE |
| CRANE INVESTMENT GROUP CRD: 321614 | — | 0 | 0 | A | Unknown |