Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Arsenal Financial, LLC CRD: 291073 | - | 0 | 1 | - | Unknown |
| Arsenal Venture Partners CRD: 160426 | - | 0 | 1 | - | Unknown |
| Arseneau Financial CRD: 326865 | - | 0 | 1 | - | Unknown |
| Arta Finance CRD: 318714 | - | 0 | 4 | - | Unknown |
| Artais Capital Management, LLC CRD: 148331 | - | 0 | 1 | - | Unknown |
| Artegius Capital Inc. CRD: 321083 | - | 0 | 0 | - | Unknown |
| Artemis Advisory Partners Ltd CRD: 332556 | - | 0 | 0 | - | Unknown |
| Artemis Capital Advisers LP CRD: 172253 | - | 0 | 0 | - | Unknown |
| Artemis Capital Group, Inc. CRD: 7819 | - | 0 | 0 | A | INACTIVE |
| Artemis Capital Partners CRD: 285607 | - | 0 | 1 | - | Unknown |
| Artemis Capital Partners LLC CRD: 323317 | - | 0 | 1 | - | Unknown |
| Artemis Equity LLC CRD: 326823 | - | 0 | 1 | - | Unknown |
| Artemis Financial Advisors CRD: 146203 | - | 0 | 0 | - | Unknown |
| Artemis Growth Partners CRD: 307251 | - | 0 | 0 | - | Unknown |
| Artemis Real Estate Partners CRD: 160668 | - | 0 | 1 | - | Unknown |
| Artemis Securities Clearing, LLC CRD: 125473 | IL | 0 | 3 | A | Active |
| Artemis Wealth Advisors CRD: 319184 | - | 0 | 1 | - | Unknown |
| Artemis Wealth Advisors, LLC CRD: 150810 | - | 0 | 2 | - | Unknown |
| Artemis Wealth Management, LLC CRD: 165170 | - | 0 | 0 | - | Unknown |
| Artemis Wealth, LLC CRD: 139733 | - | 0 | 0 | - | Unknown |
| Arterburn and Watters, LLP CRD: 111406 | - | 0 | 0 | - | Unknown |
| Artesa Financial Group CRD: 153741 | - | 0 | 1 | - | Unknown |
| Artesian Capital Management (Delaware) LP CRD: 325768 | - | 0 | 1 | - | Unknown |
| Artesian Investments Management, Inc. CRD: 319443 | - | 0 | 1 | - | Unknown |
| Artful Dollar Capital LLC CRD: 329775 | - | 0 | 0 | - | Unknown |
| Artha Asset Management LLC CRD: 313714 | - | 0 | 0 | - | Unknown |
| Artha Global Investors LP CRD: 286366 | - | 0 | 0 | - | Unknown |
| Artha Partners EM LLC CRD: 295157 | - | 0 | 0 | - | Unknown |
| Artham Advisors CRD: 318709 | - | 0 | 1 | - | Unknown |
| Artham Partners LLP CRD: 338667 | - | 0 | 0 | - | Unknown |
| Arthscience Capital CRD: 338159 | - | 0 | 0 | - | Unknown |
| Arthur D. Clarke & Co. CRD: 104642 | - | 0 | 0 | - | Unknown |
| Arthur Derosa & Associates CRD: 15054 | - | 0 | 0 | A | INACTIVE |
| Arthur E Spellissy & Associates Inc CRD: 106650 | - | 0 | 0 | - | Unknown |
| Arthur G. Palmer & Associates, Inc. CRD: 13499 | - | 0 | 0 | A | INACTIVE |
| Arthur Gould Incorporated CRD: 6444 | - | 0 | 0 | A | INACTIVE |
| Arthur Highland Company CRD: 2197 | - | 0 | 0 | A | INACTIVE |
| Arthur J. Stites, P.A. CRD: 129943 | - | 0 | 0 | - | Unknown |
| Arthur L Clark Company CRD: 11141 | - | 0 | 0 | A | INACTIVE |
| Arthur LEA Investments LLC CRD: 317538 | - | 0 | 0 | - | Unknown |
| Arthur M. Cohen & Associates LLC CRD: 105894 | - | 0 | 4 | - | Unknown |
| Arthur M. Pearson CRD: 34135 | - | 0 | 0 | A | INACTIVE |
| Arthur Milton & Company, Inc. CRD: 2793 | - | 0 | 0 | A | INACTIVE |
| Arthur Stein Financial, LLC CRD: 160627 | - | 0 | 0 | - | Unknown |
| Arthur Ventures CRD: 326592 | - | 0 | 1 | - | Unknown |
| Arthur Ventures Management, LLC CRD: 305310 | - | 0 | 0 | - | Unknown |
| Arthur Wood Investment Advisors Corp CRD: 307300 | - | 0 | 0 | - | Unknown |
| Arthur Zaske & Associates, LLC CRD: 284447 | - | 0 | 0 | - | Unknown |
| Arthurs Wealth Management CRD: 305342 | - | 0 | 1 | - | Unknown |
| Artia Global Partners LP CRD: 322091 | - | 0 | 1 | - | Unknown |