Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| COSMIC MANAGEMENT, LLC CRD: 308528 | — | 0 | 0 | A | Unknown |
| COSMOS MANAGEMENT LLC CRD: 340741 | — | 0 | 0 | A | Unknown |
| COSTA CONSULTING, LLC CRD: 312476 | — | 0 | 0 | A | Unknown |
| COSTANOA VENTURES CRD: 164808 | — | 0 | 0 | A | Unknown |
| COSTELLO (JR), RALPH CRD: 38099 | — | 0 | 0 | A | INACTIVE |
| COTHRAN CAPITAL, LLC CRD: 154975 | — | 0 | 0 | A | Unknown |
| COTTAGE CAPITAL, LLC CRD: 164113 | — | 0 | 0 | A | Unknown |
| COTTONE CAPITAL, LLC CRD: 298117 | — | 0 | 0 | A | Unknown |
| COTTONWOOD WEALTH MANAGEMENT, LLC CRD: 166861 | — | 0 | 0 | A | Unknown |
| COUGHLIN & COMPANY, INC. CRD: 185 | — | 6 | 0 | F | INACTIVE |
| COULEUR INVESTMENTS CRD: 313231 | — | 0 | 0 | A | Unknown |
| COULEUR, JOHN T. CRD: 209513 | — | 0 | 0 | A | Unknown |
| COULSTON CAPITAL, LLC CRD: 107011 | — | 0 | 0 | A | INACTIVE |
| COUNCILOR, BUCHANAN & MITCHELL, P. C. (CBM) CRD: 290348 | — | 0 | 0 | A | Unknown |
| COUNT YOUR BEANS FINANCIAL PLANNING LLC CRD: 336344 | — | 0 | 0 | A | Unknown |
| COUNTERVAIL CAPITAL CRD: 334507 | — | 0 | 0 | A | Unknown |
| COUR FINANCIAL LLC CRD: 287729 | — | 0 | 0 | A | Unknown |
| COURIC FINANCIAL CRD: 317137 | — | 0 | 0 | A | Unknown |
| COURIER CAPITAL CORPORATION CRD: 109908 | — | 0 | 0 | A | Unknown |
| COURIER CAPITAL, LLC CRD: 282485 | — | 0 | 0 | A | Unknown |
| COURSE 26, LLC CRD: 171325 | — | 0 | 0 | A | Unknown |
| COURT SQUARE CAPITAL CRD: 156776 | — | 0 | 0 | A | Unknown |
| COURTLAND EQUITIES CORP. CRD: 18340 | — | 0 | 0 | A | INACTIVE |
| COVA CAPITAL, INC. CRD: 30652 | — | 0 | 0 | A | INACTIVE |
| COVALIS CAPITAL LLP CRD: 174043 | — | 0 | 0 | A | Unknown |
| COVARA CAPITAL, LLC CRD: 337515 | — | 0 | 0 | A | Unknown |
| COVE CRD: 329900 | — | 0 | 0 | A | Unknown |
| COVE CAPITAL LLC CRD: 332933 | — | 0 | 0 | A | Unknown |
| COVE CAPITAL SA CRD: 297313 | — | 0 | 0 | A | Unknown |
| COVE FIVE CAPITAL, LLC CRD: 171797 | — | 0 | 0 | A | Unknown |
| COVE FORT CAPITAL, LLC CRD: 289204 | — | 0 | 0 | A | Unknown |
| COVE HILL PARTNERS, L.P. CRD: 288684 | — | 0 | 0 | A | Unknown |
| COVE KEY MANAGEMENT LP CRD: 285856 | — | 0 | 0 | A | Unknown |
| COVE LANE PARTNERS LP CRD: 313092 | — | 0 | 0 | A | Unknown |
| COVE LINE CAPITAL, LP CRD: 323584 | — | 0 | 0 | A | Unknown |
| COVE RIVER LLC CRD: 277077 | — | 0 | 0 | A | Unknown |
| COVELL FINANCIAL CRD: 144165 | — | 0 | 0 | A | Unknown |
| COVELL FINANCIAL CRD: 306279 | — | 0 | 0 | A | Unknown |
| COVENTRY CAPITAL, INC. CRD: 14890 | — | 3 | 0 | F | INACTIVE |
| COVERED CALL LLC CRD: 170297 | — | 0 | 0 | A | Unknown |
| COVERT & CO., LLC CRD: 144915 | — | 0 | 0 | A | INACTIVE |
| COVEXIC LLC CRD: 136007 | — | 0 | 0 | A | Unknown |
| COVEY & CO., INC. CRD: 4110 | — | 0 | 0 | A | INACTIVE |
| COVEY & COVEY CRD: 135454 | — | 0 | 0 | A | Unknown |
| COVIEW CAPITAL, INC. CRD: 35842 | NY | 2 | 1 | F | Active |
| COW BAY SECURITIES CORP CRD: 11778 | — | 0 | 0 | A | INACTIVE |
| COW CAPITAL INC CRD: 324665 | — | 0 | 0 | A | Unknown |
| COWAN CAPITAL CRD: 325865 | — | 0 | 0 | A | Unknown |
| COWBIRD CAPITAL LP CRD: 289770 | — | 0 | 0 | A | Unknown |
| COWBOY CAPITAL, LLC CRD: 165571 | — | 0 | 0 | A | Unknown |