Broker-Dealer Firms

27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

Composite registration-status share across all firms

Status88%ActiveTerminatedSuspendedCancelled
Composite registration-status share across all firms

Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.

Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.

All States
Firm Name ↕ State Disclosures ↕ Advisors ↕ Grade Status
COREPRO CAPITAL, LLC
CRD: 171300
0 0 A Unknown
CORFMAN CAPITAL, INC
CRD: 137378
0 0 A Unknown
CORIENT
CRD: 319448
0 0 A Unknown
CORINTHIAN CAPITAL COMPANY
CRD: 112018
0 0 A Unknown
CORKERN & CO., INC.
CRD: 104730
0 0 A Unknown
CORKERY INVESTMENTS, INC.
CRD: 17560
0 0 A INACTIVE
CORLEY CAPITAL LLC
CRD: 301873
0 0 A Unknown
CORNA AND CO., INC.
CRD: 8124
0 0 A INACTIVE
CORNELL CAPITAL
CRD: 226779
0 0 A Unknown
CORNELL POCHILY INVESTMENT ADVISORS, INC.
CRD: 145355
0 0 A Unknown
CORNER MARKET CAPITAL US, INC.
CRD: 169168
0 0 A Unknown
CORNERSTONE ADVISORY
CRD: 142359
0 0 A Unknown
CORNERSTONE ADVISORY
CRD: 120363
0 0 A Unknown
CORNERSTONE ADVISORY, LLC
CRD: 122684
0 0 A Unknown
CORNERSTONE CAPITAL CORP.
CRD: 159766
0 0 A Unknown
CORNERSTONE CAPITAL CORPORATION
CRD: 46903
0 0 A INACTIVE
CORNERSTONE INSTITUTIONAL INVESTORS, INC.
CRD: 44664
0 0 A INACTIVE
CORNERSTONE INVESTMENT ADVISORS, LLC
CRD: 116447
0 0 A Unknown
CORNERSTONE WEALTH
CRD: 157935
0 0 A Unknown
CORNERSTONE WEALTH
CRD: 289971
0 0 A Unknown
CORNERSTONE WEALTH MANAGEMENT, LLC
CRD: 164666
0 0 A Unknown
CORNET CAPITAL LLC
CRD: 161425
0 0 A Unknown
COROMANDEL CAPITAL
CRD: 332656
0 0 A Unknown
CORPBANCA SECURITIES INC.
CRD: 168420
0 0 A INACTIVE
CORPORATE BONDS, INC.
CRD: 14004
0 0 A INACTIVE
CORPORATE PARTNERS & CO. LLC
CRD: 168356
NY 0 1 A Active
CORPS CAPITAL ADVISORS, LLC
CRD: 304643
0 0 A Unknown
CORPUS MANAGEMENT COMPANY X, LLC
CRD: 336320
0 0 A Unknown
CORRALES & CO.
CRD: 332189
0 0 A Unknown
CORRELL CO. INVESTMENT SERVICES CORP.
CRD: 17846
0 0 A INACTIVE
CORRICK & CO.
CRD: 15943
0 0 A INACTIVE
CORRIDOR CAPITAL, LLC
CRD: 160922
0 0 A Unknown
CORRIDOR VENTURES
CRD: 329120
0 0 A Unknown
CORSAIR CAPITAL LLC
CRD: 137887
0 0 A Unknown
CORTADO CAPITAL
CRD: 298779
0 0 A Unknown
CORTEN CAPITAL
CRD: 305335
0 0 A Unknown
CORTICAL VENTURES
CRD: 316775
0 0 A Unknown
CORTINA CAPITAL, LLC
CRD: 297218
0 0 A Unknown
CORTLAND SECURITIES CORP.
CRD: 14528
0 0 A INACTIVE
CORTLANDT CAPITAL CORPORATION
CRD: 25152
0 0 A INACTIVE
CORTON CAPITAL LLC
CRD: 321889
0 0 A Unknown
CORUM ASSET MANAGEMENT
CRD: 282845
0 0 A Unknown
CORUNDUM GROUP, INC.
CRD: 106490
0 0 A Unknown
CORUNDUM PARTNERS
CRD: 282191
0 0 A Unknown
CORVARA CAPITAL, LLC
CRD: 288065
0 0 A Unknown
CORVEX MANAGEMENT LP
CRD: 158197
0 0 A Unknown
CORWIN COMPANY LLC
CRD: 285657
0 0 A Unknown
CORYO INTERNATIONAL NEW YORK INC.
CRD: 39655
0 0 A INACTIVE
COS COB BD LIMITED
CRD: 40059
0 0 A INACTIVE
COSIMO VENTURE PARTNERS L.P.
CRD: 297914
0 0 A Unknown
Page 103 of 544 (27,152 total)