Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Armstrong & Associates, Inc. CRD: 122918 | - | 0 | 2 | - | Unknown |
| Armstrong Advisory Group Inc. CRD: 318662 | - | 0 | 10 | - | Unknown |
| Armstrong Dixon CRD: 168345 | - | 0 | 2 | - | Unknown |
| Armstrong Financial, Inc. CRD: 175320 | - | 0 | 1 | - | Unknown |
| Armstrong Investment Research CRD: 287460 | - | 0 | 0 | - | Unknown |
| Armstrong Retirement Planning, L.L.C. CRD: 125629 | - | 0 | 0 | - | Unknown |
| Armstrong Shaw Associates Inc. CRD: 107957 | - | 0 | 0 | - | Unknown |
| Armstrong, Shane CRD: 301156 | - | 0 | 1 | - | Unknown |
| Armyn Capital LLC CRD: 337772 | - | 0 | 1 | - | Unknown |
| Arndt Financial Services LLC CRD: 139918 | - | 0 | 1 | - | Unknown |
| Arnerich Massena, Inc. CRD: 116395 | - | 0 | 0 | - | Unknown |
| Arnet-Mccabe & Co., Inc. CRD: 51 | - | 0 | 0 | A | INACTIVE |
| Arnett Carbis Toothman Wealth Advisors LLC CRD: 119092 | - | 0 | 0 | - | Unknown |
| Arnett Financial Group CRD: 144161 | - | 0 | 0 | - | Unknown |
| Arnhold LLC CRD: 290117 | - | 0 | 3 | - | Unknown |
| Arnie Advisors LLC CRD: 307049 | - | 0 | 1 | - | Unknown |
| Arnold and Mote Wealth Management CRD: 283698 | - | 0 | 1 | - | Unknown |
| Arnold Capital Management Company LLC CRD: 172307 | - | 0 | 1 | - | Unknown |
| Arnold Energy Securities, Inc. CRD: 13938 | - | 0 | 0 | A | INACTIVE |
| Arnold F. Hill, Investment Advisor CRD: 118780 | - | 0 | 0 | - | Unknown |
| Arnold Investment Counsel Inc CRD: 104819 | - | 0 | 0 | - | Unknown |
| Arnold Investment Group CRD: 144923 | - | 0 | 2 | - | Unknown |
| Arnold Sidney Arfa CRD: 43833 | - | 0 | 0 | A | INACTIVE |
| Arnold Weitz & Co CRD: 108026 | - | 0 | 3 | - | Unknown |
| Arnott Capital PTY Ltd CRD: 297366 | - | 0 | 0 | - | Unknown |
| Arohi Asset Management PTE Ltd. CRD: 160798 | - | 0 | 0 | - | Unknown |
| Aronovsky, Daniel Meyer CRD: 31590 | - | 0 | 0 | A | INACTIVE |
| Aronowitz, JAY CRD: 119613 | - | 0 | 0 | A | INACTIVE |
| Arons Wealth Management LLC CRD: 334234 | - | 0 | 3 | - | Unknown |
| Aronson Asset Management, Inc. CRD: 126122 | - | 0 | 3 | - | Unknown |
| Aronson Capital Advisors, LLC CRD: 119433 | - | 0 | 0 | A | INACTIVE |
| Aronson Group, Inc. CRD: 13248 | - | 0 | 0 | A | INACTIVE |
| Aronson, Andrew J CRD: 124192 | - | 0 | 0 | - | Unknown |
| Aronson, Charles M CRD: 136821 | - | 0 | 0 | - | Unknown |
| Aronson, Woolcott & Co. Inc. CRD: 1105 | - | 0 | 0 | A | INACTIVE |
| Aros Asset Management CRD: 124484 | - | 0 | 0 | - | Unknown |
| Aros Securities Inc. CRD: 39779 | - | 0 | 0 | A | INACTIVE |
| Aroya Capital LP CRD: 172566 | - | 0 | 0 | - | Unknown |
| ARP Advisors, LLC CRD: 286540 | - | 0 | 0 | - | Unknown |
| Arpp CRD: 145291 | - | 0 | 1 | - | Unknown |
| ARQ Wealth Advisors, LLC CRD: 147351 | - | 0 | 4 | - | Unknown |
| Arqos Capital Partners LLC CRD: 340446 | - | 0 | 0 | - | Unknown |
| Arque Advisors, LLC CRD: 144862 | - | 0 | 2 | - | Unknown |
| Arque Capital, Ltd. CRD: 121192 | - | 5 | 0 | C | INACTIVE |
| Array Ventures Management LLC CRD: 310061 | - | 0 | 1 | - | Unknown |
| Array Ventures, LP CRD: 179517 | - | 0 | 0 | - | Unknown |
| Arre Investment Services, Inc. CRD: 114907 | - | 0 | 0 | - | Unknown |
| Arrien Investments, Inc. CRD: 321819 | - | 0 | 1 | - | Unknown |
| Arrington Financial Advisors, LLC CRD: 173223 | - | 0 | 1 | - | Unknown |
| Arris Investments LLC CRD: 166038 | - | 0 | 0 | - | Unknown |