Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Arlen House Management Ltd. CRD: 338784 | - | 0 | 1 | - | Unknown |
| Arlen Wealth Management, LLC CRD: 150618 | - | 0 | 1 | - | Unknown |
| Arlene R. Foreman CRD: 141748 | - | 0 | 0 | - | Unknown |
| Arles Advisors Inc CRD: 162378 | - | 0 | 1 | - | Unknown |
| Arlington Capital Partners CRD: 160265 | - | 0 | 1 | - | Unknown |
| Arlington Financial Advisors, LLC CRD: 283288 | - | 0 | 1 | - | Unknown |
| Arlington Investment Advisors CRD: 292896 | - | 0 | 1 | - | Unknown |
| Arlington Partners LLC CRD: 109335 | - | 0 | 4 | - | Unknown |
| Arlington Securities, Inc. CRD: 19596 | MO | 4 | 15 | B | Active |
| Arlington Trading LLC CRD: 46186 | - | 0 | 0 | A | INACTIVE |
| Arlington Value Capital, LLC CRD: 123417 | - | 0 | 0 | - | Unknown |
| Arlington Wealth Planning, LLC CRD: 289946 | - | 0 | 1 | - | Unknown |
| Arlon Advisor LLC CRD: 160635 | - | 0 | 1 | - | Unknown |
| ARM Financial LLC CRD: 144340 | - | 0 | 1 | - | Unknown |
| Arma Financial Services, Inc. CRD: 18033 | - | 1 | 0 | B | INACTIVE |
| Armacon Securities, Inc. CRD: 26304 | - | 0 | 0 | A | INACTIVE |
| Armada Advisors CRD: 150416 | - | 0 | 1 | - | Unknown |
| Armada Capital LLC CRD: 307382 | - | 0 | 0 | - | Unknown |
| Armada Etfs CRD: 317979 | - | 0 | 1 | - | Unknown |
| Armada Funds LLC CRD: 322410 | - | 0 | 0 | - | Unknown |
| Armada Venture Partners LLC CRD: 329744 | - | 0 | 1 | - | Unknown |
| Armada Wealth Management CRD: 327304 | - | 0 | 0 | - | Unknown |
| Armadale Asset Management LLC CRD: 327824 | - | 0 | 2 | - | Unknown |
| Armadillo Capital Management, LLC CRD: 174359 | - | 0 | 0 | - | Unknown |
| Armadillo Litigation Funding LLC CRD: 310764 | - | 0 | 1 | - | Unknown |
| Armadillo Trading LLC CRD: 336072 | - | 0 | 0 | - | Unknown |
| Armajaro Asset Management LLP CRD: 140727 | - | 0 | 0 | - | Unknown |
| Arman James Investments CRD: 155197 | - | 0 | 1 | - | Unknown |
| Armata Financial Corp. CRD: 6666 | - | 0 | 0 | A | INACTIVE |
| Armata Partners, L.P. CRD: 30989 | - | 0 | 0 | A | INACTIVE |
| Armato Securities Corp. CRD: 102200 | - | 1 | 0 | B | INACTIVE |
| Armavir Partners LLC CRD: 295267 | - | 0 | 0 | - | Unknown |
| Armen SAS CRD: 327264 | - | 0 | 0 | - | Unknown |
| Armira Beteiligungen GMBH & Co., KG CRD: 331451 | - | 0 | 0 | - | Unknown |
| Armira Management GMBH CRD: 314934 | - | 0 | 0 | - | Unknown |
| Armis Financial, LLC CRD: 294890 | - | 0 | 1 | - | Unknown |
| Armistice Capital LLC CRD: 168978 | - | 0 | 1 | - | Unknown |
| Armitage Investment Advisors CRD: 291601 | - | 0 | 0 | - | Unknown |
| Armor Advisors, L.L.C. CRD: 157238 | - | 0 | 1 | - | Unknown |
| Armor Investment Advisors, LLC CRD: 134200 | - | 0 | 1 | - | Unknown |
| Armor Wealth Strategies, LLC CRD: 330730 | - | 0 | 1 | - | Unknown |
| Armory Advisors LLC CRD: 163620 | - | 0 | 0 | - | Unknown |
| Armory Asset Management, LLC CRD: 298822 | - | 0 | 0 | - | Unknown |
| Armory Capital Group, LLC CRD: 148240 | - | 0 | 1 | - | Unknown |
| Armory OAK Wealth LLC CRD: 311092 | - | 0 | 1 | - | Unknown |
| Armory Securities, LLC CRD: 147796 | CA | 0 | 6 | A | Active |
| Armory Square Ventures Manager, LLC CRD: 298870 | - | 0 | 1 | - | Unknown |
| Armour Wealth Advisors, LLC CRD: 306171 | - | 0 | 1 | - | Unknown |
| Armquest L.P. CRD: 36869 | - | 1 | 0 | B | INACTIVE |
| Armscott Securities, Ltd. CRD: 24781 | - | 0 | 0 | A | INACTIVE |