Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| COOKE & BIELER, L.P. CRD: 113859 | — | 0 | 0 | A | Unknown |
| COOKSEN WEALTH, LLC CRD: 300451 | — | 0 | 0 | A | Unknown |
| COOL BREEZE INC. CRD: 33183 | — | 0 | 0 | A | INACTIVE |
| COOL CLIMATE COLLECTIVE, LLC CRD: 326850 | — | 0 | 0 | A | Unknown |
| COOL CREEK FINANCIAL CRD: 323167 | — | 0 | 0 | A | Unknown |
| COOLIDGE & COMPANY, LLC CRD: 108490 | — | 0 | 0 | A | Unknown |
| COOMBS WEALTH ADVISORY, LLC CRD: 281132 | — | 0 | 0 | A | Unknown |
| COONEY CAPITAL, LLC CRD: 311321 | — | 0 | 0 | A | Unknown |
| COOPER CAPITAL GROUP CRD: 305121 | — | 0 | 0 | A | Unknown |
| COOPER CAPITAL, INC. CRD: 127691 | — | 0 | 0 | A | Unknown |
| COOPER EAGLE, LLC CRD: 314675 | — | 0 | 0 | A | Unknown |
| COOPER MALONE MCCLAIN, INC. CRD: 18637 | — | 6 | 0 | F | INACTIVE |
| COOPER, CLAY STEPHEN CRD: 117036 | — | 0 | 0 | A | Unknown |
| COOPER, ZACHARY CRD: 318349 | — | 0 | 0 | A | Unknown |
| COOPERATIVE FUNERAL FUND INC CRD: 107631 | — | 0 | 0 | A | Unknown |
| COORDINATE WEALTH CRD: 300085 | — | 0 | 0 | A | Unknown |
| COORDINATED CAPITAL CORPORATION CRD: 125238 | — | 0 | 0 | A | Unknown |
| COPE CAPITAL INC. CRD: 14661 | — | 0 | 0 | A | INACTIVE |
| COPE CONNELLY CRD: 311665 | — | 0 | 0 | A | Unknown |
| COPE PRIVATE WEALTH CRD: 309351 | — | 0 | 0 | A | Unknown |
| COPELAND ADVISORY GROUP INC. CRD: 158409 | — | 0 | 0 | A | Unknown |
| COPELAND INVESTMENTS CRD: 1535 | — | 0 | 0 | A | INACTIVE |
| COPELEY CAPITAL CRD: 163196 | — | 0 | 0 | A | Unknown |
| COPILOT FINANCIAL CRD: 314634 | — | 0 | 0 | A | Unknown |
| COPPER CANYON LLC CRD: 286061 | — | 0 | 0 | A | Unknown |
| COPPER FINANCIAL CRD: 168203 | KS | 0 | 1 | A | Active |
| COPPER TRADING, J.V. CRD: 100880 | — | 0 | 0 | A | INACTIVE |
| COPPERPINE, INC. CRD: 170068 | — | 0 | 0 | A | Unknown |
| COPPIN COLLINGS CRD: 173932 | — | 0 | 0 | A | Unknown |
| CORAL COVE US GP LTD. CRD: 340381 | — | 0 | 0 | A | Unknown |
| CORAL GROUP CRD: 163823 | — | 0 | 0 | A | Unknown |
| CORAL REEF CAPITAL LP CRD: 286252 | — | 0 | 0 | A | Unknown |
| CORAL ROCK CAPITAL CORP. CRD: 30813 | — | 0 | 0 | A | INACTIVE |
| CORAL TREE PARTNERS CRD: 157774 | — | 0 | 0 | A | Unknown |
| CORAM PARTNERS, LP CRD: 338705 | — | 0 | 0 | A | Unknown |
| CORAZON GROUP LLC CRD: 285865 | — | 0 | 0 | A | Unknown |
| CORBIN CAPITAL PARTNERS, L.P. CRD: 130819 | — | 0 | 0 | A | Unknown |
| CORBOY & COMPANY, L.P. CRD: 23706 | — | 0 | 0 | A | INACTIVE |
| CORBOY AND JERDE, LLC CRD: 103640 | — | 0 | 0 | A | INACTIVE |
| CORDIANT CAPITAL INC. CRD: 172313 | — | 0 | 0 | A | Unknown |
| CORDUSIO LLC CRD: 322031 | — | 0 | 0 | A | Unknown |
| CORE ADVISORY GROUP CRD: 306661 | — | 0 | 0 | A | Unknown |
| CORE ALPHA, INC. CRD: 119635 | — | 0 | 0 | A | Unknown |
| CORE FINANCIAL CRD: 155205 | — | 0 | 0 | A | Unknown |
| CORE FINANCIAL, LLC CRD: 151044 | OH | 1 | 1 | F | Active |
| CORE GROUP FINANCIAL CRD: 283406 | — | 0 | 0 | A | Unknown |
| CORE PARTNERS CRD: 300771 | — | 0 | 0 | A | Unknown |
| CORE SECURITIES, INC. CRD: 16790 | — | 0 | 0 | A | INACTIVE |
| CORE VENTURE CAPITAL CRD: 163335 | — | 0 | 0 | A | Unknown |
| CORECAP ADVISORS CRD: 158819 | — | 0 | 0 | A | Unknown |