Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| CONDUENT HR SERVICES CRD: 119721 | — | 0 | 0 | A | Unknown |
| CONE ADVISORY GROUP, INC. CRD: 316457 | — | 0 | 0 | A | Unknown |
| CONE WEALTH MANAGEMENT CRD: 333870 | — | 0 | 0 | A | Unknown |
| CONFIDO CAPITAL, LLC CRD: 331517 | — | 0 | 0 | A | Unknown |
| CONIFER MANAGEMENT, LLC CRD: 283492 | — | 0 | 0 | A | Unknown |
| CONLEY CAPITAL GROUP CRD: 156399 | — | 0 | 0 | A | Unknown |
| CONLEY, WILLIAM J. CRD: 154613 | — | 0 | 0 | A | Unknown |
| CONNAUGHT (U.S.) LLC CRD: 300401 | — | 0 | 1 | A | Active |
| CONNECTUS WEALTH CRD: 310912 | — | 0 | 0 | A | Unknown |
| CONNELLY CAPITAL LLC CRD: 306448 | — | 0 | 0 | A | Unknown |
| CONNERS & CO., INC. CRD: 1511 | OH | 8 | 1 | F | Active |
| CONNING & COMPANY CRD: 1512 | — | 1 | 0 | F | INACTIVE |
| CONNING, INC. CRD: 107423 | — | 0 | 0 | A | Unknown |
| CONNOR CAPITAL SB, LLC CRD: 283073 | — | 0 | 0 | A | Unknown |
| CONRAD A. MAY, CPA, P.C. CRD: 123225 | — | 0 | 0 | A | Unknown |
| CONROY CAPITAL LLC CRD: 338896 | — | 0 | 0 | A | Unknown |
| CONSCIOUS CAPITAL CRD: 283947 | — | 0 | 0 | A | Unknown |
| CONSECTOR CAPITAL, LP CRD: 161337 | — | 0 | 0 | A | Unknown |
| CONSELLO CAPITAL CRD: 317399 | — | 0 | 0 | A | Unknown |
| CONSERVE CAPITAL CORP. CRD: 14582 | — | 0 | 0 | A | INACTIVE |
| CONSOLIDATED PORTFOLIO REVIEW CORP CRD: 112694 | — | 0 | 0 | A | Unknown |
| CONSTANT GUIDANCE FINANCIAL, LLC CRD: 172612 | — | 0 | 0 | A | Unknown |
| CONSTELLATION WEALTH ADVISORS CRD: 147253 | — | 0 | 0 | A | Unknown |
| CONSTITUTION CAPITAL CORP. CRD: 36485 | — | 0 | 0 | A | INACTIVE |
| CONSTITUTION CAPITAL PM, L. P. CRD: 319678 | — | 0 | 0 | A | Unknown |
| CONSTRUCT CAPITAL CRD: 310594 | — | 0 | 0 | A | Unknown |
| CONSULTANT SECURITIES OF NEW YORK, INC. CRD: 11676 | — | 0 | 0 | A | INACTIVE |
| CONTENT PARTNERS LLC CRD: 164461 | — | 0 | 0 | A | Unknown |
| CONTESSA CAPITAL CRD: 319652 | — | 0 | 0 | A | Unknown |
| CONTI CAPITAL CRD: 318280 | — | 0 | 0 | A | Unknown |
| CONTINUUM ADVISORY, LLC CRD: 283155 | — | 0 | 0 | A | Unknown |
| CONTOS CAPITAL LLC CRD: 333669 | — | 0 | 0 | A | Unknown |
| CONTOUR CAPITAL CRD: 132438 | — | 0 | 0 | A | Unknown |
| CONTOUR FINANCIAL CRD: 111100 | — | 0 | 0 | A | Unknown |
| CONTRA INVESTMENTS LLC CRD: 313230 | — | 0 | 0 | A | Unknown |
| CONTRARY LEGACY LLC CRD: 325014 | — | 0 | 0 | A | Unknown |
| CONTRARY LLC CRD: 311054 | — | 0 | 0 | A | Unknown |
| CONTRAVEST INC. CRD: 114592 | — | 0 | 0 | A | Unknown |
| CONVERGENCE ADVISORY GROUP CRD: 308408 | — | 0 | 0 | A | Unknown |
| CONVERGENCE INVESTMENT PARTNERS, LLC CRD: 148472 | — | 0 | 0 | A | Unknown |
| CONVERTIBLE HEDGE PARTNERS, L.P. CRD: 28474 | — | 0 | 0 | A | INACTIVE |
| CONVEXBETA INVESTMENTS, LLC CRD: 298019 | — | 0 | 0 | A | Unknown |
| CONVEY WEALTH LLC CRD: 322622 | — | 0 | 0 | A | Unknown |
| CONVOY INVESTMENTS, LLC CRD: 174969 | — | 0 | 0 | A | Unknown |
| CONWAY JARVIS LLC CRD: 112336 | — | 0 | 0 | A | Unknown |
| CONWAY PARTNERS CRD: 319013 | — | 0 | 0 | A | Unknown |
| COOGAN, GILBERT & CO., INC. CRD: 7207 | — | 0 | 0 | A | INACTIVE |
| COOK FINANCIAL, LLC CRD: 326989 | — | 0 | 0 | A | Unknown |
| COOK PINE CAPITAL LLC CRD: 134911 | — | 0 | 0 | A | Unknown |
| COOK WEALTH, LLC CRD: 170372 | — | 0 | 0 | A | Unknown |