Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| COMET CAPITAL CRD: 307547 | — | 0 | 0 | A | Unknown |
| COMGEST US LLC CRD: 284352 | — | 0 | 0 | A | Unknown |
| COMHAR CAPITAL MARKETS, LLC CRD: 47955 | IL | 3 | 1 | F | Active |
| COMMERCE CAPITAL CORPORATION CRD: 36715 | — | 0 | 0 | A | INACTIVE |
| COMMERCE CAPITAL, INC. CRD: 6835 | — | 0 | 0 | A | INACTIVE |
| COMMERZ FUTURES, L.L.C. CRD: 38085 | — | 0 | 0 | A | INACTIVE |
| COMMERZBANK CAPITAL MARKETS CORP. CRD: 21787 | — | 2 | 0 | F | INACTIVE |
| COMMITTED ADVISORS S.A.S. CRD: 172635 | — | 0 | 0 | A | Unknown |
| COMMODORE CAPITAL CRD: 304370 | — | 0 | 0 | A | Unknown |
| COMMODORE SECURITIES CORP. CRD: 36002 | — | 0 | 0 | A | INACTIVE |
| COMMON CAPITAL LLC CRD: 319153 | — | 0 | 0 | A | Unknown |
| COMMON CAUSE CAPITAL LLC CRD: 318198 | — | 0 | 0 | A | Unknown |
| COMMON CENTS FP CRD: 338853 | — | 0 | 0 | A | Unknown |
| COMMONER CAPITAL LLC CRD: 337786 | — | 0 | 0 | A | Unknown |
| COMMONFUND OCIO, INC. CRD: 110689 | — | 0 | 0 | A | Unknown |
| COMMONS CAPITAL, LLC CRD: 165738 | — | 0 | 0 | A | Unknown |
| COMMONVIEW CAPITAL CRD: 290040 | — | 0 | 0 | A | Unknown |
| COMMONWEALTH FINANCIAL NETWORK CRD: 8032 | MA | 45 | 1 | F | Active |
| COMMUNITAS FINANCIAL PLANNING PBC CRD: 157708 | — | 0 | 0 | A | Unknown |
| COMMUNITY CURE INC CRD: 306713 | — | 0 | 0 | A | Unknown |
| COMO SECURITIES, INC. CRD: 23953 | — | 0 | 0 | A | INACTIVE |
| COMPA CAPITAL GP, LLC CRD: 321774 | — | 0 | 0 | A | Unknown |
| COMPANIONS ON YOUR JOURNEY CRD: 292618 | — | 0 | 0 | A | Unknown |
| COMPASS CAPITAL CORPORATION CRD: 14379 | — | 0 | 0 | A | INACTIVE |
| COMPASS CAPITAL CORPORATION CRD: 112323 | — | 0 | 0 | A | Unknown |
| COMPASS FINANCIAL MANAGEMENT LLC CRD: 156345 | — | 0 | 0 | A | Unknown |
| COMPASS FINANCIAL USA, INC. CRD: 134487 | — | 0 | 0 | A | Unknown |
| COMPASS GROUP LLC CRD: 108772 | — | 0 | 0 | A | Unknown |
| COMPLETE TRADE CRD: 104042 | — | 0 | 0 | A | INACTIVE |
| COMPOSE CAPITAL CRD: 326350 | — | 0 | 0 | A | Unknown |
| COMPOUND ADVISORY CRD: 334484 | — | 0 | 0 | A | Unknown |
| COMPOUND CAPITAL LLC CRD: 314587 | — | 0 | 0 | A | Unknown |
| COMPREHENSIVE CAPITAL CORPORATION CRD: 6215 | — | 11 | 0 | F | INACTIVE |
| COMPTON EQUITY, LLC CRD: 293328 | — | 0 | 0 | A | Unknown |
| COMPUCLEAR, INC. CRD: 14985 | — | 0 | 0 | A | INACTIVE |
| COMSTOCK INVESTMENTS, INC. CRD: 1393 | — | 0 | 0 | A | INACTIVE |
| COMSTOCK TRADING CORP. CRD: 28015 | — | 0 | 0 | A | INACTIVE |
| COMUS INVESTMENT, LLC CRD: 285941 | — | 0 | 0 | A | Unknown |
| COMVEST PARTNERS, INC. CRD: 38447 | — | 0 | 0 | A | INACTIVE |
| CONARB PARTNERS, L.P. CRD: 21768 | — | 0 | 0 | A | INACTIVE |
| CONCAP LLC CRD: 321873 | — | 0 | 0 | A | Unknown |
| CONCEPT 10 INC. CRD: 44953 | — | 0 | 0 | A | INACTIVE |
| CONCIERGE MONEY MANAGERS CRD: 295677 | — | 0 | 0 | A | Unknown |
| CONCORD ADVISORY GROUP LTD CRD: 107291 | — | 0 | 0 | A | Unknown |
| CONCORD INVESTMENTS, INC. CRD: 14281 | — | 0 | 0 | A | INACTIVE |
| CONCORD SERVICES L.L.C. CRD: 8085 | — | 2 | 0 | F | INACTIVE |
| CONCORDE CAPITAL CORPORATION CRD: 163527 | — | 0 | 0 | A | Unknown |
| CONDATA FINANCIAL CRD: 108715 | — | 0 | 0 | A | INACTIVE |
| CONDEX CAPITAL CORPORATION CRD: 14760 | — | 0 | 0 | A | INACTIVE |
| CONDIRE MANAGEMENT, LP CRD: 311762 | — | 0 | 0 | A | Unknown |