Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Argentem Creek Partners CRD: 282070 | - | 0 | 1 | - | Unknown |
| Argentic CRD: 289502 | - | 0 | 1 | - | Unknown |
| Argentiere Capital AG CRD: 166356 | - | 0 | 0 | - | Unknown |
| Argentiere Capital LP CRD: 299084 | - | 0 | 0 | - | Unknown |
| Argentis Advisors, Inc. CRD: 164205 | - | 0 | 0 | - | Unknown |
| Argento Trading Company L.P. CRD: 43581 | - | 0 | 0 | A | INACTIVE |
| Argentus Securities, LLC CRD: 45915 | - | 2 | 0 | B | INACTIVE |
| Argi Innovations CRD: 320874 | - | 0 | 0 | - | Unknown |
| Argiro & Associates CRD: 131408 | - | 0 | 1 | - | Unknown |
| Argo Capital Corporation CRD: 20394 | - | 0 | 0 | A | INACTIVE |
| Argo Equities, Inc. CRD: 14384 | - | 0 | 0 | A | INACTIVE |
| Argo Infrastructure Management, LP CRD: 335508 | - | 0 | 1 | - | Unknown |
| Argo Management and Research Company, LLC CRD: 339043 | - | 0 | 1 | - | Unknown |
| Argo Securities Corp. CRD: 38473 | - | 0 | 0 | A | INACTIVE |
| Argo Wealth Advisory, LLC CRD: 334041 | - | 0 | 1 | - | Unknown |
| Argo Wealth Management CRD: 312121 | - | 0 | 1 | - | Unknown |
| Argon Advisors CRD: 330015 | - | 0 | 1 | - | Unknown |
| Argon Management LLC CRD: 309111 | - | 0 | 1 | - | Unknown |
| Argonaut Management, L.P. CRD: 137799 | - | 0 | 0 | - | Unknown |
| Argonne Capital Corporation CRD: 23422 | - | 0 | 0 | A | INACTIVE |
| Argonne Capital Group, LLC CRD: 291254 | - | 0 | 1 | - | Unknown |
| Argos Capital Partners, LLC CRD: 116165 | - | 0 | 3 | - | Unknown |
| Argos Global Advisors, LLC CRD: 287672 | - | 0 | 1 | - | Unknown |
| Argos Wealth Advisors LLC CRD: 144481 | - | 0 | 6 | - | Unknown |
| Argos Wityu Partners SA CRD: 160522 | - | 0 | 0 | - | Unknown |
| Argosy Capital CRD: 160212 | - | 0 | 1 | - | Unknown |
| Argosy Capital Securities, Inc. CRD: 44885 | - | 4 | 0 | C | INACTIVE |
| Argosy Investors CRD: 290225 | - | 0 | 2 | - | Unknown |
| Argosy Wealth Management CRD: 175028 | - | 0 | 0 | - | Unknown |
| Argosy-Lionbridge Management, LLC CRD: 325413 | - | 0 | 1 | - | Unknown |
| Argus Efficient Capital, LLC CRD: 331680 | - | 0 | 1 | - | Unknown |
| Argus Equities Corp., Inc. CRD: 18436 | - | 0 | 0 | A | INACTIVE |
| Argus Equity Partners, LLC CRD: 306518 | - | 0 | 2 | - | Unknown |
| Argus Investments, Inc. CRD: 41715 | - | 0 | 0 | A | INACTIVE |
| Argus Investors' Counsel, Inc. CRD: 106981 | - | 0 | 4 | - | Unknown |
| Argus Securities, Inc. CRD: 7400 | - | 12 | 0 | D | INACTIVE |
| Argus Wealth Management CRD: 168994 | - | 0 | 1 | - | Unknown |
| Argyle Agri Partners PTY Ltd CRD: 318832 | - | 0 | 0 | - | Unknown |
| Argyle Capital Partners PTY Ltd CRD: 318831 | - | 0 | 0 | - | Unknown |
| Argyle Investments, LLC CRD: 43240 | - | 0 | 0 | A | INACTIVE |
| Argyle Securities Corp. CRD: 26246 | - | 0 | 0 | A | INACTIVE |
| ARI Asset Management, LLC CRD: 171945 | - | 0 | 0 | - | Unknown |
| ARI Group, LLC CRD: 286049 | - | 0 | 1 | - | Unknown |
| ARI Partners LLC CRD: 126207 | - | 0 | 0 | A | INACTIVE |
| Aria Capital Advisors, LLC CRD: 130891 | FL | 0 | 2 | A | Active |
| Aria Corporation CRD: 137252 | - | 0 | 2 | - | Unknown |
| Aria Growth Partners LP CRD: 315978 | - | 0 | 1 | - | Unknown |
| Aria Partners GP, LLC CRD: 116022 | - | 0 | 0 | - | Unknown |
| Aria Private Clients CRD: 338467 | - | 0 | 0 | - | Unknown |
| Aria Wealth Management CRD: 288450 | - | 0 | 4 | - | Unknown |