Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| COINBASE SECURITIES, INC. CRD: 151143 | — | 0 | 0 | A | INACTIVE |
| COINDEX CAPITAL CRD: 313131 | — | 0 | 0 | A | Unknown |
| COINLIST CAPITAL CRD: 291553 | — | 0 | 0 | A | Unknown |
| COLAB CAPITAL CRD: 338182 | — | 0 | 0 | A | Unknown |
| COLBY & WHITE, LP CRD: 104137 | — | 1 | 0 | F | INACTIVE |
| COLD BORE CAPITAL CRD: 307726 | — | 0 | 0 | A | Unknown |
| COLD BORE CAPITAL CRD: 307725 | — | 0 | 0 | A | Unknown |
| COLD CREEK CAPITAL CRD: 170755 | — | 0 | 0 | A | Unknown |
| COLD CREEK CAPITAL INC. CRD: 322203 | — | 0 | 0 | A | Unknown |
| COLE CAPITAL CORPORATION CRD: 17054 | — | 0 | 0 | A | INACTIVE |
| COLE PARTNERS CRD: 113464 | — | 0 | 0 | A | INACTIVE |
| COLE, THOMAS C. CRD: 307142 | — | 0 | 0 | A | Unknown |
| COLEMAN ADVISORY, LLC CRD: 290642 | — | 0 | 0 | A | Unknown |
| COLEMAN CAPITAL (US) LLC CRD: 323692 | — | 0 | 0 | A | Unknown |
| COLEMAN CAPITAL LLP CRD: 323927 | — | 0 | 0 | A | Unknown |
| COLETTA CAPITAL, LLC CRD: 322161 | — | 0 | 0 | A | Unknown |
| COLIFT LLC CRD: 327668 | — | 0 | 0 | A | Unknown |
| COLIN WINTHROP & CO., INC. CRD: 26012 | — | 5 | 0 | F | INACTIVE |
| COLIP & YOUNG COMPANY CRD: 25501 | — | 0 | 0 | A | INACTIVE |
| COLLAB CAPITAL, LLC CRD: 316573 | — | 0 | 0 | A | Unknown |
| COLLATE CAPITAL CRD: 313279 | — | 0 | 0 | A | Unknown |
| COLLE CAPITAL CRD: 301073 | — | 0 | 0 | A | Unknown |
| COLLEEN WEBER CPA, LLC CRD: 133181 | — | 0 | 0 | A | Unknown |
| COLLEGE ROCKET CRD: 144049 | — | 1 | 0 | F | INACTIVE |
| COLLER CAPITAL INC CRD: 158102 | — | 0 | 0 | A | Unknown |
| COLLETT & COMPANY, INC. CRD: 1488 | — | 0 | 0 | A | INACTIVE |
| COLLIDE CAPITAL CRD: 318806 | — | 0 | 0 | A | Unknown |
| COLLIER CONSULTING CRD: 142147 | — | 0 | 0 | A | Unknown |
| COLLIGAN ADVISORY, LLC CRD: 152580 | — | 0 | 0 | A | Unknown |
| COLLINS ADVISORY CRD: 112085 | — | 0 | 0 | A | Unknown |
| COLLINS CAPITAL LLC CRD: 314034 | — | 0 | 0 | A | Unknown |
| COLMAN FURLONG & CO. CRD: 25522 | — | 0 | 0 | A | INACTIVE |
| COLMAN FURLONG & CO. CRD: 29352 | — | 0 | 0 | A | INACTIVE |
| COLMINA, LLC CRD: 289191 | — | 0 | 0 | A | Unknown |
| COLONIAL CAPITAL, INC. CRD: 19175 | — | 0 | 0 | A | INACTIVE |
| COLONIAL EQUITIES CORP. CRD: 2295 | — | 0 | 0 | A | INACTIVE |
| COLQUETTE GROUP, INC. CRD: 164315 | — | 0 | 0 | A | Unknown |
| COLRAIN CAPITAL LLC CRD: 118098 | — | 0 | 0 | A | Unknown |
| COLT FINANCIAL CRD: 283331 | — | 0 | 0 | A | Unknown |
| COLUMBIA CAPITAL CRD: 159616 | — | 0 | 0 | A | Unknown |
| COLUMBIA CENT CLO ADVISERS, LLC CRD: 310864 | — | 0 | 0 | A | Unknown |
| COLUMBUS ADVISORY GROUP, LTD. CRD: 126331 | — | 6 | 0 | F | INACTIVE |
| COLUMBUS CAPITAL CORP. CRD: 6076 | — | 0 | 0 | A | INACTIVE |
| COLUMNA CAPITAL LLP CRD: 312282 | — | 0 | 0 | A | Unknown |
| COLUMNA GP I S.A.R.L. CRD: 311832 | — | 0 | 0 | A | Unknown |
| COLVA CAPITAL LLC CRD: 315620 | — | 0 | 0 | A | Unknown |
| COLWELL PARTNERS, INC. CRD: 36562 | — | 0 | 0 | A | INACTIVE |
| COLWYN INVESTMENTS LC CRD: 171858 | — | 0 | 0 | A | Unknown |
| COLZEN CAPITAL CRD: 296864 | — | 0 | 0 | A | Unknown |
| COLZEN PARTNERS LLC CRD: 315721 | — | 0 | 0 | A | Unknown |