Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| COAST ADVISORY LLC CRD: 340229 | — | 0 | 0 | A | Unknown |
| COAST BRIDGE CAPITAL CRD: 327898 | — | 0 | 0 | A | Unknown |
| COAST VILLAGE GROUP CRD: 333407 | — | 0 | 0 | A | Unknown |
| COASTAL BANC CAPITAL CORP. CRD: 117113 | — | 0 | 0 | A | INACTIVE |
| COASTAL PARTNERS LTD. CRD: 140584 | — | 0 | 0 | A | Unknown |
| COATL WEALTH, LLC CRD: 170582 | — | 0 | 0 | A | Unknown |
| COATUE MANAGEMENT, L.L.C. CRD: 157910 | — | 0 | 0 | A | Unknown |
| COBALT CAPITAL CRD: 163319 | — | 0 | 0 | A | Unknown |
| COBALT CAPITAL, INC. CRD: 136161 | FL | 1 | 1 | F | Active |
| COBALT MANAGEMENT, LLC CRD: 305576 | — | 0 | 0 | A | Unknown |
| COBB FINANCIAL, LLC CRD: 129437 | — | 0 | 0 | A | Unknown |
| COBB PLANNING GROUP CRD: 150880 | — | 0 | 0 | A | Unknown |
| COBE VENNER CFP CRD: 116921 | — | 0 | 0 | A | Unknown |
| COBIA FINANCIAL CRD: 277094 | — | 0 | 0 | A | Unknown |
| COBIZ WEALTH CRD: 125910 | — | 0 | 0 | A | Unknown |
| COBURN GROUP, LLC CRD: 121308 | — | 0 | 0 | A | INACTIVE |
| COCHRAN WEALTH LLC CRD: 271034 | — | 0 | 0 | A | Unknown |
| COCKE, JAMES ROBERT JR. CRD: 27422 | — | 0 | 0 | A | INACTIVE |
| COCREATE FINANCIAL CRD: 299648 | — | 0 | 0 | A | Unknown |
| CODER - BOSSEN CORPORATION CRD: 10801 | — | 0 | 0 | A | INACTIVE |
| CODEX CAPITAL ASSET MANAGEMENT, L.L.C. CRD: 309373 | — | 0 | 0 | A | Unknown |
| COEFFICIENT CAPITAL CRD: 299097 | — | 0 | 0 | A | Unknown |
| COELHO & CALLAHAN CRD: 128639 | — | 0 | 0 | A | Unknown |
| COELIUS MANAGEMENT, LLC CRD: 317422 | — | 0 | 0 | A | Unknown |
| COEN & DENSMORE INC CRD: 104805 | — | 0 | 0 | A | Unknown |
| COEN INVESTMENTS, LLC CRD: 307690 | — | 0 | 0 | A | Unknown |
| COFACTOR LLC CRD: 282657 | — | 0 | 0 | A | Unknown |
| COFFEEHOUSE CAPITAL CRD: 317317 | — | 0 | 0 | A | Unknown |
| COFOUNDERS CAPITAL CRD: 297039 | — | 0 | 0 | A | Unknown |
| COG SECURITIES CORP. CRD: 14896 | — | 0 | 0 | A | INACTIVE |
| COGENT CAPITAL GROUP CRD: 125163 | — | 0 | 0 | A | Unknown |
| COGMENTUM, INC. CRD: 131219 | — | 0 | 0 | A | Unknown |
| COGNIOS CAPITAL, LLC CRD: 148361 | — | 0 | 0 | A | Unknown |
| COGNIS CAPITAL LLP CRD: 162760 | — | 0 | 0 | A | Unknown |
| COGNOVIO CAPITAL LLC CRD: 313794 | — | 0 | 0 | A | Unknown |
| COGO LABS MANAGEMENT CRD: 323789 | — | 0 | 0 | A | Unknown |
| COHEN & COMPANY CAPITAL MARKETS, LLC CRD: 144981 | — | 0 | 0 | A | INACTIVE |
| COHEN & STEERS SECURITIES, LLC CRD: 29258 | NY | 0 | 1 | A | Active |
| COHEN & STEERS UK LIMITED CRD: 142150 | — | 0 | 0 | A | Unknown |
| COHEN CAPITAL CRD: 339112 | — | 0 | 0 | A | Unknown |
| COHEN, ROBERT J. CRD: 135063 | — | 0 | 0 | A | Unknown |
| COHEN, STEVEN J CFA CRD: 280027 | — | 0 | 0 | A | Unknown |
| COHERE CAPITAL CRD: 305806 | — | 0 | 0 | A | Unknown |
| COHESION CAPITAL CRD: 159436 | — | 0 | 0 | A | Unknown |
| COHN, MICHAEL T. CRD: 40996 | — | 0 | 0 | A | INACTIVE |
| COHO ADVISORY SERVICES, LLC CRD: 325710 | — | 0 | 0 | A | Unknown |
| COHO FINANCIAL, LTD. CRD: 175314 | — | 0 | 0 | A | Unknown |
| COHO PARTNERS, LTD. CRD: 111335 | — | 0 | 0 | A | Unknown |
| COIN CAPITAL, LLC CRD: 289961 | — | 0 | 0 | A | Unknown |
| COINBASE CAPITAL MARKETS CORP CRD: 10722 | NY | 0 | 1 | A | Active |