Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Arcus South East Asia CRD: 320764 | - | 0 | 0 | - | Unknown |
| Arcvest, LLC CRD: 162827 | - | 0 | 3 | - | Unknown |
| Arcview Advisors LLC CRD: 292556 | - | 0 | 0 | - | Unknown |
| Arcwood Financial, LLC CRD: 189512 | - | 0 | 1 | - | Unknown |
| ARD Advisory Services, LLC CRD: 318653 | - | 0 | 1 | - | Unknown |
| Ardabelle Capital CRD: 340687 | - | 0 | 0 | - | Unknown |
| Ardan Equity Partners, LLC CRD: 312470 | - | 0 | 1 | - | Unknown |
| Ardea Partners LP CRD: 283558 | NY | 0 | 3 | A | Active |
| Arden & Associates, Inc. CRD: 148126 | - | 0 | 0 | - | Unknown |
| Arden Advisory LLC CRD: 301985 | - | 0 | 0 | - | Unknown |
| Arden Asset Management LLC CRD: 117773 | - | 0 | 0 | - | Unknown |
| Arden Fund Management, LLC CRD: 164662 | - | 0 | 1 | - | Unknown |
| Arden Global Family Offices CRD: 337412 | - | 0 | 1 | - | Unknown |
| Arden Investment Advisors CRD: 285247 | - | 0 | 0 | - | Unknown |
| Arden Wealth Management CRD: 325639 | - | 0 | 1 | - | Unknown |
| Ardent Capital CRD: 134105 | - | 0 | 2 | - | Unknown |
| Ardent Capital Advisors, LLC CRD: 288099 | - | 0 | 0 | - | Unknown |
| Ardent Capital LLC CRD: 286647 | - | 0 | 0 | - | Unknown |
| Ardent Guardian Wealth Advisory, LLC CRD: 333310 | - | 0 | 1 | - | Unknown |
| Ardent Investors, LLC CRD: 316903 | - | 0 | 1 | - | Unknown |
| Ardent Trading, LLC CRD: 153673 | - | 0 | 0 | A | INACTIVE |
| Ardent Venture Partners, LLC CRD: 317817 | - | 0 | 1 | - | Unknown |
| Ardent Wealth Advisors, LLC CRD: 320668 | - | 0 | 0 | - | Unknown |
| Ardent Wealth Advisors, LLC CRD: 301867 | - | 0 | 0 | - | Unknown |
| Ardent Wealth Advisory, LLC CRD: 284507 | - | 0 | 2 | - | Unknown |
| Ardent Wealth Management CRD: 332593 | - | 0 | 2 | - | Unknown |
| Ardent Wealth Management Inc. CRD: 169080 | - | 0 | 0 | - | Unknown |
| Ardevora Asset Management LLP CRD: 173694 | - | 0 | 0 | - | Unknown |
| Ardglass Partners, LLC CRD: 173296 | - | 0 | 0 | - | Unknown |
| Ardian CRD: 121326 | - | 0 | 1 | - | Unknown |
| Ardian France CRD: 161887 | - | 0 | 0 | - | Unknown |
| Ardian Investment UK Limited CRD: 161225 | - | 0 | 0 | - | Unknown |
| Ardlussa Capital, LLC CRD: 333346 | - | 0 | 1 | - | Unknown |
| Ardmore Global Investors, LP CRD: 282803 | - | 0 | 0 | - | Unknown |
| Ardmore Road Asset Management LP CRD: 311471 | - | 0 | 1 | - | Unknown |
| Ardon Maroon Fund Management (Hong Kong) Limited CRD: 166156 | - | 0 | 0 | - | Unknown |
| Ardsley Partners CRD: 160595 | - | 0 | 0 | - | Unknown |
| Ardsley Partners CRD: 301116 | - | 0 | 1 | - | Unknown |
| Aream Advisors LLC CRD: 318177 | CA | 0 | 2 | A | Active |
| Arec Equities Corporation CRD: 17361 | - | 0 | 0 | A | INACTIVE |
| Areim AB CRD: 335284 | - | 0 | 0 | - | Unknown |
| Arel Capital, LP CRD: 170574 | - | 0 | 0 | - | Unknown |
| Arena Advisors LLC CRD: 304955 | - | 0 | 1 | - | Unknown |
| Arena Capital Advisors CRD: 170313 | - | 0 | 1 | - | Unknown |
| Arena Capital Advisors, LLC CRD: 133241 | - | 0 | 0 | A | INACTIVE |
| Arena Consulting, LLC CRD: 151276 | - | 0 | 1 | - | Unknown |
| Arena Financial LLC CRD: 175178 | - | 0 | 0 | - | Unknown |
| Arena Investors, LP CRD: 269854 | - | 0 | 1 | - | Unknown |
| Arena Private Wealth CRD: 332302 | - | 0 | 5 | - | Unknown |
| Arena Research, LLC CRD: 317595 | - | 0 | 0 | - | Unknown |