Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| CM MANAGEMENT, LLC CRD: 162198 | — | 0 | 0 | A | Unknown |
| CM SECURITIES, INC. CRD: 7284 | — | 0 | 0 | A | INACTIVE |
| CM SECURITIES, LLC CRD: 127136 | — | 3 | 0 | F | INACTIVE |
| CM VENTURE CRD: 314024 | — | 0 | 0 | A | Unknown |
| CM&M FUTURES INC. CRD: 15845 | — | 0 | 0 | A | INACTIVE |
| CMA INVESTMENTS CRD: 115666 | — | 0 | 0 | A | Unknown |
| CMC WEALTH LLC CRD: 336810 | — | 0 | 0 | A | Unknown |
| CMCJL, LLC CRD: 116931 | — | 2 | 0 | F | INACTIVE |
| CMCO INC. CRD: 13913 | — | 0 | 0 | A | INACTIVE |
| CMF ADVISORY LLC CRD: 300173 | — | 0 | 0 | A | Unknown |
| CMG ADVISORY SERVICES, LLC CRD: 121146 | — | 0 | 0 | A | Unknown |
| CMG FINANCIAL PLANNING, LTD. CRD: 119609 | — | 0 | 0 | A | Unknown |
| CMG SECURITIES LLC CRD: 289090 | CA | 0 | 1 | A | Active |
| CMG WEALTH MANAGEMENT CRD: 307513 | — | 0 | 0 | A | Unknown |
| CMH WEALTH MANAGEMENT CRD: 325543 | — | 0 | 0 | A | Unknown |
| CMJ PARTNERS LLC CRD: 33952 | — | 0 | 0 | A | INACTIVE |
| CMJ PARTNERS, LLC CRD: 171408 | — | 0 | 0 | A | Unknown |
| CMP CRD: 162773 | — | 0 | 0 | A | Unknown |
| CMP EQUITIES, INC. CRD: 19686 | — | 0 | 0 | A | INACTIVE |
| CMR INVESTMENTS CRD: 171625 | — | 0 | 0 | A | Unknown |
| CMRF ADVISORS OY CRD: 322846 | — | 0 | 0 | A | Unknown |
| CMS FINANCIAL CRD: 333567 | — | 0 | 0 | A | Unknown |
| CMS FUND ADVISERS, LLC CRD: 154682 | — | 0 | 0 | A | Unknown |
| CMS WEALTH MANAGEMENT CRD: 105903 | — | 0 | 0 | A | Unknown |
| CMT FINANCIAL GROUP CRD: 15481 | — | 0 | 0 | A | INACTIVE |
| CMT SECURITIES, LLC CRD: 113168 | — | 0 | 0 | A | INACTIVE |
| CMT TRADING LLC CRD: 169286 | — | 1 | 0 | F | INACTIVE |
| CMZ TRADING, LLC CRD: 132051 | — | 6 | 0 | F | INACTIVE |
| CN WEALTH LLC CRD: 334386 | — | 0 | 0 | A | Unknown |
| CNA SECURITIES CORP CRD: 3016 | — | 0 | 0 | A | INACTIVE |
| CNB INVESTMENTS, INC. CRD: 17987 | — | 0 | 0 | A | INACTIVE |
| CNBS CRD: 24153 | — | 2 | 0 | F | INACTIVE |
| CND FINANCIAL CRD: 110180 | — | 0 | 0 | A | Unknown |
| CND FINANCIAL LTD. CRD: 132864 | — | 1 | 0 | F | INACTIVE |
| CNG CAPITAL CORPORATION CRD: 21893 | — | 0 | 0 | A | INACTIVE |
| CNI CCEF ADVISORS, LLC CRD: 282366 | — | 0 | 0 | A | Unknown |
| CNI NRE ADVISORS, LLC CRD: 291968 | — | 0 | 0 | A | Unknown |
| CNI NS/RXR ADVISORS, LLC CRD: 292300 | — | 0 | 0 | A | Unknown |
| CNI NSHC ADVISORS, LLC CRD: 292301 | — | 0 | 0 | A | Unknown |
| CNI NSI ADVISORS, LLC CRD: 292883 | — | 0 | 0 | A | Unknown |
| CNI SECURITIES, INC. CRD: 38281 | — | 0 | 0 | A | INACTIVE |
| CNL SECURITIES CORP. CRD: 10356 | FL | 1 | 1 | F | Active |
| CNL, INC. CRD: 15820 | — | 0 | 0 | A | INACTIVE |
| CNM INGENUITY, INC. CRD: 302061 | — | 0 | 0 | A | Unknown |
| CNR SECURITIES, LLC CRD: 18466 | NY | 4 | 1 | F | Active |
| CNS SECURITIES, LLC CRD: 130029 | — | 0 | 0 | A | INACTIVE |
| CO-OP SECURITIES, INC. CRD: 15497 | — | 0 | 0 | A | INACTIVE |
| CO=CREATION=CAPITAL CRD: 282239 | — | 0 | 0 | A | Unknown |
| COAH FINANCIAL CRD: 332283 | — | 0 | 0 | A | Unknown |
| COANN CAPITAL LLC CRD: 310996 | — | 0 | 0 | A | Unknown |