Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Archipelago Trading Services, Inc. CRD: 15853 | IL | 5 | 4 | B | Active |
| Architect Capital Corp. CRD: 315010 | - | 0 | 1 | - | Unknown |
| Architect Equity CRD: 328703 | - | 0 | 1 | - | Unknown |
| Architect Investments, Inc. CRD: 298522 | - | 0 | 0 | - | Unknown |
| Archon Partners LLC CRD: 155756 | - | 0 | 1 | - | Unknown |
| Archon Securities, LLC CRD: 46146 | - | 1 | 0 | B | INACTIVE |
| Archpoint Investors CRD: 151807 | - | 0 | 1 | - | Unknown |
| Archpoint Partners LLC CRD: 164115 | - | 0 | 0 | A | INACTIVE |
| Archstone Capital Advisors CRD: 337935 | - | 0 | 2 | - | Unknown |
| Archstone Capital, LLC CRD: 174435 | - | 0 | 0 | A | INACTIVE |
| Archstone Wealth Advisors, LLC CRD: 299238 | - | 0 | 1 | - | Unknown |
| Archuleta & Co. CRD: 285672 | - | 0 | 0 | - | Unknown |
| Archvest Wealth Advisors, Inc. CRD: 172087 | - | 0 | 1 | - | Unknown |
| Archview Investment Group LP CRD: 154787 | - | 0 | 0 | - | Unknown |
| Archway Private Wealth LLC CRD: 288578 | - | 0 | 0 | - | Unknown |
| Archway Wealth Management, LLC CRD: 326816 | - | 0 | 2 | - | Unknown |
| Arciero Anthony Philip CRD: 33459 | - | 0 | 0 | A | INACTIVE |
| Arcis Capital Advisors II LLC CRD: 286393 | - | 0 | 0 | - | Unknown |
| Arcis Capital Limited CRD: 169665 | - | 0 | 0 | - | Unknown |
| Arclight Capital Partners, LLC CRD: 161228 | - | 0 | 1 | - | Unknown |
| Arclight Financial, LLC CRD: 112911 | - | 0 | 0 | A | INACTIVE |
| Arclight Securities LLC CRD: 132054 | - | 0 | 0 | A | INACTIVE |
| Arcline Investment Management LP CRD: 299352 | - | 0 | 1 | - | Unknown |
| Arcm CRD: 165312 | - | 0 | 0 | - | Unknown |
| Arcmont Asset Management Limited CRD: 306949 | - | 0 | 0 | - | Unknown |
| Arco Global Management, LLC CRD: 287921 | - | 0 | 1 | - | Unknown |
| Arco Securities, Inc. CRD: 24570 | - | 0 | 0 | A | INACTIVE |
| Arcola Securities, Inc. CRD: 147952 | NY | 0 | 2 | A | Active |
| Arcon Wealth Management CRD: 144137 | - | 0 | 1 | - | Unknown |
| Arconti Financial Advisors, LLC CRD: 143605 | - | 0 | 0 | - | Unknown |
| Arcpoint Financial Advisors CRD: 340567 | - | 0 | 0 | - | Unknown |
| Arctaris Impact Investors CRD: 306898 | - | 0 | 1 | - | Unknown |
| Arctern Ventures CRD: 323007 | - | 0 | 0 | - | Unknown |
| Arctic Asset Management as CRD: 306578 | - | 0 | 0 | - | Unknown |
| Arctic Blue Capital Ltd. CRD: 284242 | - | 0 | 0 | - | Unknown |
| Arctic Capital Advisors LLC CRD: 323347 | - | 0 | 0 | - | Unknown |
| Arctic Capital LLC CRD: 313704 | - | 0 | 0 | - | Unknown |
| Arctic Investments III, LLC. CRD: 321191 | - | 0 | 0 | - | Unknown |
| Arctic Securities LLC CRD: 174423 | NY | 0 | 2 | A | Active |
| Arctic Trading, LLC CRD: 133018 | - | 0 | 0 | A | INACTIVE |
| Arctis Global LLC CRD: 308220 | - | 0 | 1 | - | Unknown |
| Arctis Management UK Limited CRD: 308127 | - | 0 | 0 | - | Unknown |
| Arctos Capital, LLC CRD: 297831 | - | 0 | 0 | - | Unknown |
| Arctos Partners CRD: 307116 | - | 0 | 1 | - | Unknown |
| Arctrust Advisors LLC CRD: 330531 | - | 0 | 0 | - | Unknown |
| Arcturus Financial, LLC CRD: 285742 | - | 0 | 0 | - | Unknown |
| Arcus Advisory Services LLC CRD: 162015 | - | 0 | 1 | - | Unknown |
| Arcus Capital Partners LLC CRD: 168059 | - | 0 | 0 | - | Unknown |
| Arcus European Investment Manager LLP CRD: 328589 | - | 0 | 0 | - | Unknown |
| Arcus Investment Asia Limited CRD: 281948 | - | 0 | 0 | - | Unknown |