Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| CLEAR WAVE WEALTH MANAGEMENT, LLC CRD: 338582 | — | 0 | 0 | A | Unknown |
| CLEARARC CAPITAL, INC. CRD: 104650 | — | 0 | 0 | A | Unknown |
| CLEARLAKE CAPITAL (UK) LLP CRD: 288259 | — | 0 | 0 | A | Unknown |
| CLEARLINE CAPITAL LP CRD: 166699 | — | 0 | 0 | A | Unknown |
| CLEARMIND CAPITAL CRD: 334362 | — | 0 | 0 | A | Unknown |
| CLEARUP LLC CRD: 319052 | — | 0 | 0 | A | Unknown |
| CLEARVIEW ADVISORY CRD: 140068 | — | 0 | 0 | A | Unknown |
| CLEARVIEW CAPITAL CRD: 327199 | — | 0 | 0 | A | Unknown |
| CLEARVIEW CAPITAL, L.P. CRD: 161146 | — | 0 | 0 | A | Unknown |
| CLEARVIEW CIRCLE CAPITAL, LLC CRD: 170235 | — | 0 | 0 | A | Unknown |
| CLEARVISION WEALTH CRD: 322465 | — | 0 | 0 | A | Unknown |
| CLEARVUE FINANCIAL CRD: 284068 | — | 0 | 0 | A | Unknown |
| CLEARWAVE CAPITAL CRD: 337738 | — | 0 | 0 | A | Unknown |
| CLEARY GULL INC. CRD: 45309 | — | 6 | 0 | F | INACTIVE |
| CLEF FINANCIAL, LLC CRD: 328892 | — | 0 | 0 | A | Unknown |
| CLELLAND & COMPANY INC CRD: 105406 | — | 0 | 0 | A | Unknown |
| CLEM INVESTMENTS CRD: 118423 | — | 0 | 0 | A | Unknown |
| CLEMANS FINANCIAL CRD: 333422 | — | 0 | 0 | A | Unknown |
| CLEMENSEN CAPITAL COMPANY LLC CRD: 166837 | — | 0 | 0 | A | Unknown |
| CLEMENSEN CAPITAL COMPANY, LLC CRD: 45675 | — | 1 | 0 | F | INACTIVE |
| CLERA CRD: 338073 | — | 0 | 0 | A | Unknown |
| CLERKIE ADVISORY LLC CRD: 291724 | — | 0 | 0 | A | Unknown |
| CLESSIDRA SGR S.P.A. CRD: 163492 | — | 0 | 0 | A | Unknown |
| CLFS SECURITIES, INC. CRD: 7760 | — | 0 | 0 | A | INACTIVE |
| CLG LLC CRD: 282605 | — | 0 | 0 | A | Unknown |
| CLICKRFP.COM, INC. CRD: 104462 | — | 0 | 0 | A | INACTIVE |
| CLIENT 1ST ADVISORY GROUP CRD: 167790 | — | 0 | 0 | A | Unknown |
| CLIENT FIRST FINANCE LLC CRD: 135642 | — | 0 | 0 | A | Unknown |
| CLIENT FOCUSED FINANCIAL CRD: 289929 | — | 0 | 0 | A | Unknown |
| CLIMBER CAPITAL SA CRD: 284784 | — | 0 | 0 | A | Unknown |
| CLINE FINANCIAL CRD: 323924 | — | 0 | 0 | A | Unknown |
| CLINGER & CO., INC. CRD: 1471 | — | 11 | 0 | F | INACTIVE |
| CLINTON GROUP, INC CRD: 106253 | — | 0 | 0 | A | Unknown |
| CLINTON O. MAYER, JR. CRD: 2693 | — | 0 | 0 | A | INACTIVE |
| CLLC EQUITIES CORP. CRD: 15878 | — | 0 | 0 | A | INACTIVE |
| CLOCKTOWER GROUP, L.P. CRD: 158142 | — | 0 | 0 | A | Unknown |
| CLOUD CAPITAL CRD: 317325 | — | 0 | 0 | A | Unknown |
| CLOUD CAPITAL LLC CRD: 150275 | — | 0 | 0 | A | Unknown |
| CLOUD INVESTMENTS, LLC CRD: 281915 | — | 0 | 0 | A | Unknown |
| CLOUT CAPITAL CRD: 327315 | — | 0 | 0 | A | Unknown |
| CLOVELLY WEALTH CRD: 323690 | — | 0 | 0 | A | Unknown |
| CLOVER PARTNERS, L.P. CRD: 123716 | — | 0 | 0 | A | Unknown |
| CLOVER SECURITIES CORP. CRD: 20275 | — | 0 | 0 | A | INACTIVE |
| CLOYD CAPITAL CRD: 337743 | — | 0 | 0 | A | Unknown |
| CLUAIN-ERAIRD EQUITY INVESTORS, LLC CRD: 136234 | — | 0 | 0 | A | Unknown |
| CLUNATOR LLC CRD: 283369 | — | 0 | 0 | A | Unknown |
| CLYM LLC CRD: 318567 | — | 0 | 0 | A | Unknown |
| CM ADVISORY, LLC CRD: 284486 | — | 0 | 0 | A | Unknown |
| CM CAPITAL PARTNERS CRD: 291720 | — | 0 | 0 | A | Unknown |
| CM FIRST CAPITAL CORP. CRD: 128617 | — | 0 | 0 | A | Unknown |