Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| CKII INVESTMENTS, INC. CRD: 14154 | — | 0 | 0 | A | INACTIVE |
| CKM SECURITIES, LLC CRD: 42027 | — | 0 | 0 | A | INACTIVE |
| CKS SECURITIES LLC CRD: 149837 | — | 0 | 0 | A | INACTIVE |
| CLADE MANAGEMENT, LLC CRD: 307705 | — | 0 | 0 | A | Unknown |
| CLARIFIED WEALTH ADVISORY CRD: 329226 | — | 0 | 0 | A | Unknown |
| CLARION CALL CAPITAL CRD: 333446 | — | 0 | 0 | A | Unknown |
| CLARION CAPITAL U.S. INC. CRD: 44968 | — | 0 | 0 | A | INACTIVE |
| CLARION PARTNERS CRD: 108803 | — | 0 | 0 | A | Unknown |
| CLARION RIVER ADVENTURES, LLC CRD: 333466 | — | 0 | 0 | A | Unknown |
| CLARITAS CAPITAL CRD: 329689 | — | 0 | 0 | A | Unknown |
| CLARITY FINANCIAL CRD: 307264 | — | 0 | 0 | A | Unknown |
| CLARITY FINANCIAL CRD: 321702 | — | 0 | 0 | A | Unknown |
| CLARITY FINANCIAL CRD: 158541 | — | 0 | 0 | A | Unknown |
| CLARK & CO. CRD: 1460 | — | 0 | 0 | A | INACTIVE |
| CLARK BROWN, LLC CRD: 323011 | — | 0 | 0 | A | Unknown |
| CLARK COMPANY CRD: 121288 | — | 0 | 0 | A | Unknown |
| CLARK DODGE & CO., INC. CRD: 23288 | — | 4 | 0 | F | INACTIVE |
| CLARK NOBIL & CO. CRD: 26641 | — | 0 | 0 | A | INACTIVE |
| CLARKE & CO. CRD: 25977 | — | 0 | 0 | A | INACTIVE |
| CLARKE & COMPANY, PA CRD: 134894 | — | 0 | 0 | A | Unknown |
| CLARUS GROUP LLC CRD: 310156 | — | 0 | 0 | A | Unknown |
| CLARY SECURITIES, L.L.C. CRD: 39600 | — | 0 | 0 | A | INACTIVE |
| CLASS 500 LLC CRD: 168068 | — | 0 | 0 | A | Unknown |
| CLASS VI VENTURES, LLC CRD: 328904 | — | 0 | 0 | A | Unknown |
| CLASSIC CAPITAL CORPORATION CRD: 12954 | — | 0 | 0 | A | INACTIVE |
| CLASSIC FINANCIAL CRD: 120228 | — | 0 | 0 | A | Unknown |
| CLASSIC, LLC CRD: 159357 | — | 0 | 0 | A | INACTIVE |
| CLAUDIO DAL PIAZ CRD: 5154 | — | 0 | 0 | A | INACTIVE |
| CLAW CAPITAL CORPORATION CRD: 287887 | — | 0 | 0 | A | Unknown |
| CLAY CAPITAL MANAGEMENT LLC CRD: 146658 | — | 0 | 0 | A | Unknown |
| CLAY COVE CAPITAL CRD: 172327 | — | 0 | 0 | A | Unknown |
| CLAYBORNE GROUP, LLC CRD: 133855 | — | 0 | 0 | A | Unknown |
| CLAYTON ASSOCIATES HOLDINGS LLC CRD: 163767 | — | 0 | 0 | A | Unknown |
| CLAYTON PARTNERS LLC CRD: 127546 | — | 0 | 0 | A | Unknown |
| CLB CAPITAL CRD: 46442 | — | 0 | 0 | A | INACTIVE |
| CLB FINANCIAL CRD: 128323 | — | 0 | 0 | A | Unknown |
| CLBI INVESTMENTS INC CRD: 105703 | — | 0 | 0 | A | Unknown |
| CLEAN YIELD ASSET MANAGEMENT CRD: 104826 | — | 0 | 0 | A | Unknown |
| CLEANHILL PARTNERS CRD: 338398 | — | 0 | 0 | A | Unknown |
| CLEAR COVE LLC CRD: 143696 | — | 0 | 0 | A | Unknown |
| CLEAR CREEK ADVISORS CRD: 288335 | — | 0 | 0 | A | Unknown |
| CLEAR CREEK CAPITAL, LLC CRD: 285822 | — | 0 | 0 | A | Unknown |
| CLEAR CREEK FINANCIAL MANAGEMENT, LLC CRD: 170602 | — | 0 | 0 | A | Unknown |
| CLEAR DOLLAR, LLC CRD: 283704 | — | 0 | 0 | A | Unknown |
| CLEAR FUTURE FINANCIAL, LLC CRD: 306990 | — | 0 | 0 | A | Unknown |
| CLEAR NET WORTH, L.L.C. CRD: 154555 | — | 0 | 0 | A | Unknown |
| CLEAR PATH FINANCIAL PLANNING CRD: 281777 | — | 0 | 0 | A | Unknown |
| CLEAR SHORE GROUP LLC CRD: 288226 | — | 0 | 0 | A | Unknown |
| CLEAR SKY WEALTH LLC CRD: 290928 | — | 0 | 0 | A | Unknown |
| CLEAR TRACE, LLC CRD: 144746 | — | 0 | 0 | A | Unknown |