Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Arcap Partners LLC CRD: 313006 | - | 0 | 1 | - | Unknown |
| Arcapita Investment Management US Inc. CRD: 168148 | - | 0 | 1 | - | Unknown |
| Arcem Capital, LLC CRD: 164617 | - | 0 | 0 | - | Unknown |
| Arceo Financial Health, LLC CRD: 284634 | - | 0 | 0 | - | Unknown |
| Arch Capital Management Co. Limited CRD: 160945 | - | 0 | 0 | - | Unknown |
| Arch Bridge Capital LLC CRD: 167699 | - | 0 | 0 | - | Unknown |
| Arch Capital, LLC CRD: 313229 | - | 0 | 0 | - | Unknown |
| Arch City Financial CRD: 297773 | - | 0 | 1 | - | Unknown |
| Arch Creek Advisors LLC CRD: 127686 | - | 0 | 0 | A | INACTIVE |
| Arch Energy Partners CRD: 322548 | - | 0 | 0 | - | Unknown |
| Arch Financial Advisors LLC CRD: 166272 | - | 0 | 1 | - | Unknown |
| Arch Global Advisors, LLC CRD: 297397 | - | 0 | 5 | - | Unknown |
| Arch Indices Investment Advisors CRD: 326879 | - | 0 | 0 | - | Unknown |
| Arch Investors, Limited CRD: 166951 | - | 0 | 0 | - | Unknown |
| Arch OTC LLC CRD: 332061 | - | 0 | 1 | - | Unknown |
| Arch River Capital LLC CRD: 293804 | - | 0 | 1 | - | Unknown |
| Arch Venture Partners CRD: 158196 | - | 0 | 1 | - | Unknown |
| Arch W. Roberts & Co. CRD: 7140 | - | 0 | 0 | A | INACTIVE |
| Arch Wealth Advisers, LLC CRD: 313280 | - | 0 | 0 | - | Unknown |
| Archambo Financial Advisors, Inc. CRD: 129927 | - | 0 | 3 | - | Unknown |
| Archean Capital Partners II, L.L.C. CRD: 294346 | - | 0 | 1 | - | Unknown |
| Archedia Capital LLC CRD: 291836 | - | 0 | 1 | - | Unknown |
| Archelon Coastal LLC CRD: 111606 | - | 0 | 0 | A | INACTIVE |
| Archelon LLC CRD: 43187 | - | 10 | 0 | D | INACTIVE |
| Archer Alexander Securities Corporation CRD: 41555 | - | 6 | 0 | D | INACTIVE |
| Archer BAY Capital LLC CRD: 296793 | - | 0 | 0 | - | Unknown |
| Archer Capital Group Management, LLC CRD: 317047 | - | 0 | 1 | - | Unknown |
| Archer Capital Growth Funds PTY Ltd CRD: 162932 | - | 0 | 0 | - | Unknown |
| Archer Capital Management, L.P. CRD: 161018 | - | 0 | 0 | - | Unknown |
| Archer Capital PTY Ltd CRD: 162989 | - | 0 | 0 | - | Unknown |
| Archer Distributors, LLC CRD: 158961 | MD | 0 | 3 | A | Active |
| Archer Financial Group, LLC CRD: 129687 | - | 0 | 0 | - | Unknown |
| Archer Investment Corporation CRD: 136403 | - | 0 | 68 | - | Unknown |
| Archer ROW Advisory CRD: 297118 | - | 0 | 2 | - | Unknown |
| Archer Venture Capital II GP, LLC CRD: 295813 | - | 0 | 0 | - | Unknown |
| Archer Venture Management, Inc. CRD: 170356 | - | 0 | 0 | - | Unknown |
| Archer Wealth Advisors CRD: 330575 | - | 0 | 1 | - | Unknown |
| Archer Wealth Planning Inc. CRD: 334054 | - | 0 | 0 | - | Unknown |
| Archetype Advisors, LLC CRD: 156527 | - | 0 | 3 | - | Unknown |
| Archetype Endeavors LLC CRD: 285643 | - | 0 | 0 | - | Unknown |
| Archetype Management LLC CRD: 316144 | - | 0 | 1 | - | Unknown |
| Archetype MGMT, LLC CRD: 341273 | - | 0 | 1 | - | Unknown |
| Archetype ONE CRD: 339937 | - | 0 | 0 | - | Unknown |
| Archetype Risk Advisors, Inc. CRD: 131464 | - | 0 | 0 | - | Unknown |
| Archford Capital Strategies, LLC CRD: 164482 | - | 0 | 5 | - | Unknown |
| Archibald, John J. CRD: 125467 | - | 0 | 0 | A | INACTIVE |
| Archie Gray Allen, JR. CRD: 104745 | - | 0 | 1 | - | Unknown |
| Archimed CRD: 290024 | - | 0 | 0 | - | Unknown |
| Archimede Venture Capital, LLC CRD: 343313 | - | 0 | 0 | - | Unknown |
| Archipelago Securities L.L.C. CRD: 102500 | IL | 6 | 4 | B | Active |