Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| CION SECURITIES, LLC CRD: 15487 | NY | 3 | 1 | F | Active |
| CIP CAPITAL CRD: 160700 | — | 0 | 0 | A | Unknown |
| CIPHER CAPITAL LP CRD: 159898 | — | 0 | 0 | A | Unknown |
| CIPHER CHAIN CAPITAL, LLC CRD: 319434 | — | 0 | 0 | A | Unknown |
| CIPIO PARTNERS CRD: 286480 | — | 0 | 0 | A | Unknown |
| CIPIO PARTNERS CRD: 306835 | — | 0 | 0 | A | Unknown |
| CIRA SCM, LLC CRD: 134956 | — | 0 | 0 | A | Unknown |
| CIRCA CAPITAL, LLC CRD: 158694 | — | 0 | 0 | A | Unknown |
| CIRCLE CITY CAPITAL PARTNERS CRD: 327892 | — | 0 | 0 | A | Unknown |
| CIRCLE N ADVISORS, LLC CRD: 271027 | — | 0 | 0 | A | Unknown |
| CIRCLE R WEALTH LLC CRD: 135993 | — | 0 | 0 | A | Unknown |
| CIRCLE SEVEN SECURITIES, INC. CRD: 10623 | — | 0 | 0 | A | INACTIVE |
| CIRCUIT WEALTH LLC CRD: 335718 | — | 0 | 0 | A | Unknown |
| CIRCULARITY CAPITAL CRD: 318186 | — | 0 | 0 | A | Unknown |
| CIRE SECURITIES CRD: 32170 | — | 0 | 0 | A | INACTIVE |
| CIRO CAPITAL LLC CRD: 329576 | — | 0 | 0 | A | Unknown |
| CIRRUS CAPITAL LLC CRD: 288297 | — | 0 | 0 | A | Unknown |
| CIRRUS OIL & GAS LLC CRD: 328721 | — | 0 | 0 | A | Unknown |
| CIS SECURITIES, INC. CRD: 114670 | — | 17 | 0 | F | INACTIVE |
| CISF SECURITIES (USA), INC. CRD: 42007 | — | 0 | 0 | A | INACTIVE |
| CITADEL CLEARING LLC CRD: 172693 | FL | 0 | 1 | A | Active |
| CITADEL EQUITIES CORP. CRD: 18282 | — | 0 | 0 | A | INACTIVE |
| CITADEL SECURITIES CORP. CRD: 14968 | — | 0 | 0 | A | INACTIVE |
| CITCO MUTUAL FUND DISTRIBUTORS, INC. CRD: 41920 | — | 0 | 0 | A | INACTIVE |
| CITIWEST CAPITAL CORPORATION CRD: 113301 | — | 0 | 0 | A | Unknown |
| CITIWIDE SECURITIES CORP. CRD: 10707 | — | 0 | 0 | A | INACTIVE |
| CITIZEN CAPITAL LLC CRD: 326736 | — | 0 | 0 | A | Unknown |
| CITRINE CAPITAL CRD: 171735 | — | 0 | 0 | A | Unknown |
| CITRON CAPITAL, LLC CRD: 288001 | — | 0 | 0 | A | Unknown |
| CITY CAPITAL MANAGEMENT L.L.C. CRD: 114580 | — | 0 | 0 | A | Unknown |
| CIVC PARTNERS CRD: 157330 | — | 0 | 0 | A | Unknown |
| CIVIC CAPITAL GROUP CRD: 164672 | — | 0 | 0 | A | Unknown |
| CIVITAS EB-5 CAPITAL CRD: 167469 | — | 0 | 0 | A | Unknown |
| CIVITAS FINANCIAL CRD: 299505 | — | 0 | 0 | A | Unknown |
| CIVVY WEALTH LLC CRD: 318865 | — | 0 | 0 | A | Unknown |
| CJ FINANCIAL CRD: 339461 | — | 0 | 0 | A | Unknown |
| CJ PERRY FINANCIAL CRD: 330703 | — | 0 | 0 | A | Unknown |
| CJ3 INVESTMENTS LLC CRD: 169458 | — | 0 | 0 | A | Unknown |
| CJC CAPITAL, LLC CRD: 326645 | — | 0 | 0 | A | Unknown |
| CJC WEALTH MANAGEMENT CRD: 325288 | — | 0 | 0 | A | Unknown |
| CJK SECURITIES, INC. CRD: 132759 | — | 0 | 0 | A | INACTIVE |
| CJL QUANTUM ANALYTICS CRD: 330215 | — | 0 | 0 | A | Unknown |
| CJM SECURITIES, INC. CRD: 110706 | — | 1 | 0 | F | INACTIVE |
| CJR FINANCIAL CRD: 306324 | — | 0 | 0 | A | Unknown |
| CJS SECURITIES IA, INC. CRD: 326920 | — | 0 | 0 | A | Unknown |
| CJS SECURITIES, INC. CRD: 44823 | NY | 1 | 1 | F | Active |
| CJS TRADING, L.L.C CRD: 42904 | — | 0 | 0 | A | INACTIVE |
| CJW CAPITAL, LLC CRD: 206514 | — | 0 | 0 | A | Unknown |
| CKC CAPITAL LLC CRD: 168967 | — | 0 | 0 | A | Unknown |
| CKG MANAGEMENT CRD: 306212 | — | 0 | 0 | A | Unknown |