Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Arboretum Investment Advisors, LLC CRD: 285753 | - | 0 | 1 | - | Unknown |
| Arboretum Ventures, LLC CRD: 325307 | - | 0 | 1 | - | Unknown |
| Arborfi Advisors, LLC CRD: 305009 | - | 0 | 1 | - | Unknown |
| Arborfire Capital Inc. CRD: 343244 | - | 0 | 1 | - | Unknown |
| Arborhedge Investments, Inc. CRD: 34800 | - | 1 | 0 | B | INACTIVE |
| Arborstone Financial, LLC CRD: 338225 | - | 0 | 1 | - | Unknown |
| Arborview Capital CRD: 162978 | - | 0 | 1 | - | Unknown |
| Arbour Lane Capital Management LP CRD: 283410 | - | 0 | 0 | - | Unknown |
| Arbour Securities, Inc. CRD: 7937 | - | 0 | 0 | A | INACTIVE |
| Arbutus Securities, LLC CRD: 296912 | - | 0 | 0 | A | INACTIVE |
| ARC (GP1) Ltd CRD: 173530 | - | 0 | 0 | - | Unknown |
| ARC Advisers LLC CRD: 307497 | - | 0 | 2 | - | Unknown |
| ARC Advisory LLC CRD: 330258 | - | 0 | 1 | - | Unknown |
| ARC Asset Management LLC CRD: 329460 | - | 0 | 1 | - | Unknown |
| ARC Capital Management LLC CRD: 159645 | - | 0 | 0 | - | Unknown |
| ARC Element Wealth Design CRD: 329935 | - | 0 | 1 | - | Unknown |
| ARC Fiduciary LLC CRD: 283415 | - | 0 | 0 | - | Unknown |
| ARC Financial CRD: 162336 | - | 0 | 0 | - | Unknown |
| ARC Financial Services LLC CRD: 167852 | - | 0 | 0 | - | Unknown |
| ARC Financial Services, Inc. CRD: 15988 | - | 0 | 0 | A | INACTIVE |
| ARC Group Securities LLC CRD: 132026 | AZ | 2 | 2 | B | Active |
| ARC Investment Planning & Management Inc CRD: 126355 | - | 0 | 0 | - | Unknown |
| ARC Labs, LLC CRD: 299072 | - | 0 | 0 | - | Unknown |
| ARC Luminous Management Company LLC CRD: 328596 | - | 0 | 0 | - | Unknown |
| ARC Securities, LLC CRD: 38045 | - | 1 | 0 | B | INACTIVE |
| ARC Ventures Management Company LLC CRD: 310776 | - | 0 | 0 | - | Unknown |
| ARC180 Capital, L.L.C. CRD: 338666 | - | 0 | 1 | - | Unknown |
| ARC24 Management, LP CRD: 331983 | - | 0 | 1 | - | Unknown |
| ARC70 Advisers LP CRD: 288087 | - | 0 | 1 | - | Unknown |
| Arca Archa, LLC CRD: 145490 | - | 0 | 1 | - | Unknown |
| Arca Asset Management LLC CRD: 156373 | - | 0 | 0 | - | Unknown |
| Arca Capital Investments, Inc. CRD: 109819 | - | 1 | 0 | B | INACTIVE |
| Arca Capital Management CRD: 305964 | - | 0 | 1 | - | Unknown |
| Arca Wealth, LLC CRD: 174765 | - | 0 | 2 | - | Unknown |
| Arcadia Capital L.L.C. CRD: 130251 | - | 0 | 0 | A | INACTIVE |
| Arcadia Capital, Inc. CRD: 32283 | - | 0 | 0 | A | INACTIVE |
| Arcadia Financial Partners, LLC CRD: 285407 | - | 0 | 1 | - | Unknown |
| Arcadia Funds CRD: 166087 | - | 0 | 1 | - | Unknown |
| Arcadia Gaming Advisors LLP CRD: 338747 | - | 0 | 0 | - | Unknown |
| Arcadia Investment Advisors, LLC CRD: 109590 | - | 0 | 3 | - | Unknown |
| Arcadia Investment Partners CRD: 161426 | - | 0 | 1 | - | Unknown |
| Arcadia Private Wealth LLC CRD: 339734 | - | 0 | 1 | - | Unknown |
| Arcadia Securities, LLC CRD: 44656 | NY | 2 | 5 | B | Active |
| Arcadia Wealth LLC CRD: 312464 | - | 0 | 1 | - | Unknown |
| Arcadia Wealth Management CRD: 165504 | - | 0 | 1 | - | Unknown |
| Arcadian Associates, LLC CRD: 339355 | - | 0 | 2 | - | Unknown |
| Arcadian Financial Services CRD: 327149 | - | 0 | 1 | - | Unknown |
| Arcadius Capital Partners Inc. CRD: 173645 | - | 0 | 1 | - | Unknown |
| Arcano Capital Advisors, S.L. CRD: 162998 | - | 0 | 0 | - | Unknown |
| Arcano Capital USA, Inc. CRD: 317164 | - | 0 | 0 | - | Unknown |