Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Araguaia Capital Partners CRD: 169849 | - | 0 | 0 | - | Unknown |
| Arakelian, Carol CRD: 142005 | - | 0 | 0 | - | Unknown |
| Aramas Capital Holdings LLC CRD: 331828 | - | 0 | 1 | - | Unknown |
| Aranova Capital, LLC CRD: 335003 | - | 0 | 1 | - | Unknown |
| Arapaho Partners, LLC CRD: 44665 | - | 0 | 0 | A | INACTIVE |
| Ararat Securities, Inc. CRD: 11275 | - | 0 | 0 | A | INACTIVE |
| Aravaipa Partners LLC CRD: 317035 | - | 0 | 1 | - | Unknown |
| Aravali Asset Management PTE Ltd CRD: 313273 | - | 0 | 0 | - | Unknown |
| Aravt Global LLC CRD: 170157 | - | 0 | 0 | - | Unknown |
| Arax Advisory Partners CRD: 133535 | - | 0 | 94 | - | Unknown |
| ARB Capital LLC CRD: 334816 | - | 0 | 1 | - | Unknown |
| ARB Energy LLC CRD: 322168 | - | 0 | 1 | - | Unknown |
| ARB Fund Management LLC CRD: 318311 | - | 0 | 1 | - | Unknown |
| Arba Credit Management, L.P. CRD: 304734 | - | 0 | 1 | - | Unknown |
| Arbalpha CRD: 327158 | - | 0 | 1 | - | Unknown |
| Arbion Limited CRD: 155663 | - | 0 | 0 | - | Unknown |
| Arbiter Partners CRD: 156290 | - | 0 | 1 | - | Unknown |
| Arbitral Finance Inc CRD: 152245 | - | 0 | 0 | - | Unknown |
| Arbogast Advisers LLC CRD: 174026 | - | 0 | 0 | - | Unknown |
| Arbogast Financial Advisors, LLC CRD: 141562 | - | 0 | 1 | - | Unknown |
| Arbop LLC CRD: 314574 | - | 0 | 0 | - | Unknown |
| Arbor Advisors, LLC CRD: 136950 | - | 0 | 0 | A | INACTIVE |
| Arbor Asset Management, LLC CRD: 112048 | - | 0 | 0 | - | Unknown |
| Arbor Capital Management Corp CRD: 106461 | - | 0 | 0 | - | Unknown |
| Arbor Capital Management Inc CRD: 111362 | - | 0 | 3 | - | Unknown |
| Arbor Capital Partners, Inc CRD: 31361 | - | 0 | 0 | A | INACTIVE |
| Arbor Court Capital, LLC CRD: 143839 | OH | 0 | 2 | A | Active |
| Arbor Family Wealth Advisors, Inc. CRD: 142270 | - | 0 | 2 | - | Unknown |
| Arbor Financial CRD: 281317 | - | 0 | 1 | - | Unknown |
| Arbor Financial Services, LLC CRD: 150713 | - | 0 | 1 | - | Unknown |
| Arbor Hill Advisors, LLC CRD: 163571 | - | 0 | 0 | - | Unknown |
| Arbor Hill Financial, LLC CRD: 305826 | - | 0 | 0 | - | Unknown |
| Arbor Investment Advisors CRD: 111077 | - | 0 | 1 | - | Unknown |
| Arbor Mutual Advisors, Inc. CRD: 159275 | - | 0 | 0 | - | Unknown |
| Arbor Partners Inc CRD: 340378 | - | 0 | 1 | - | Unknown |
| Arbor Point Advisors CRD: 165127 | - | 0 | 0 | - | Unknown |
| Arbor Private Wealth, LLC CRD: 315812 | - | 0 | 1 | - | Unknown |
| Arbor Realty Collateral Management, LLC CRD: 163425 | - | 0 | 1 | - | Unknown |
| Arbor Research & Trading, LLC CRD: 21313 | IL | 2 | 2 | B | Active |
| Arbor Select Growth Ventures, LLC CRD: 325645 | - | 0 | 0 | - | Unknown |
| Arbor Trust Wealth Advisors, LLC CRD: 169611 | - | 0 | 1 | - | Unknown |
| Arbor Ventures, Ltd. CRD: 288856 | - | 0 | 0 | - | Unknown |
| Arbor Wealth CRD: 153640 | - | 0 | 0 | - | Unknown |
| Arbor Wealth Advisors LLC CRD: 169570 | - | 0 | 1 | - | Unknown |
| Arbor Wealth Management CRD: 134711 | - | 0 | 0 | - | Unknown |
| Arbor Wealth Management CRD: 289324 | - | 0 | 1 | - | Unknown |
| Arbor Wealth Management, LLC CRD: 168774 | - | 0 | 1 | - | Unknown |
| Arbor, Patrick Henry CRD: 104399 | - | 0 | 0 | A | INACTIVE |
| Arbor, Patrick Henry CRD: 35984 | - | 0 | 0 | A | INACTIVE |
| Arboretum Ventures CRD: 160196 | - | 0 | 0 | - | Unknown |