Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| CHRISTMAS CORPORATION CRD: 282245 | — | 0 | 0 | A | Unknown |
| CHRISTOPHER & CO., LLC CRD: 325504 | — | 0 | 0 | A | Unknown |
| CHRISTOPHER A. GAUN, CFE, CPA CRD: 148666 | — | 0 | 0 | A | Unknown |
| CHRISTOPHER CAPITAL CORP. CRD: 10798 | — | 0 | 0 | A | INACTIVE |
| CHRONOS CORPORATION CRD: 142722 | — | 0 | 0 | A | Unknown |
| CHS CAPITAL LLC CRD: 155495 | — | 0 | 0 | A | Unknown |
| CHT GROUP, INC. CRD: 161842 | — | 0 | 0 | A | Unknown |
| CHU CAPITAL MANAGEMENT L.L.C. CRD: 293727 | — | 0 | 0 | A | Unknown |
| CHUISANO AND ALBERT, L.L.C. CRD: 123358 | — | 0 | 0 | A | Unknown |
| CHURCH CAPITAL CRD: 167443 | — | 0 | 0 | A | Unknown |
| CHURCHILL CAPITAL USA, INC. CRD: 143278 | NY | 0 | 1 | A | Active |
| CHV CAPITAL, INC. CRD: 162811 | — | 0 | 0 | A | Unknown |
| CHV MANAGEMENT, LLC CRD: 301854 | — | 0 | 0 | A | Unknown |
| CHXBD, LLC CRD: 166757 | — | 0 | 0 | A | INACTIVE |
| CI CAPITAL PARTNERS CRD: 156863 | — | 0 | 0 | A | Unknown |
| CI GLOBAL INVESTMENTS INC. CRD: 156752 | — | 0 | 0 | A | Unknown |
| CI INVESTMENTS, INC. CRD: 38173 | — | 4 | 0 | F | INACTIVE |
| CIA SECURITIES INC. CRD: 14556 | — | 0 | 0 | A | INACTIVE |
| CIBC TRADING (DELAWARE CORP.) CRD: 42682 | — | 0 | 0 | A | INACTIVE |
| CIBC WORLD MARKETS CORP. CRD: 630 | NY | 162 | 1 | F | Active |
| CIBRA CAPITAL LLC CRD: 334678 | — | 0 | 0 | A | Unknown |
| CIBRA CAPITAL LTD CRD: 334693 | — | 0 | 0 | A | Unknown |
| CIBUS CAPITAL LLP CRD: 289206 | — | 0 | 0 | A | Unknown |
| CIC CAPITAL CRD: 28644 | — | 0 | 0 | A | INACTIVE |
| CIC CAPITAL, INC. CRD: 20752 | — | 0 | 0 | A | INACTIVE |
| CIC WEALTH, LLC CRD: 290198 | — | 0 | 0 | A | Unknown |
| CIC, LLC CRD: 311969 | — | 0 | 0 | A | Unknown |
| CICADA SECURITIES CRD: 314109 | CT | 0 | 1 | A | Active |
| CICC US SECURITIES, INC. CRD: 143221 | NY | 1 | 1 | F | Active |
| CICCHETTI, ANTHONY N. CRD: 292244 | — | 0 | 0 | A | Unknown |
| CICLAD GESTION CRD: 162003 | — | 0 | 0 | A | Unknown |
| CICLO WEALTH LLC CRD: 312016 | — | 0 | 0 | A | Unknown |
| CID CAPITAL II, INC. CRD: 160776 | — | 0 | 0 | A | Unknown |
| CID CAPITAL, INC. CRD: 161430 | — | 0 | 0 | A | Unknown |
| CIF MANAGEMENT INC. CRD: 322747 | — | 0 | 0 | A | Unknown |
| CIG ASSET MANAGEMENT CRD: 319466 | — | 0 | 0 | A | Unknown |
| CIG SECURITIES CRD: 129864 | MI | 0 | 1 | A | Active |
| CIGNA INVESTMENTS, INC. CRD: 105811 | — | 0 | 0 | A | Unknown |
| CIGX, LLC CRD: 149934 | — | 0 | 0 | A | Unknown |
| CIM CRD: 283978 | — | 0 | 0 | A | Unknown |
| CIM CAPITAL, LLC CRD: 277038 | — | 0 | 0 | A | Unknown |
| CIM SECURITIES, LLC CRD: 120852 | AK | 4 | 1 | F | Active |
| CIM TRADING LLC CRD: 120394 | — | 6 | 0 | F | INACTIVE |
| CIMA FINANCIAL CRD: 339356 | — | 0 | 0 | A | Unknown |
| CIMAS, LLC CRD: 132263 | NY | 0 | 1 | A | Active |
| CINCOTTA & CO. CRD: 7305 | — | 0 | 0 | A | INACTIVE |
| CINQUE PARTNERS LLC CRD: 159789 | — | 0 | 0 | A | Unknown |
| CINTRIFUSE CAPITAL CRD: 166973 | — | 0 | 0 | A | Unknown |
| CINVEN, INC. CRD: 323534 | — | 0 | 0 | A | Unknown |
| CIO CAPITAL GROUP LLC CRD: 336490 | — | 0 | 0 | A | Unknown |