Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| CHENEVIERE & CO., INC. CRD: 21118 | — | 0 | 0 | A | INACTIVE |
| CHENG, JEN I CRD: 339213 | — | 0 | 0 | A | Unknown |
| CHERRY TRADING CRD: 306249 | — | 0 | 0 | A | INACTIVE |
| CHERRYROCK CAPITAL CRD: 328891 | — | 0 | 0 | A | Unknown |
| CHERTOFF CAPITAL, LLC CRD: 145134 | DC | 0 | 1 | A | Active |
| CHERYL KURKOWSKI, CPA, CFP, LLC CRD: 145937 | — | 0 | 0 | A | Unknown |
| CHESAPEAKE CAPITAL CORPORATION CRD: 282099 | — | 0 | 0 | A | Unknown |
| CHESAPEAKE PARTNERS CRD: 156459 | — | 0 | 0 | A | Unknown |
| CHESNEY & COMPANY CRD: 130644 | — | 0 | 0 | A | Unknown |
| CHESS CAPITAL, LLC CRD: 162737 | — | 0 | 0 | A | Unknown |
| CHESTNUT GROUP CRD: 284715 | — | 0 | 0 | A | Unknown |
| CHETAN LLC CRD: 337289 | — | 0 | 0 | A | Unknown |
| CHEVAL CAPITAL, INC. CRD: 41563 | — | 0 | 0 | A | INACTIVE |
| CHEVRON FINANCIAL CRD: 321794 | — | 0 | 0 | A | Unknown |
| CHEVY CHASE TRUST COMPANY CRD: 110742 | — | 0 | 0 | A | Unknown |
| CHEZ SHEA LLC CRD: 334080 | — | 0 | 0 | A | Unknown |
| CHIASMUS CAPITAL LLC CRD: 298708 | — | 0 | 0 | A | Unknown |
| CHICAGO BOARD BROKERAGE, L.L.C. CRD: 42818 | — | 0 | 0 | A | INACTIVE |
| CHICAGO CAPITAL, INC. CRD: 39274 | — | 4 | 0 | F | INACTIVE |
| CHICAGO CAPITAL, LLC CRD: 291624 | — | 0 | 0 | A | Unknown |
| CHICORY WEALTH CRD: 290887 | — | 0 | 0 | A | Unknown |
| CHIEF ADVISORS CORP CRD: 125261 | — | 0 | 0 | A | Unknown |
| CHIEN, JOSEPHINE CRD: 131238 | — | 0 | 0 | A | Unknown |
| CHILDFREE WEALTH CRD: 316489 | — | 0 | 0 | A | Unknown |
| CHILES, HEIDER & CO., INC. CRD: 5159 | — | 0 | 0 | A | INACTIVE |
| CHILIAN PARTNERS, L.P. CRD: 27829 | — | 0 | 0 | A | INACTIVE |
| CHILIAN PARTNERS, L.P. CRD: 309899 | FL | 0 | 1 | A | Active |
| CHIMERA WEALTH CRD: 311674 | — | 0 | 0 | A | Unknown |
| CHIN OPTIONS, LLC CRD: 102020 | — | 0 | 0 | A | INACTIVE |
| CHIRON INVESTMENTS, LLC CRD: 133547 | — | 0 | 0 | A | INACTIVE |
| CHISPA VC, LLC CRD: 337836 | — | 0 | 0 | A | Unknown |
| CHITRAL LLC CRD: 281404 | — | 0 | 0 | A | Unknown |
| CHITRAL V, LLC CRD: 304284 | — | 0 | 0 | A | Unknown |
| CHITRAL VI, LLC CRD: 304285 | — | 0 | 0 | A | Unknown |
| CHJ WEALTH MANAGEMENT CRD: 154238 | — | 0 | 0 | A | Unknown |
| CHLEBINA CAPITAL CRD: 142376 | — | 0 | 0 | A | Unknown |
| CHOICE INVESTMENTS, INC. CRD: 17665 | — | 10 | 0 | F | INACTIVE |
| CHOKSHI & QUEEN WEALTH ADVISORS CRD: 313833 | — | 0 | 0 | A | Unknown |
| CHORA CAPITAL, LLC CRD: 175483 | — | 0 | 0 | A | Unknown |
| CHOREO, LLC CRD: 111221 | — | 0 | 0 | A | Unknown |
| CHORUS CAPITAL CRD: 292296 | — | 0 | 0 | A | Unknown |
| CHOW, RAYMOND K. CRD: 166964 | — | 0 | 0 | A | Unknown |
| CHRIS CRUIT CRD: 155203 | — | 0 | 0 | A | Unknown |
| CHRIS YEH CRD: 165969 | — | 0 | 0 | A | Unknown |
| CHRISKEN CAPITAL CORP. CRD: 17834 | — | 0 | 0 | A | INACTIVE |
| CHRISTENBERRY COLLET & COMPANY, INC. CRD: 45977 | — | 0 | 0 | A | INACTIVE |
| CHRISTENSEN, KIM C CRD: 147142 | — | 0 | 0 | A | Unknown |
| CHRISTIAN CURRY BATCHELDER, CFP CRD: 133255 | — | 0 | 0 | A | Unknown |
| CHRISTINA CAPITAL CORPORATION CRD: 22411 | — | 0 | 0 | A | INACTIVE |
| CHRISTINE MESSMER, P.C. CRD: 121202 | — | 0 | 0 | A | Unknown |